Managers / Q1 2021 · view latest →
Cowen Prime Services LLC
CIK 0001543830 · 599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY, 10022 · 646-562-1010
Summary
Cowen Prime Services LLC reported $264M in U.S.-listed holdings across 173 positions for Q1 2021.
Its largest position, Quotient Technology Inc Com, represents 17.9% of the portfolio.
Compared with Q4 2020, the fund opened 12 new positions and exited 11.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 83.1% · $220M
- Other · 9.8% · $26M
- US DOMESTIC · 3.4% · $9M
- ADR · 1.5% · $4M
- MLP · 1.4% · $4M
- Other · 0.9% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| LABFLUIDIGM CORP DEL COM | NEW | +983.0K | 983.0K | +$4M | $4M |
| COMSCORE INC COM | NEW | +1.14M | 1.14M | +$4M | $4M |
| GTY TECHNOLOGY HOLDINGS INC COM | NEW | +551.5K | 551.5K | +$4M | $4M |
| IFFINTERNATIONAL FLAVORS&FRAGRA COM | NEW | +13.8K | 13.8K | +$2M | $2M |
| RAHRECRO PHARMA INC COM | NEW | +470.5K | 470.5K | +$1M | $1M |
| VOLITIONRX LTD COM | NEW | +36.7K | 36.7K | +$139,000 | $139,000 |
| CHURCHILL CAPITAL CORP IV CL A | NEW | +1.0K | 1.0K | +$23,000 | $23,000 |
| PENNPENN NATL GAMING INC COM | NEW | +100 | 100 | +$10,000 | $10,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2021 | $276M | 167 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $264M | 173 | Apr 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $226M | 172 | Jan 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $205M | 179 | Oct 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $212M | 194 | Jul 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $164M | 209 | Apr 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $219M | 179 | Feb 4, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $193M | 163 | Nov 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $207M | 172 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $193M | 167 | May 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.