Managers / Q3 2020 · view latest →
Cowen Prime Services LLC
CIK 0001543830 · 599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY, 10022 · 646-562-1010
Summary
Cowen Prime Services LLC reported $205M in U.S.-listed holdings across 179 positions for Q3 2020.
Its largest position, PDFS, represents 15.0% of the portfolio.
Compared with Q2 2020, the fund opened 3 new positions and exited 18.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 80.2% · $165M
- Other · 11.0% · $23M
- US DOMESTIC · 4.7% · $10M
- ADR · 1.9% · $4M
- MLP · 1.3% · $3M
- Other · 0.9% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| GAN LTD ORD SHS | NEW | +318.8K | 318.8K | +$5M | $5M |
| MGNIMAGNITE INC COM | NEW | +127.3K | 127.3K | +$884,000 | $884,000 |
| KALEYRA INC COM | NEW | +2.0K | 2.0K | +$15,000 | $15,000 |
| AAPLAPPLE INC COM | ADDED | +2.7K | 3.6K | +$88,000 | $415,000 |
| RDFNREDFIN CORP COM | SOLD OUT | −47.8K | 0 | −$2M | $0 |
| RUBICON PROJ INC COM | SOLD OUT | −189.8K | 0 | −$1M | $0 |
| INOINOVIO PHARMACEUTICALS INC COM NEW | SOLD OUT | −1.0K | 0 | −$27,000 | $0 |
| SFIXSTITCH FIX INC COM CL A | SOLD OUT | −500 | 0 | −$12,000 | $0 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2020
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2021 | $276M | 167 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $264M | 173 | Apr 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $226M | 172 | Jan 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $205M | 179 | Oct 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $212M | 194 | Jul 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $164M | 209 | Apr 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $219M | 179 | Feb 4, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $193M | 163 | Nov 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $207M | 172 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $193M | 167 | May 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.