Managers / Q2 2020 · view latest →
Cowen Prime Services LLC
CIK 0001543830 · 599 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY, 10022 · 646-562-1010
Summary
Cowen Prime Services LLC reported $212M in U.S.-listed holdings across 194 positions for Q2 2020.
Its largest position, PDFS, represents 14.8% of the portfolio.
Compared with Q1 2020, the fund opened 5 new positions and exited 20.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 81.3% · $172M
- Other · 9.2% · $19M
- US DOMESTIC · 5.3% · $11M
- ADR · 1.9% · $4M
- MLP · 1.5% · $3M
- Other · 0.9% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q1 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| GNMKGENMARK DIAGNOSTICS INC COM | NEW | +435.3K | 435.3K | +$6M | $6M |
| VONAGE HLDGS CORP NOTE 1.750 6 0 | NEW | +3.00M | 3.00M | +$3M | $3M |
| TWITTER INC COM | NEW | +31.3K | 31.3K | +$932,000 | $932,000 |
| ORBITAL ENERGY GROUP INC COM | NEW | +171.2K | 171.2K | +$106,000 | $106,000 |
| INOINOVIO PHARMACEUTICALS INC COM NEW | NEW | +1.0K | 1.0K | +$27,000 | $27,000 |
| FRANCHISE GROUP INC COM | ADDED | +126.5K | 134.1K | +$3M | $3M |
| BOCBOSTON OMAHA CORP COM | ADDED | +110.0K | 137.4K | +$2M | $2M |
| LGNDLIGAND PHARMACEUTICALS INC COM NEW | ADDED | +16.8K | 25.4K | +$2M | $3M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q2 2020
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2021 | $276M | 167 | Jul 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $264M | 173 | Apr 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $226M | 172 | Jan 27, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $205M | 179 | Oct 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $212M | 194 | Jul 29, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $164M | 209 | Apr 28, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $219M | 179 | Feb 4, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $193M | 163 | Nov 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $207M | 172 | Jul 31, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $193M | 167 | May 1, 2019 | RESTATEMENT | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.