SEC 13F Intelligence

Managers / Q4 2023 · view latest →

BANTA ASSET MANAGEMENT LP

CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944

Reported Value
$84M
Q4 2023
Positions
17
Filings on Record
15
2019–present window
Filed
Jan 11, 2024
original filing

Summary

Banta Asset Management LP reported $84M in U.S.-listed holdings across 17 positions for Q4 2023.

The portfolio is heavily concentrated: QQQ alone accounts for 28.9% of reported value.

Compared with Q3 2023, the fund opened 3 new positions and exited 1.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+99.5%
share of reported value
Largest Position
+28.9%
Invesco Qqq Tr
New / Exited
3 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $140MQ4 ’20Q1 ’21: $140MQ2 ’21: $130MQ2 ’21Q3 ’21: $104MQ4 ’21: $134MQ4 ’21Q1 ’22: $124MQ3 ’22: $75MQ3 ’22Q4 ’22: $74MQ1 ’23: $86MQ1 ’23Q2 ’23: $86MQ3 ’23: $80MQ3 ’23Q4 ’23: $84MQ4 ’25: $110MQ4 ’25Q1 ’26: $99Mfilingsflow.com

Portfolio Composition

By security type
ETP: 83.8%Common Stock: 16.2%
  • ETP · 83.8% · $70M
  • Common Stock · 16.2% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
COSTCOSTCO WHSL CORP NEWNEW+325325+$214,526$214,526
TSLATESLA INCNEW+845845+$209,966$209,966
HDHOME DEPOT INCNEW+590590+$204,465$204,465
INVESCO EXCH TRD SLF IDX FDSOLD OUT−14.3K0−$336,122$0
ISHARES TRTRIMMED−1.8K12.2K−$87,756$947,641
DIASPDR DOW JONES INDL AVERAGETRIMMED−4032.8K−$19,411$1M
SPYSPDR S&P 500 ETF TRHELD−1163.5K+$116,143$2M
PFFISHARES TRHELD−85025.9K+$1,266$806,573

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

12 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1QQQINVESCO QQQ TRhistory →UNIT SER 128.92%$24M59.3K
2VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS25.24%$21M48.5K
3BSJQINVESCO EXCH TRD SLF IDX FDINVSCO BLSH 26 · BULSHS 2025 HY · BULSHS 2024 HY · BULETSHS 2027 · INVSCO 28 HYCORP24.37%$20M906.6K
4AAPLAPPLE INChistory →COM9.31%$8M40.6K
5VERIVERITONE INChistory →COM5.27%$4M2.44M
6PFFISHARES TRIBOXX HI YD ETF · PFD AND INCM SEC2.09%$2M38.1K
7SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.96%$2M3.5K
8DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.24%$1M2.8K
9MSFTMICROSOFT CORPCOM0.86%$720,4931.9K
10COSTCOSTCO WHSL CORP NEWCOM0.26%$214,526325
11TSLATESLA INCCOM0.25%$209,966845
12HDHOME DEPOT INCCOM0.24%$204,465590

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$99M20May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$110M17Feb 9, 202613F-HRchanges · EDGAR ↗
Q4 2023$84M17Jan 11, 202413F-HRchanges · EDGAR ↗
Q3 2023$80M15Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$86M16Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$86M15Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$74M15Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$75M16Oct 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$124M20Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M22Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$104M21Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M22Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$140M22Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$140M12Jan 22, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.