Managers / Q1 2023 · view latest →
BANTA ASSET MANAGEMENT LP
CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944
Summary
Banta Asset Management LP reported $86M in U.S.-listed holdings across 15 positions for Q1 2023.
The portfolio is heavily concentrated: QQQ alone accounts for 25.5% of reported value.
The book was largely unchanged from Q4 2022.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 66.2% · $57M
- Common Stock · 31.9% · $27M
- Other · 2.0% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| INVESCO EXCH TRD SLF IDX FD | HELD | −2.3K | 72.0K | −$39,928 | $2M |
| BSJQINVESCO EXCH TRD SLF IDX FD | HELD | +300 | 91.5K | +$54,805 | $2M |
| BSJPINVESCO EXCH TRD SLF IDX FD | HELD | +300 | 91.3K | +$43,143 | $2M |
| BSJOINVESCO EXCH TRD SLF IDX FD | HELD | +300 | 90.0K | +$42,178 | $2M |
| VOOVANGUARD INDEX FDS | HELD | −155 | 55.2K | +$1M | $21M |
| AAPLAPPLE INC | HELD | −147 | 53.5K | +$748,601 | $8M |
| QQQINVESCO QQQ TR | HELD | −186 | 74.5K | +$2M | $22M |
| SPYSPDR S&P 500 ETF TR | HELD | −5 | 3.7K | +$86,953 | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2023
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 25.48% | $22M | 74.5K |
| 2 | VOOVANGUARD INDEX FDShistory → | S&P 500 ETF SHS | 23.96% | $21M | 55.2K |
| 3 | VERIVERITONE INChistory → | COM | 22.37% | $19M | 2.28M |
| 4 | BSJQINVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 26 · BULSHS 2025 HY · BULSHS 2024 HY · BULETSHS 2027 · BULSHS 2023 HY · INVSCO 28 HYCORP | 11.80% | $10M | 448.6K |
| 5 | AAPLAPPLE INChistory → | COM | 8.96% | $8M | 53.5K |
| 6 | PFFISHARES TR | IBOXX HI YD ETF · PFD AND INCM SEC | 3.84% | $3M | 69.8K |
| 7 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 1.74% | $2M | 3.7K |
| 8 | DIASPDR DOW JONES INDL AVERAGEhistory → | UT SER 1 | 1.30% | $1M | 3.3K |
| 9 | MSFTMICROSOFT CORP | COM | 0.55% | $474,804 | 1.9K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $99M | 20 | May 7, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $110M | 17 | Feb 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $84M | 17 | Jan 11, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $80M | 15 | Oct 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $86M | 16 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $86M | 15 | Apr 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $74M | 15 | Jan 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $75M | 16 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $124M | 20 | Apr 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $134M | 22 | Jan 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $104M | 21 | Oct 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $130M | 22 | Jul 23, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $140M | 22 | Apr 21, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $140M | 12 | Jan 22, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.