SEC 13F Intelligence

Managers / Q4 2022 · view latest →

BANTA ASSET MANAGEMENT LP

CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944

Reported Value
$74M
Q4 2022
Positions
15
Filings on Record
15
2021–present window
Filed
Jan 18, 2023
original filing

Summary

Banta Asset Management LP reported $74M in U.S.-listed holdings across 15 positions for Q4 2022.

The portfolio is heavily concentrated: QQQ alone accounts for 26.7% of reported value.

Compared with Q3 2022, the fund opened 0 new positions and exited 1.

Portfolio Metrics

Turnover
+2.4%
vs prior filed quarter
Largest Position
+26.7%
Invesco Qqq Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $140MQ4 ’20Q1 ’21: $140MQ2 ’21: $130MQ2 ’21Q3 ’21: $104MQ4 ’21: $134MQ4 ’21Q1 ’22: $124MQ3 ’22: $75MQ3 ’22Q4 ’22: $74MQ1 ’23: $86MQ1 ’23Q2 ’23: $86MQ3 ’23: $80MQ3 ’23Q4 ’23: $84MQ4 ’25: $110MQ4 ’25Q1 ’26: $99Mfilingsflow.com

Portfolio Composition

By security type
ETP: 71.5%Common Stock: 26.2%Other: 2.3%
  • ETP · 71.5% · $53M
  • Common Stock · 26.2% · $20M
  • Other · 2.3% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TSLATESLA INCSOLD OUT−7560−$201,000$0
BSJSINVESCO EXCH TRD SLF IDX FDADDED+3.6K20.3K+$84,906$419,906
INVESCO EXCH TRD SLF IDX FDTRIMMED−4.8K74.3K−$73,484$2M
VERIVERITONE INCHELD−84.9K2.28M−$1M$12M
BSJRINVESCO EXCH TRD SLF IDX FDHELD+1.4K83.4K+$102,141$2M
DIASPDR DOW JONES INDL AVERAGEHELD−533.3K+$130,076$1M
BSJQINVESCO EXCH TRD SLF IDX FDHELD+1.2K91.2K+$83,931$2M
BSJPINVESCO EXCH TRD SLF IDX FDHELD+1.1K91.0K+$57,457$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

9 positions (from 15 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1QQQINVESCO QQQ TRhistory →UNIT SER 126.70%$20M74.6K
2VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS26.14%$19M55.4K
3VERIVERITONE INChistory →COM16.24%$12M2.28M
4BSJQINVESCO EXCH TRD SLF IDX FDINVSCO BLSH 26 · BULSHS 2025 HY · BULSHS 2024 HY · BULETSHS 2027 · BULSHS 2023 HY · INVSCO 28 HYCORP13.41%$10M449.9K
5AAPLAPPLE INChistory →COM9.36%$7M53.6K
6PFFISHARES TRIBOXX HI YD ETF · PFD AND INCM SEC4.17%$3M69.8K
7SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.90%$1M3.7K
8DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.46%$1M3.3K
9MSFTMICROSOFT CORPCOM0.62%$459,4951.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$99M20May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$110M17Feb 9, 202613F-HRchanges · EDGAR ↗
Q4 2023$84M17Jan 11, 202413F-HRchanges · EDGAR ↗
Q3 2023$80M15Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$86M16Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$86M15Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$74M15Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$75M16Oct 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$124M20Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M22Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$104M21Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M22Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$140M22Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$140M12Jan 22, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.