Managers / Q4 2020 · view latest →
BANTA ASSET MANAGEMENT LP
CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944
Summary
Banta Asset Management LP reported $140M in U.S.-listed holdings across 12 positions for Q4 2020.
The portfolio is heavily concentrated: VERI alone accounts for 47.2% of reported value.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 55.0% · $77M
- ETP · 45.0% · $63M
Quarter-over-Quarter Changes full breakdown →
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| VERIVERITONE INC | NEW | +2.32M | 2.32M | +$66M | $66M |
| QQQINVESCO QQQ TR | NEW | +75.8K | 75.8K | +$24M | $24M |
| VOOVANGUARD INDEX FDS | NEW | +50.2K | 50.2K | +$17M | $17M |
| PFFISHARES TR | NEW | +248.3K | 248.3K | +$10M | $10M |
| ISHARES TR | NEW | +108.1K | 108.1K | +$9M | $9M |
| AAPLAPPLE INC | NEW | +68.4K | 68.4K | +$9M | $9M |
| SPYSPDR S&P 500 ETF TR | NEW | +3.8K | 3.8K | +$1M | $1M |
| DIASPDR DOW JONES INDL AVERAGE | NEW | +4.2K | 4.2K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2020
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VERIVERITONE INChistory → | COM | 47.22% | $66M | 2.32M |
| 2 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 17.02% | $24M | 75.8K |
| 3 | PFFISHARES TR | PFD AND INCM SEC · IBOXX HI YD ETF | 13.59% | $19M | 356.4K |
| 4 | VOOVANGUARD INDEX FDShistory → | S&P 500 ETF SHS | 12.33% | $17M | 50.2K |
| 5 | AAPLAPPLE INChistory → | COM | 6.49% | $9M | 68.4K |
| 6 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 1.03% | $1M | 3.8K |
| 7 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.91% | $1M | 4.2K |
| 8 | PGPROCTER AND GAMBLE CO | COM | 0.81% | $1M | 8.1K |
| 9 | MSFTMICROSOFT CORP | COM | 0.29% | $404,000 | 1.8K |
| 10 | DISDISNEY WALT CO | COM | 0.15% | $215,000 | 1.2K |
| 11 | INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 0.14% | $201,000 | 8.9K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $99M | 20 | May 7, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $110M | 17 | Feb 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $84M | 17 | Jan 11, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $80M | 15 | Oct 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $86M | 16 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $86M | 15 | Apr 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $74M | 15 | Jan 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $75M | 16 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $124M | 20 | Apr 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $134M | 22 | Jan 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $104M | 21 | Oct 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $130M | 22 | Jul 23, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $140M | 22 | Apr 21, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $140M | 12 | Jan 22, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.