SEC 13F Intelligence

Managers / Q1 2021 · view latest →

BANTA ASSET MANAGEMENT LP

CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944

Reported Value
$140M
Q1 2021
Positions
22
Filings on Record
15
2021–present window
Filed
Apr 21, 2021
original filing

Summary

Banta Asset Management LP reported $140M in U.S.-listed holdings across 22 positions for Q1 2021.

The portfolio is heavily concentrated: VERI alone accounts for 41.2% of reported value.

Compared with Q4 2020, the fund opened 11 new positions and exited 1.

Portfolio Metrics

Turnover
+16.4%
vs prior filed quarter
Top-10 Concentration
+100.0%
share of reported value
Largest Position
+41.2%
Veritone
New / Exited
11 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $140MQ4 ’20Q1 ’21: $140MQ2 ’21: $130MQ2 ’21Q3 ’21: $104MQ4 ’21: $134MQ4 ’21Q1 ’22: $124MQ3 ’22: $75MQ3 ’22Q4 ’22: $74MQ1 ’23: $86MQ1 ’23Q2 ’23: $86MQ3 ’23: $80MQ3 ’23Q4 ’23: $84MQ4 ’25: $110MQ4 ’25Q1 ’26: $99Mfilingsflow.com

Portfolio Composition

By security type
ETP: 49.0%Common Stock: 48.7%Other: 2.3%
  • ETP · 49.0% · $68M
  • Common Stock · 48.7% · $68M
  • Other · 2.3% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BSJQINVESCO EXCH TRD SLF IDX FDNEW+77.6K77.6K+$2M$2M
INVESCO EXCH TRD SLF IDX FDNEW+76.6K76.6K+$2M$2M
BSJOINVESCO EXCH TRD SLF IDX FDNEW+77.6K77.6K+$2M$2M
BSJPINVESCO EXCH TRD SLF IDX FDNEW+77.6K77.6K+$2M$2M
INVESCO EXCH TRD SLF IDX FDNEW+76.2K76.2K+$2M$2M
INVESCO EXCH TRD SLF IDX FDNEW+58.3K58.3K+$1M$1M
BSJRINVESCO EXCH TRD SLF IDX FDNEW+50.9K50.9K+$1M$1M
INVESCO EXCH TRD SLF IDX FDNEW+58.3K58.3K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

10 positions (from 22 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VERIVERITONE INChistory →COM41.24%$58M2.40M
2QQQINVESCO QQQ TRhistory →UNIT SER 117.78%$25M77.8K
3VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS14.74%$21M56.5K
4BSJQINVESCO EXCH TRD SLF IDX FDINVSCO BLSH 26 · BULSHS 2023 HY · BULSHS 2024 HY · BULSHS 2025 HY · BULSHS 2022 HY · BULETSHS 2027 · BULSHS 2024 CB · BULSHS 2025 CB · BULSHS 2023 CB · BULSHS 2026 CB · BULSHS 2022 CB · BULSHS 2027 CB12.72%$18M754.5K
5AAPLAPPLE INChistory →COM6.97%$10M79.7K
6PFFISHARES TRPFD AND INCM SEC · IBOXX HI YD ETF3.93%$5M105.1K
7SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.14%$2M4.0K
8DIASPDR DOW JONES INDL AVERAGEUT SER 11.00%$1M4.2K
9MSFTMICROSOFT CORPCOM0.31%$428,0001.8K
10DISDISNEY WALT COCOM0.17%$232,0001.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$99M20May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$110M17Feb 9, 202613F-HRchanges · EDGAR ↗
Q4 2023$84M17Jan 11, 202413F-HRchanges · EDGAR ↗
Q3 2023$80M15Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$86M16Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$86M15Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$74M15Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$75M16Oct 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$124M20Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M22Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$104M21Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M22Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$140M22Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$140M12Jan 22, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.