SEC 13F Intelligence

Managers / Q2 2021 · view latest →

BANTA ASSET MANAGEMENT LP

CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944

Reported Value
$130M
Q2 2021
Positions
22
Filings on Record
15
2021–present window
Filed
Jul 23, 2021
original filing

Summary

Banta Asset Management LP reported $130M in U.S.-listed holdings across 22 positions for Q2 2021.

The portfolio is heavily concentrated: VERI alone accounts for 34.4% of reported value.

The book was largely unchanged from Q1 2021.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+100.0%
share of reported value
Largest Position
+34.4%
Veritone

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $140MQ4 ’20Q1 ’21: $140MQ2 ’21: $130MQ2 ’21Q3 ’21: $104MQ4 ’21: $134MQ4 ’21Q1 ’22: $124MQ3 ’22: $75MQ3 ’22Q4 ’22: $74MQ1 ’23: $86MQ1 ’23Q2 ’23: $86MQ3 ’23: $80MQ3 ’23Q4 ’23: $84MQ4 ’25: $110MQ4 ’25Q1 ’26: $99Mfilingsflow.com

Portfolio Composition

By security type
ETP: 55.0%Common Stock: 42.5%Other: 2.6%
  • ETP · 55.0% · $71M
  • Common Stock · 42.5% · $55M
  • Other · 2.6% · $3M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BSJRINVESCO EXCH TRD SLF IDX FDADDED+7.9K58.8K+$217,000$2M
AAPLAPPLE INCTRIMMED−8.2K71.5K+$52,000$10M
INVESCO EXCH TRD SLF IDX FDADDED+5.8K82.0K+$135,000$2M
INVESCO EXCH TRD SLF IDX FDADDED+5.8K82.3K+$159,000$2M
BSJQINVESCO EXCH TRD SLF IDX FDADDED+5.8K83.3K+$166,000$2M
BSJOINVESCO EXCH TRD SLF IDX FDADDED+5.8K83.3K+$160,000$2M
BSJPINVESCO EXCH TRD SLF IDX FDADDED+5.8K83.3K+$155,000$2M
QQQINVESCO QQQ TRTRIMMED−4.7K73.1K+$1M$26M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

10 positions (from 22 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VERIVERITONE INChistory →COM34.36%$45M2.26M
2QQQINVESCO QQQ TRhistory →UNIT SER 119.99%$26M73.1K
3VOOVANGUARD INDEX FDShistory →S&P 500 ETF SHS16.46%$21M54.2K
4BSJQINVESCO EXCH TRD SLF IDX FDINVSCO BLSH 26 · BULSHS 2024 HY · BULSHS 2023 HY · BULSHS 2025 HY · BULSHS 2022 HY · BULETSHS 2027 · BULSHS 2025 CB · BULSHS 2024 CB · BULSHS 2026 CB · BULSHS 2023 CB · BULSHS 2022 CB · BULSHS 2027 CB14.46%$19M789.0K
5AAPLAPPLE INChistory →COM7.55%$10M71.5K
6PFFISHARES TRPFD AND INCM SEC · IBOXX HI YD ETF4.23%$5M103.1K
7SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.28%$2M3.9K
8DIASPDR DOW JONES INDL AVERAGEhistory →UT SER 11.12%$1M4.2K
9MSFTMICROSOFT CORPCOM0.38%$492,0001.8K
10DISDISNEY WALT COCOM0.17%$221,0001.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$99M20May 7, 202613F-HRchanges · EDGAR ↗
Q4 2025$110M17Feb 9, 202613F-HRchanges · EDGAR ↗
Q4 2023$84M17Jan 11, 202413F-HRchanges · EDGAR ↗
Q3 2023$80M15Oct 26, 202313F-HRchanges · EDGAR ↗
Q2 2023$86M16Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$86M15Apr 20, 202313F-HRchanges · EDGAR ↗
Q4 2022$74M15Jan 18, 202313F-HRchanges · EDGAR ↗
Q3 2022$75M16Oct 18, 202213F-HRchanges · EDGAR ↗
Q1 2022$124M20Apr 14, 202213F-HRchanges · EDGAR ↗
Q4 2021$134M22Jan 19, 202213F-HRchanges · EDGAR ↗
Q3 2021$104M21Oct 13, 202113F-HRchanges · EDGAR ↗
Q2 2021$130M22Jul 23, 202113F-HRchanges · EDGAR ↗
Q1 2021$140M22Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$140M12Jan 22, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.