Managers / Q3 2021 · view latest →
BANTA ASSET MANAGEMENT LP
CIK 0001426960 · 517 30TH STREET, NEWPORT BEACH, CA, 92663 · 949-673-9944
Summary
Banta Asset Management LP reported $104M in U.S.-listed holdings across 21 positions for Q3 2021.
The portfolio is heavily concentrated: VERI alone accounts for 42.9% of reported value.
Compared with Q2 2021, the fund opened 0 new positions and exited 1.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- Common Stock · 53.1% · $55M
- ETP · 43.7% · $45M
- Other · 3.2% · $3M
Quarter-over-Quarter Changes full breakdown →
vs Q2 2021 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| QQQINVESCO QQQ TR | SOLD OUT | −73.1K | 0 | −$26M | $0 |
| AAPLAPPLE INC | HELD | +0 | 71.5K | +$0 | $10M |
| DISDISNEY WALT CO | HELD | +0 | 1.3K | +$0 | $221,000 |
| INVESCO EXCH TRD SLF IDX FD | HELD | +0 | 58.3K | +$0 | $1M |
| BSJPINVESCO EXCH TRD SLF IDX FD | HELD | +0 | 83.3K | +$0 | $2M |
| INVESCO EXCH TRD SLF IDX FD | HELD | +0 | 82.0K | +$0 | $2M |
| INVESCO EXCH TRD SLF IDX FD | HELD | +0 | 58.3K | +$0 | $1M |
| BSJQINVESCO EXCH TRD SLF IDX FD | HELD | +0 | 83.3K | +$0 | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2021
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | VERIVERITONE INChistory → | COM | 42.95% | $45M | 2.26M |
| 2 | VOOVANGUARD INDEX FDShistory → | S&P 500 ETF SHS | 20.57% | $21M | 54.2K |
| 3 | BSJQINVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 26 · BULSHS 2024 HY · BULSHS 2023 HY · BULSHS 2025 HY · BULSHS 2022 HY · BULETSHS 2027 · BULSHS 2025 CB · BULSHS 2024 CB · BULSHS 2026 CB · BULSHS 2023 CB · BULSHS 2022 CB · BULSHS 2027 CB | 18.07% | $19M | 789.0K |
| 4 | AAPLAPPLE INChistory → | COM | 9.44% | $10M | 71.5K |
| 5 | PFFISHARES TR | PFD AND INCM SEC · IBOXX HI YD ETF | 5.28% | $5M | 103.1K |
| 6 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 1.60% | $2M | 3.9K |
| 7 | DIASPDR DOW JONES INDL AVERAGEhistory → | UT SER 1 | 1.40% | $1M | 4.2K |
| 8 | MSFTMICROSOFT CORP | COM | 0.47% | $492,000 | 1.8K |
| 9 | DISDISNEY WALT CO | COM | 0.21% | $221,000 | 1.3K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $99M | 20 | May 7, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $110M | 17 | Feb 9, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $84M | 17 | Jan 11, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $80M | 15 | Oct 26, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $86M | 16 | Jul 31, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $86M | 15 | Apr 20, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $74M | 15 | Jan 18, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $75M | 16 | Oct 18, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $124M | 20 | Apr 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $134M | 22 | Jan 19, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $104M | 21 | Oct 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $130M | 22 | Jul 23, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $140M | 22 | Apr 21, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $140M | 12 | Jan 22, 2021 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.