SEC 13F Intelligence

Managers / Q3 2023 · view latest →

PERRITT CAPITAL MANAGEMENT INC

CIK 0001279342 · 300 SOUTH WACKER DRIVE, SUITE 2880, CHICAGO, IL, 60606 · 3126691650

Reported Value
$173M
Q3 2023
Positions
316
Filings on Record
31
2019–present window
Filed
Nov 14, 2023
original filing

Summary

Perritt Capital Management Inc reported $173M in U.S.-listed holdings across 316 positions for Q3 2023.

Its largest position, DFIV, represents 10.6% of the portfolio.

Compared with Q2 2023, the fund opened 42 new positions and exited 15.

Portfolio Metrics

Turnover
+6.8%
vs prior filed quarter
Top-10 Concentration
+40.9%
share of reported value
Largest Position
+10.6%
Dimensional Etf
New / Exited
42 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $262MQ4 ’18Q1 ’19: $267MQ2 ’19: $253MQ3 ’19: $236MQ4 ’19: $208MQ4 ’19Q1 ’20: $122MQ2 ’20: $134MQ3 ’20: $135MQ4 ’20: $164MQ4 ’20Q1 ’21: $183MQ2 ’21: $192MQ3 ’21: $182MQ4 ’21: $193MQ4 ’21Q1 ’22: $185MQ2 ’22: $165MQ3 ’22: $157MQ4 ’22: $175MQ4 ’22Q1 ’23: $179MQ2 ’23: $183MQ3 ’23: $173MQ4 ’23: $179MQ4 ’23Q1 ’24: $185MQ2 ’24: $183MQ3 ’24: $195MQ4 ’24: $192MQ4 ’24Q1 ’25: $181MQ2 ’25: $194MQ3 ’25: $211MQ4 ’25: $60MQ4 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 52.3%ETP: 39.5%Closed-End Fund: 3.8%Other: 2.4%REIT: 1.3%Other: 0.8%
  • Common Stock · 52.3% · $90M
  • ETP · 39.5% · $68M
  • Closed-End Fund · 3.8% · $7M
  • Other · 2.4% · $4M
  • REIT · 1.3% · $2M
  • Other · 0.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DISTILLATE US FUNDAMENTAL STABILITY & VALUE ETFNEW+98.7K98.7K+$4M$4M
RIORIO TINTO PLCNEW+6.5K6.5K+$411,878$411,878
XEJACCURAY INCNEW+45.0K45.0K+$122,400$122,400
ASMAVINO SILVER & GOLD MINES LTDNEW+200.0K200.0K+$103,300$103,300
LUXURBAN HOTELS INCNEW+20.0K20.0K+$93,200$93,200
JBLJABIL INCNEW+518518+$65,729$65,729
MODULAR MED INCNEW+40.0K40.0K+$46,400$46,400
CREXCREATIVE REALITIES INCNEW+25.0K25.0K+$38,750$38,750

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

311 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1DFIVDIMENSIONAL ETF TRUSTINTL SMALL CAP E · EMGR CRE EQT MNG · INTERNATNAL VAL · US EQUITY ETF10.64%$18M741.5K
2ISHARES CORE DIVIDEND GROWTH ETFCORE DIV GRWTH4.60%$8M160.5K
3VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFINTL DVD ETF4.53%$8M109.8K
4SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL4.29%$7M102.3K
5SPDR S&P 500 ETFTR UNIT3.72%$6M15.0K
6VANGUARD FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF3.47%$6M153.1K
7SPROTT PHYSICAL GOLD TRUNIT2.87%$5M346.2K
8DISTILLATE US FUNDAMENTAL STABILITY & VALUE ETFDISTILLATE US2.55%$4M98.7K
9ISHARES CORE S&P MID CAP ETFCORE S&P MCP ETF2.19%$4M15.2K
10NTICNORTHERN TECHNOLOGIES INTERNATIONAL CORPhistory →COM2.03%$4M261.9K
11SAMGSILVERCREST ASSET MGMT GROUPhistory →CL A1.87%$3M203.3K
12DLHCDLH HLDGS CORPhistory →COM1.64%$3M243.2K
13RLGTRADIANT LOGISTICS INChistory →COM1.31%$2M400.0K
14PESIPERMA-FIX ENVIRONMENTAL SERVICES INC.history →COM NEW1.25%$2M207.2K
15LEGHLEGACY HOUSING CORPCOM0.98%$2M87.2K
16GROWU S GLOBAL INVS INCORPORACL A0.94%$2M570.7K
17BELFBBEL FUSE INCCL B0.93%$2M33.7K
18MLRMILLER INDS INC TENNCOM NEW0.92%$2M40.6K
19SPROTT PHYSICAL GOLD & SILVERTR UNIT0.91%$2M90.3K
20GPCGENUINE PARTS COCOM0.84%$1M10.1K
21MAMAMAMAMANCINI S HLDGS INCCOM0.79%$1M310.9K
22VANECK GOLD MINERS ETFGOLD MINERS ETF0.76%$1M49.0K
23EPMEVOLUTION PETE CORPCOM0.73%$1M184.5K
24HDH1HUDSON GLOBAL INCCOM NEW0.71%$1M65.5K
25PEWPC-TEL INCCOM0.69%$1M288.3K
26GOLDA-MARK PRECIOUS METALS INCCOM0.68%$1M40.0K
27PLABPHOTRONICS INCCOM0.68%$1M57.9K
28HGBLHERITAGE GLOBAL INCCOM0.64%$1M355.1K
29QIPTQUIPT HOME MEDICAL CORPCOM0.63%$1M215.5K
30NPKINEWPARK RES INCCOM PAR $.01NEW0.63%$1M157.3K
31SYKSTRYKER CORPCOM0.62%$1M3.9K
32SPDR S&P GLOBAL NATURAL RESOURCES ETFGLB NAT RESRCE0.62%$1M19.2K
33RSSSRESEARCH SOLUTIONS INCCOM0.61%$1M421.0K
34QRHCQUEST RESOURCE HLDG CORPCOM NEW0.61%$1M141.3K
35LYTSLSI INDS INC OHIOCOM0.58%$1M63.3K
36PFIEEURPROFIRE ENERGY INCCOM0.58%$1M361.1K
37NWPXNORTHWEST PIPE COCOM0.58%$1M33.2K
38ORCLORACLE CORPORATIONCOM0.57%$990,6179.4K
39BWMNBOWMAN CONSULTING GROUP LTDCOM0.57%$983,57335.1K
40REFICHICAGO ATLANTIC REAL ESTATECOM0.56%$972,02066.0K
41ASSERTIO HOLDINGS INCCOM NEW0.54%$927,191362.2K
42ABBVABBVIE INCCOM0.52%$906,2856.1K
43CSCOCISCO SYS INCCOM0.52%$889,83616.6K
44UTIUNIVERSAL TECHNICAL INST INCCOM0.51%$884,090105.5K
45AMGNAMGEN INCCOM0.51%$872,7313.2K
46EUROSEAS LTDSHS0.50%$860,23832.3K
47GENCGENCOR INDS INCCOM0.48%$833,65659.0K
48MTRXMATRIX SVC COCOM0.48%$829,54070.3K
49IMMRIMMERSION CORPCOM0.45%$780,641118.1K
50LAKELAKELAND INDUSTRIES INCCOM0.44%$768,57051.0K
51AWMSKYWORKS SOLUTIONS INCCOM0.44%$753,0807.6K
52JPMJPMORGAN CHASE & COCOM0.43%$749,4635.2K
53IIIINFORMATION SVCS GROUP INCCOM0.43%$747,083170.6K
54EGYVAALCO ENERGY INCCOM NEW0.41%$704,081160.4K
55PRUPRUDENTIAL FINL INCCOM0.40%$697,5847.4K
56TPCSTECHPRECISION CORPCOM NEW0.40%$692,98995.5K
57AVNWAVIAT NETWORKS INCCOM NEW0.40%$684,84021.9K
58MUXMCEWEN MNG INCCOM NEW0.39%$680,180104.6K
59CHVCHEVRON CORP NEWCOM0.39%$673,8904.0K
60CNTCENTURY CASINOS INCCOM0.39%$673,569131.3K
61ISHARES MSCI EMERGING MARKETS ETFMSCI EMG MKT ETF0.39%$666,40217.6K
62OMEGA HEALTHCARE INVS INCCOM0.39%$666,11820.1K
63GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.38%$664,6865.0K
64LINCLINCOLN EDL SVCS CORPCOM0.38%$657,14077.8K
65PFEPFIZER INCCOM0.37%$647,51219.5K
66PEPPEPSICO INCCOM0.37%$640,5263.8K
67EZPWEZCORP INCCL A NON VTG0.36%$629,47576.3K
68JNJJOHNSON & JOHNSONCOM0.36%$626,9624.0K
69BGSFBGSF INCCOM0.36%$626,14965.2K
70ISHARES S&P SMALLCAP 600 ETFCORE S&P SCP ETF0.36%$624,8426.6K
71SPARUSDSHYFT GROUP INCCOM0.36%$616,21041.2K
72EPDENTERPRISE PRODS PARTNERS L PCOM0.35%$604,19322.1K
73AIOTPOWERFLEET INCCOM0.35%$601,310290.5K
74CODACODA OCTOPUS GROUP INCCOM NEW0.33%$578,63493.3K
75MOALTRIA GROUP INCCOM0.33%$577,64113.7K
76UNHUNITEDHEALTH GROUP INCCOM0.33%$577,0451.1K
77BXCBLUELINX HLDGS INCCOM NEW0.33%$574,6307.0K
78AMSWAUSDAMERICAN SOFTWARE INC.CL A0.33%$570,36449.8K
79TRVCCITIGROUP INCCOM NEW0.33%$570,35013.9K
80INTCINTEL CORPCOM0.33%$568,53316.0K
81CVGICOMMERCIAL VEH GROUP INCCOM0.33%$562,60072.5K
82MPAAMOTORCAR PARTS OF AMERCOM0.32%$544,58667.3K
83ISHARES MSCI EAFE ETFMSCI EAFE ETF0.31%$542,7457.9K
84VMDVIEMED HEALTHCARE INCCOM0.31%$531,67079.0K
85GEOSGEOSPACE TECHNOLOGIES CORPCOM0.30%$518,00040.0K
86XELBUSDXCEL BRANDS INCCOM NEW0.30%$516,004485.0K
87INVNIDENTIV INCCOM NEW0.30%$513,15260.8K
88BMYBRISTOL-MYERS SQUIBB COCOM0.30%$513,1328.8K
89EDRENDEAVOUR SILVER CORPCOM0.29%$497,562204.8K
90FSIFLEXIBLE SOLUTIONS INTL INCCOM0.27%$473,378174.0K
91USIOUSIO INCCOM0.27%$472,500270.0K
92LUVSOUTHWEST AIRLS COCOM0.27%$463,16817.1K
93KRTKARAT PACKAGING INC COMCOM0.27%$461,20020.0K
94EBAEBAY INCCOM0.27%$458,62410.4K
95DVNDEVON ENERGY CORP NEWCOM0.26%$451,7199.5K
96CSI COMPRESSCO LPCOM UNIT0.26%$448,500325.0K
97MRKMERCK & CO INCCOM0.26%$444,8474.3K
98DHXDHI GROUP INCCOM0.26%$443,088144.8K
99BBWBUILD-A-BEAR WORKSHOP INCCOM0.26%$441,15015.0K
100ADUSADDUS HOMECARE CORPCOM0.25%$434,4695.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$60M79Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$211M313Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$194M328Aug 14, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$181M349May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$192M307Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$195M303Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$183M321Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$185M330May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$179M336Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$173M316Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$183M289Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M289May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$175M298Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M186Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$165M184Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M194May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$193M201Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M196Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$192M202Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M196May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$164M191Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$135M186Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M179Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$122M193May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M212Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$236M227Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$253M232Aug 13, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$267M220May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$262M228Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.