SEC 13F Intelligence

Managers / Q3 2020 · view latest →

PERRITT CAPITAL MANAGEMENT INC

CIK 0001279342 · 300 SOUTH WACKER DRIVE, SUITE 2880, CHICAGO, IL, 60606 · 3126691650

Reported Value
$135M
Q3 2020
Positions
186
Filings on Record
31
2019–present window
Filed
Nov 16, 2020
original filing

Summary

Perritt Capital Management Inc reported $135M in U.S.-listed holdings across 186 positions for Q3 2020.

Its largest position, Spdr S P 500 Etf, represents 7.2% of the portfolio.

Compared with Q2 2020, the fund opened 20 new positions and exited 13.

Portfolio Metrics

Turnover
+9.0%
vs prior filed quarter
Top-10 Concentration
+35.1%
share of reported value
Largest Position
+7.2%
Spdr S P 500 Etf
New / Exited
20 / 13
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $262MQ4 ’18Q1 ’19: $267MQ2 ’19: $253MQ3 ’19: $236MQ4 ’19: $208MQ4 ’19Q1 ’20: $122MQ2 ’20: $134MQ3 ’20: $135MQ4 ’20: $164MQ4 ’20Q1 ’21: $183MQ2 ’21: $192MQ3 ’21: $182MQ4 ’21: $193MQ4 ’21Q1 ’22: $185MQ2 ’22: $165MQ3 ’22: $157MQ4 ’22: $175MQ4 ’22Q1 ’23: $179MQ2 ’23: $183MQ3 ’23: $173MQ4 ’23: $179MQ4 ’23Q1 ’24: $185MQ2 ’24: $183MQ3 ’24: $195MQ4 ’24: $192MQ4 ’24Q1 ’25: $181MQ2 ’25: $194MQ3 ’25: $211MQ4 ’25: $60MQ4 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 63.7%ETP: 27.3%Other: 4.6%Closed-End Fund: 4.0%REIT: 0.2%Other: 0.2%
  • Common Stock · 63.7% · $86M
  • ETP · 27.3% · $37M
  • Other · 4.6% · $6M
  • Closed-End Fund · 4.0% · $5M
  • REIT · 0.2% · $241,000
  • Other · 0.2% · $221,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EGANEGAIN CORP COM NEWNEW+38.8K38.8K+$550,000$550,000
FTHMFATHOM HOLDINGS INC COMNEW+30.0K30.0K+$472,000$472,000
N1KNEWAGE INC COMNEW+266.9K266.9K+$462,000$462,000
MOHAWK GROUP HLDGS INC COMNEW+54.8K54.8K+$452,000$452,000
CRAICRA INTL INC COMNEW+8.0K8.0K+$300,000$300,000
INFUINFUSYSTEM HLDGS INC COMNEW+20.0K20.0K+$256,000$256,000
DYHTARGET CORP COMNEW+1.4K1.4K+$227,000$227,000
RGLDROYAL GOLD INC COMNEW+1.8K1.8K+$215,000$215,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SPDR S&P 500 ETFTR UNIT7.15%$10M28.9K
2VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFINTL DVD ETF7.03%$10M132.0K
3SPROTT PHYSICAL GOLD TR UNITUNIT3.80%$5M341.7K
4VANGUARD FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF3.77%$5M118.1K
5SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL2.99%$4M80.7K
6DLHCDLH HLDGS CORPhistory →COM2.21%$3M412.6K
7SAMGSILVERCREST ASSET MGMT GROUP I CL Ahistory →CL A2.14%$3M277.3K
8RLGTRADIANT LOGISTICS INChistory →COM2.06%$3M541.5K
9IESCIES HLDGS INC COMhistory →COM2.00%$3M85.0K
10ISHARES CORE DIVIDEND GROWTH ETFCORE DIV GRWTH1.99%$3M67.8K
11NTICNORTHERN TECHNOLOGIES INTERNATIONAL CORPhistory →COM1.99%$3M324.2K
12ISHARES CORE S&P MID CAP ETFCORE S&P MCP ETF1.81%$2M13.2K
13SPARUSDSHYFT GROUP INC COMhistory →COM1.74%$2M124.9K
14MLRMILLER INDS INC TENN NEWhistory →COM NEW1.35%$2M59.9K
15GROWU S GLOBAL INVS INCORPORA CLASS Ahistory →CL A1.27%$2M721.5K
16PEWPC-TEL INChistory →COM1.03%$1M245.4K
17LEGHLEGACY HOUSING CORP COMhistory →COM1.00%$1M99.0K
18DSP GROUP INCCOM0.98%$1M100.3K
19AXTIAXT INCCOM0.96%$1M212.3K
20TBCHTURTLE BEACH CORP COM NEWCOM NEW0.95%$1M70.4K
21AMSWAUSDAMERICAN SOFTWARE CL A CLASS ACL A0.89%$1M85.4K
22SYKSTRYKER CORPCOM0.87%$1M5.6K
23ISHARES S&P 500 GROWTH ETFS&P 500 GRWT ETF0.85%$1M5.0K
24VTE1ASURE SOFTWARE INC CORP.COM0.84%$1M149.7K
25TECNOGLASS INC SHSSHS0.78%$1M200.0K
26AWMSKYWORKS SOLUTIONS INC COMCOM0.75%$1M7.0K
27SIISPROTT INC COM NEWCOM NEW0.73%$993,00029.1K
28TXNTEXAS INSTRS INC COMCOM0.68%$925,0006.5K
29FORTUNA SILVER MINES INC COMCOM0.67%$906,000142.5K
30PGT INNOVATIONS INC COMCOM0.66%$899,00051.3K
31IMMRIMMERSION CORP COMCOM0.66%$895,000126.9K
32MPAAMOTORCAR PARTS OF AMERCOM0.64%$870,00055.9K
33LDELANDEC CPCOM0.63%$856,00088.1K
34INVNIDENTIV INC COM NEWCOM NEW0.63%$856,000136.7K
35BXCBLUELINX HLDGS INC COM NEWCOM NEW0.63%$850,00039.5K
36ADUSADDUS HOMECARE CORPCOMCOM0.63%$848,0009.0K
37PESIPERMA-FIX ENVIRONMENTAL SERVICES INC.COM NEW0.62%$833,000118.1K
38IIIINFORMATION SVCS GROUP INCCOM0.60%$809,000383.3K
39ISHARES MSCI EMERGING MARKETS ETFMSCI EMG MKT ETF0.59%$801,00018.2K
40UNHUNITEDHEALTH GROUP INC COMCOM0.58%$782,0002.5K
41CNTCENTURY CASINOS INCCOM0.57%$767,000139.9K
42PYPLPAYPAL HLDGS INC COMCOM0.57%$765,0003.9K
43TRXADE GROUP INC COM NEWCOM NEW0.55%$744,000119.1K
44ABTABBOTT LABS COMCOM0.54%$737,0006.8K
45PEPPEPSICO INC COMCOM0.52%$704,0005.1K
46LUVSOUTHWEST AIRLS CO COMCOM0.52%$701,00018.7K
47GENCGENCOR INDS INC COMCOM0.52%$698,00063.2K
48TSCUSDTRISTATE CAPITAL HOLDINGS, INCCOM0.51%$695,00052.5K
49RELLRICHARDSON ELECTRONICS LTDCOM0.51%$693,000166.1K
50PLABPHOTRONICS INCCOM0.51%$690,00069.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$60M79Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$211M313Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$194M328Aug 14, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$181M349May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$192M307Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$195M303Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$183M321Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$185M330May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$179M336Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$173M316Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$183M289Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M289May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$175M298Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M186Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$165M184Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M194May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$193M201Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M196Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$192M202Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M196May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$164M191Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$135M186Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M179Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$122M193May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M212Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$236M227Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$253M232Aug 13, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$267M220May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$262M228Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.