SEC 13F Intelligence

Managers / Q1 2021 · view latest →

PERRITT CAPITAL MANAGEMENT INC

CIK 0001279342 · 300 SOUTH WACKER DRIVE, SUITE 2880, CHICAGO, IL, 60606 · 3126691650

Reported Value
$183M
Q1 2021
Positions
196
Filings on Record
31
2019–present window
Filed
May 17, 2021
original filing

Summary

Perritt Capital Management Inc reported $183M in U.S.-listed holdings across 196 positions for Q1 2021.

Its largest position, Vanguard International Dividend Appreciation Etf, represents 6.3% of the portfolio.

Compared with Q4 2020, the fund opened 15 new positions and exited 10.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+35.1%
share of reported value
Largest Position
+6.3%
Vanguard International Dividend Appreciation Etf
New / Exited
15 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $262MQ4 ’18Q1 ’19: $267MQ2 ’19: $253MQ3 ’19: $236MQ4 ’19: $208MQ4 ’19Q1 ’20: $122MQ2 ’20: $134MQ3 ’20: $135MQ4 ’20: $164MQ4 ’20Q1 ’21: $183MQ2 ’21: $192MQ3 ’21: $182MQ4 ’21: $193MQ4 ’21Q1 ’22: $185MQ2 ’22: $165MQ3 ’22: $157MQ4 ’22: $175MQ4 ’22Q1 ’23: $179MQ2 ’23: $183MQ3 ’23: $173MQ4 ’23: $179MQ4 ’23Q1 ’24: $185MQ2 ’24: $183MQ3 ’24: $195MQ4 ’24: $192MQ4 ’24Q1 ’25: $181MQ2 ’25: $194MQ3 ’25: $211MQ4 ’25: $60MQ4 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 63.6%ETP: 27.2%Other: 5.5%Closed-End Fund: 3.0%ADR: 0.3%Other: 0.3%
  • Common Stock · 63.6% · $117M
  • ETP · 27.2% · $50M
  • Other · 5.5% · $10M
  • Closed-End Fund · 3.0% · $6M
  • ADR · 0.3% · $486,000
  • Other · 0.3% · $612,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GOLDA-MARK PRECIOUS METALS INC COMNEW+31.3K31.3K+$1M$1M
BGSFBGSF INC COMNEW+48.1K48.1K+$673,000$673,000
TSMTAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADSNEW+4.1K4.1K+$486,000$486,000
PRUPRUDENTIAL FINL INCNEW+4.2K4.2K+$380,000$380,000
PROPHASE LABS INC COMNEW+45.2K45.2K+$334,000$334,000
BMYBRISTOL-MYERS SQUIBB CO COMNEW+4.5K4.5K+$282,000$282,000
EMLEASTERN CO COMNEW+9.5K9.5K+$255,000$255,000
MRKMERCK & CO INC COMNEW+3.0K3.0K+$227,000$227,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

196 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFINTL DVD ETF6.30%$12M139.4K
2ISHARES CORE DIVIDEND GROWTH ETFCORE DIV GRWTH4.90%$9M186.1K
3SPDR S&P 500 ETFTR UNIT4.44%$8M20.6K
4SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL3.82%$7M85.3K
5VANGUARD FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF3.52%$6M124.0K
6SPROTT PHYSICAL GOLD TR UNITUNIT2.85%$5M389.6K
7GROWU S GLOBAL INVS INCORPORA CLASS Ahistory →CL A2.60%$5M684.2K
8NTICNORTHERN TECHNOLOGIES INTERNATIONAL CORPhistory →COM2.51%$5M303.1K
9SAMGSILVERCREST ASSET MGMT GROUP I CL Ahistory →CL A2.17%$4M277.0K
10DLHCDLH HLDGS CORPhistory →COM2.00%$4M370.1K
11ISHARES CORE S&P MID CAP ETFCORE S&P MCP ETF1.88%$3M13.2K
12RLGTRADIANT LOGISTICS INChistory →COM1.72%$3M452.8K
13INTRUSION INC COM NEWCOM NEW1.55%$3M121.5K
14SPARUSDSHYFT GROUP INC COMhistory →COM1.46%$3M71.9K
15MLRMILLER INDS INC TENN NEWhistory →COM NEW1.13%$2M44.9K
16LEGHLEGACY HOUSING CORP COMhistory →COM1.03%$2M106.4K
17TECNOGLASS INC SHSSHS0.98%$2M149.0K
18AXTIAXT INCCOM0.94%$2M148.2K
19PEWPC-TEL INCCOM0.93%$2M244.4K
20IESCIES HLDGS INC COMCOM0.87%$2M31.5K
21TBCHTURTLE BEACH CORP COM NEWCOM NEW0.80%$1M55.0K
22AMSWAUSDAMERICAN SOFTWARE CL A CLASS ACL A0.79%$1M70.4K
23CNTCENTURY CASINOS INCCOM0.78%$1M139.9K
24INVNIDENTIV INC COM NEWCOM NEW0.77%$1M123.6K
25ISHARES S&P 500 GROWTH ETFS&P 500 GRWT ETF0.71%$1M19.9K
26DSP GROUP INCCOM0.70%$1M90.3K
27PGT INNOVATIONS INC COMCOM0.70%$1M50.8K
28MPAAMOTORCAR PARTS OF AMERCOM0.69%$1M55.9K
29IIIINFORMATION SVCS GROUP INCCOM0.68%$1M283.3K
30HDH1HUDSON GLOBAL INC COM NEWCOM NEW0.67%$1M74.1K
31IMMRIMMERSION CORP COMCOM0.67%$1M127.5K
32SYKSTRYKER CORPCOM0.65%$1M4.9K
33AWMSKYWORKS SOLUTIONS INC COMCOM0.64%$1M6.4K
34GPXGP STRATEGIES CORP COMCOM0.63%$1M66.5K
35VTE1ASURE SOFTWARE INC CORP.COM0.63%$1M150.8K
36INBKFIRST INTERNET BANCORPCOM0.61%$1M32.0K
37GOLDA-MARK PRECIOUS METALS INC COMCOM0.61%$1M31.3K
38LUVSOUTHWEST AIRLS CO COMCOM0.61%$1M18.4K
39GENCGENCOR INDS INC COMCOM0.61%$1M83.2K
40SIISPROTT INC COM NEWCOM NEW0.60%$1M29.1K
41TSCUSDTRISTATE CAPITAL HOLDINGS, INCCOM0.58%$1M46.5K
42JPMJPMORGAN CHASE & CO COMCOM0.56%$1M6.7K
43CODACODA OCTOPUS GROUP INC COM NEWCOM NEW0.56%$1M115.2K
44TXNTEXAS INSTRS INC COMCOM0.55%$1M5.4K
45UNHUNITEDHEALTH GROUP INC COMCOM0.54%$986,0002.6K
46LUNALUNA INNOVATIONS COMCOM0.53%$977,00092.8K
47CSCOCISCO SYS INCCOM0.53%$969,00018.7K
48ISHARES MSCI EMERGING MARKETS ETFMSCI EMG MKT ETF0.52%$956,00017.9K
49RSSSRESEARCH SOLUTIONS INC COMCOM0.51%$936,000403.4K
50PLABPHOTRONICS INCCOM0.49%$891,00069.3K
51QRHCQUEST RESOURCE HLDG CORP COM NEWCOM NEW0.48%$879,000225.5K
52ADUSADDUS HOMECARE CORPCOMCOM0.47%$866,0008.3K
53FORTUNA SILVER MINES INC COMCOM0.47%$857,000132.5K
54ZIXIZIX CORP COMCOM0.46%$852,000112.8K
55PCYOPURE CYCLE CORP COM NEWCOM NEW0.44%$805,00060.0K
56PESIPERMA-FIX ENVIRONMENTAL SERVICES INC.COM NEW0.44%$798,000108.9K
57ICADUSDICAD INC COM NEWCOM NEW0.42%$775,00036.5K
58LAKELAKELAND INDUSTRIES INCCOM0.42%$766,00027.5K
59PFEPFIZER INC COMCOM0.41%$755,00020.8K
60ORCLORACLE CORPORATIONCOM0.41%$755,00010.8K
61PFIEEURPROFIRE ENERGY INC COMCOM0.41%$746,000678.5K
62BXCBLUELINX HLDGS INC COM NEWCOM NEW0.40%$725,00018.5K
63EBAEBAY INCCOM0.39%$722,00011.8K
64BELFBBEL FUSE INC CL BCL B0.39%$721,00036.3K
65ISHARES S&P SMALLCAP 600 ETFCORE S&P SCP ETF0.39%$719,0006.6K
66PEPPEPSICO INC COMCOM0.39%$717,0005.1K
67TRXADE GROUP INC COM NEWCOM NEW0.39%$710,000135.5K
68HGBLHERITAGE GLOBAL INC COMCOM0.39%$710,000249.2K
69TACTTRANSACT TECHNOLOGIES INC COMCOM0.38%$704,00064.7K
70JNJJOHNSON & JOHNSON COMCOM0.38%$698,0004.2K
71N1KNEWAGE INC COMCOM0.37%$684,000239.2K
72INTCINTEL CORP COMCOM0.37%$683,00010.7K
73GRBKGREEN BRICK PARTNERS INC COMCOM0.37%$683,00030.1K
74NWPXNORTHWEST PIPE COCOM0.37%$676,00020.2K
75DGIIDIGI INTL INC COMCOM0.37%$674,00035.5K
76BGSFBGSF INC COMCOM0.37%$673,00048.1K
77LDELANDEC CPCOM0.36%$669,00063.1K
78INFUINFUSYSTEM HLDGS INC COMCOM0.36%$662,00032.5K
79UTIUNIVERSAL TECHNICAL INST INC COMCOM0.36%$659,000112.9K
80GHMGRAHAM CORP COMCOM0.35%$641,00045.0K
81CRAICRA INTL INC COMCOM0.35%$634,0008.5K
82ABTABBOTT LABS COMCOM0.34%$630,0005.3K
83MCKMCKESSON CORPCOM0.34%$628,0003.2K
84PGPROCTER AND GAMBLE CO COMCOM0.33%$609,0004.5K
85ABBVABBVIE INC COMCOM0.33%$601,0005.6K
86LINCLINCOLN EDL SVCS CORP COMCOM0.33%$596,00093.0K
87WMWASTE MGMT INC DEL COMCOM0.32%$589,0004.6K
88CTEKUSDCYNERGISTEK INC COMCOM0.32%$579,000302.9K
89VANECK VECTORS GOLD MINERS ETFGOLD MINERS ETF0.31%$576,00017.7K
90CERAGAN NETWORKS LTDORD0.31%$566,000150.0K
91DHXDICE HOLDINGS INCCOM0.30%$549,000163.8K
92FTHMFATHOM HOLDINGS INC COMCOM0.30%$549,00015.0K
93EPMEVOLUTION PETE CORP COMCOM0.30%$545,000161.3K
94LYTSLSI INDS INC COMCOM0.30%$542,00063.5K
95PFSWUSDPFSWEB INC COM NEWCOM NEW0.30%$541,00080.1K
96TRNSTRANSCAT INC COMCOM0.29%$540,00011.0K
97MAGAL SECURITY SYS LTD ORDORD0.29%$538,000120.2K
98ICCCIMMUCELL CORP COM PARCOM PAR $0.100.29%$530,00055.0K
99AMGNAMGEN INCCOM0.29%$527,0002.1K
1007HPHP INC COMCOM0.29%$523,00016.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$60M79Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$211M313Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$194M328Aug 14, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$181M349May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$192M307Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$195M303Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$183M321Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$185M330May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$179M336Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$173M316Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$183M289Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M289May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$175M298Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M186Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$165M184Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M194May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$193M201Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M196Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$192M202Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M196May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$164M191Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$135M186Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M179Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$122M193May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M212Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$236M227Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$253M232Aug 13, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$267M220May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$262M228Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.