SEC 13F Intelligence

HGBLHERITAGE GLOBAL INC

CUSIP 42727E103 · Yahoo Finance ↗ · Google Finance ↗

Heritage Global Inc (HGBL) has 38 institutional holders in Filings Flow’s 13F database, together reporting 12.61M shares worth $17M as of Q1 2026. The largest reported holders are Punch & Associates Investment Management, Inc., Mink Brook Asset Management LLC, and Topline Capital Management, LLC.

Institutional Holders
38
Q1 2026
Reported Value
$17M
Ticker
HGBL
Quarters Tracked
9

Ownership Trend

Institutional holders
Q4 ’18: 1Q4 ’18Q1 ’19: 1Q2 ’19: 1Q2 ’19Q2 ’21: 17Q4 ’21: 19Q4 ’21Q4 ’22: 20Q4 ’25: 41Q4 ’25Q1 ’26: 38Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’18: $3,000Q4 ’18Q1 ’19: $2,000Q2 ’19: $3,000Q2 ’19Q2 ’21: $9MQ4 ’21: $2.7BQ4 ’21Q4 ’22: $8MQ4 ’25: $16MQ4 ’25Q1 ’26: $17MQ2 ’26: $772,307Q2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Mink Brook Asset Management LLC$179M AUM1.70%$3M2.24MQ1 2026OLDER
Topline Capital Management, LLC$605M AUM0.40%$2M1.79MQ1 2026OLDER
Truffle Hound Capital, LLC$386M AUM0.39%$1M1.10MQ1 2026OLDER
Militia Capital Partners, LP$263M AUM0.27%$699,203563.9KQ4 2025OLDER
PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.$1.7B AUM0.18%$3M2.24MQ1 2026OLDER
Militia Capital Management LLC$454M AUM0.17%$766,867563.9KQ2 2026
Ridgewood Investments LLC$244M AUM0.13%$322,544237.2KQ1 2026OLDER
Koshinski Asset Management, Inc.$1.6B AUM0.08%$1M917.3KQ1 2026OLDER
Evernest Financial Advisors, LLC$481M AUM0.06%$273,540194.0KQ1 2026OLDER
WYNNEFIELD CAPITAL INC$148M AUM0.06%$98,48879.4KQ4 2025OLDER
Rothschild Wealth LLC$1.1B AUM0.01%$110,65881.4KQ1 2026OLDER
Heron Bay Capital Management$1.1B AUM0.01%$39,58731.9KQ4 2025OLDER
VANGUARD FIDUCIARY TRUST CO$396.1B AUM0.01%$225,825166.0KQ1 2026OLDER
VANGUARD CAPITAL MANAGEMENT LLC$4.04T AUM0.00%$2M1.66MQ1 2026OLDER
RBF Capital, LLC$2.0B AUM0.00%$90,11054.3KQ3 2025OLDER
Vanguard Global Advisers, LLC$186.5B AUM0.00%$14,64610.8KQ1 2026OLDER
NorthRock Partners, LLC$6.2B AUM0.00%$46,42934.1KQ1 2026OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$332,271244.3KQ1 2026OLDER
EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM0.00%$16,15511.9KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$18,95013.9KQ1 2026OLDER
Man Group plc$55.1B AUM0.00%$108,37879.7KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$4,9783.7KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$5,4404.0KQ2 2026
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$35,54625.8KQ1 2026OLDER
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$278,135204.5KQ1 2026OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$2M1.87MQ4 2025OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$465,420342.1KQ1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$16,93013.7KQ4 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$74,77660.3KQ4 2025OLDER
Archer Investment Corp$469M AUM0.00%$3425Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$63,28546.5KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$50,13636.9KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$47,90135.2KQ1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$158,530116.6KQ1 2026OLDER
Smartleaf Asset Management LLC$2.8B AUM0.00%$135100Q1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$3,0462.2KQ1 2026OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$27,87316.8KQ3 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$199,973147.0KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$25,85319.0KQ1 2026OLDER
TD Waterhouse Canada Inc.$33.7B AUM0.00%$938698Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$5,6514.2KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$8,0005.8KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$23,14818.7KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$3,9092.9KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$3,1062.5KQ4 2025OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$129Q1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$193156Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.