SEC 13F Intelligence

Managers / Q4 2020 · view latest →

PERRITT CAPITAL MANAGEMENT INC

CIK 0001279342 · 300 SOUTH WACKER DRIVE, SUITE 2880, CHICAGO, IL, 60606 · 3126691650

Reported Value
$164M
Q4 2020
Positions
191
Filings on Record
31
2019–present window
Filed
Feb 16, 2021
original filing

Summary

Perritt Capital Management Inc reported $164M in U.S.-listed holdings across 191 positions for Q4 2020.

Its largest position, Vanguard International Dividend Appreciation Etf, represents 6.7% of the portfolio.

Compared with Q3 2020, the fund opened 11 new positions and exited 6.

Portfolio Metrics

Turnover
+4.3%
vs prior filed quarter
Top-10 Concentration
+35.8%
share of reported value
Largest Position
+6.7%
Vanguard International Dividend Appreciation Etf
New / Exited
11 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $262MQ4 ’18Q1 ’19: $267MQ2 ’19: $253MQ3 ’19: $236MQ4 ’19: $208MQ4 ’19Q1 ’20: $122MQ2 ’20: $134MQ3 ’20: $135MQ4 ’20: $164MQ4 ’20Q1 ’21: $183MQ2 ’21: $192MQ3 ’21: $182MQ4 ’21: $193MQ4 ’21Q1 ’22: $185MQ2 ’22: $165MQ3 ’22: $157MQ4 ’22: $175MQ4 ’22Q1 ’23: $179MQ2 ’23: $183MQ3 ’23: $173MQ4 ’23: $179MQ4 ’23Q1 ’24: $185MQ2 ’24: $183MQ3 ’24: $195MQ4 ’24: $192MQ4 ’24Q1 ’25: $181MQ2 ’25: $194MQ3 ’25: $211MQ4 ’25: $60MQ4 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 62.8%ETP: 27.5%Other: 5.8%Closed-End Fund: 3.6%MLP: 0.2%REIT: 0.2%
  • Common Stock · 62.8% · $103M
  • ETP · 27.5% · $45M
  • Other · 5.8% · $10M
  • Closed-End Fund · 3.6% · $6M
  • MLP · 0.2% · $274,000
  • REIT · 0.2% · $248,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
INTRUSION INC COM NEWNEW+122.0K122.0K+$2M$2M
DISDISNEY WALT CO COMNEW+2.6K2.6K+$480,000$480,000
TACTTRANSACT TECHNOLOGIES INC COMNEW+64.7K64.7K+$460,000$460,000
NEMNEWMONT CORP COMNEW+7.2K7.2K+$432,000$432,000
7HPHP INC COMNEW+15.9K15.9K+$392,000$392,000
USA TECHNOLOGIES INCCOM NO PARNEW+25.0K25.0K+$262,000$262,000
FDXFEDEX CORPNEW+1.0K1.0K+$260,000$260,000
SWCHFSIERRA WIRELESS INC COMNEW+10.0K10.0K+$146,000$146,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

191 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFINTL DVD ETF6.73%$11M135.6K
2SPDR S&P 500 ETFTR UNIT4.77%$8M20.9K
3ISHARES CORE DIVIDEND GROWTH ETFCORE DIV GRWTH4.69%$8M171.3K
4VANGUARD FTSE EMERGING MARKETS ETFFTSE EMR MKT ETF3.68%$6M120.2K
5SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL3.42%$6M84.6K
6SPROTT PHYSICAL GOLD TR UNITUNIT3.38%$6M366.5K
7GROWU S GLOBAL INVS INCORPORA CLASS Ahistory →CL A2.39%$4M718.0K
8SAMGSILVERCREST ASSET MGMT GROUP I CL Ahistory →CL A2.37%$4M279.3K
9DLHCDLH HLDGS CORPhistory →COM2.28%$4M400.1K
10NTICNORTHERN TECHNOLOGIES INTERNATIONAL CORPhistory →COM2.07%$3M321.2K
11ISHARES CORE S&P MID CAP ETFCORE S&P MCP ETF1.85%$3M13.2K
12RLGTRADIANT LOGISTICS INChistory →COM1.74%$3M492.8K
13SPARUSDSHYFT GROUP INC COMhistory →COM1.50%$2M86.9K
14INTRUSION INC COM NEWCOM NEW1.31%$2M122.0K
15IESCIES HLDGS INC COMhistory →COM1.17%$2M41.5K
16MLRMILLER INDS INC TENN NEWhistory →COM NEW1.14%$2M49.3K
17DSP GROUP INCCOM1.01%$2M100.3K
18LEGHLEGACY HOUSING CORP COMCOM0.98%$2M106.4K
19PEWPC-TEL INCCOM0.98%$2M244.4K
20AMSWAUSDAMERICAN SOFTWARE CL A CLASS ACL A0.89%$1M85.4K
21AXTIAXT INCCOM0.88%$1M150.4K
22IMMRIMMERSION CORP COMCOM0.88%$1M127.5K
23TBCHTURTLE BEACH CORP COM NEWCOM NEW0.85%$1M65.0K
24ISHARES S&P 500 GROWTH ETFS&P 500 GRWT ETF0.79%$1M20.4K
25TECNOGLASS INC SHSSHS0.79%$1M187.4K
26SYKSTRYKER CORPCOM0.76%$1M5.1K
27MOHAWK GROUP HLDGS INC COMCOM0.75%$1M71.3K
28FORTUNA SILVER MINES INC COMCOM0.72%$1M142.5K
29INVNIDENTIV INC COM NEWCOM NEW0.71%$1M137.4K
30MPAAMOTORCAR PARTS OF AMERCOM0.67%$1M55.9K
31VTE1ASURE SOFTWARE INC CORP.COM0.65%$1M150.8K
32IIIINFORMATION SVCS GROUP INCCOM0.64%$1M319.8K
33AWMSKYWORKS SOLUTIONS INC COMCOM0.64%$1M6.8K
34PGT INNOVATIONS INC COMCOM0.63%$1M50.8K
35TXNTEXAS INSTRS INC COMCOM0.62%$1M6.2K
36ZIXIZIX CORP COMCOM0.59%$973,000112.8K
37ADUSADDUS HOMECARE CORPCOMCOM0.59%$969,0008.3K
38INBKFIRST INTERNET BANCORPCOM0.58%$948,00033.0K
39LUNALUNA INNOVATIONS COMCOM0.57%$942,00095.3K
40ISHARES MSCI EMERGING MARKETS ETFMSCI EMG MKT ETF0.57%$926,00017.9K
41TSCUSDTRISTATE CAPITAL HOLDINGS, INCCOM0.56%$914,00052.5K
42GENCGENCOR INDS INC COMCOM0.55%$906,00073.7K
43CNTCENTURY CASINOS INCCOM0.55%$894,000139.9K
44UNHUNITEDHEALTH GROUP INC COMCOM0.53%$876,0002.5K
45LUVSOUTHWEST AIRLS CO COMCOM0.52%$858,00018.4K
46JPMJPMORGAN CHASE & CO COMCOM0.52%$854,0006.7K
47PYPLPAYPAL HLDGS INC COMCOM0.52%$851,0003.6K
48SIISPROTT INC COM NEWCOM NEW0.51%$843,00029.1K
49CSCOCISCO SYS INCCOM0.50%$823,00018.4K
50GPXGP STRATEGIES CORP COMCOM0.48%$789,00066.5K
51PESIPERMA-FIX ENVIRONMENTAL SERVICES INC.COM NEW0.48%$788,000132.0K
52HDH1HUDSON GLOBAL INC COM NEWCOM NEW0.47%$778,00074.1K
53PLABPHOTRONICS INCCOM0.47%$773,00069.3K
54PEPPEPSICO INC COMCOM0.46%$752,0005.1K
55RELLRICHARDSON ELECTRONICS LTDCOM0.45%$739,000156.9K
56LDELANDEC CPCOM0.45%$739,00068.1K
57TRXADE GROUP INC COM NEWCOM NEW0.44%$717,000135.5K
58CODACODA OCTOPUS GROUP INC COM NEWCOM NEW0.44%$715,000113.7K
59PFEPFIZER INC COMCOM0.43%$710,00019.3K
60N1KNEWAGE INC COMCOM0.42%$695,000264.1K
61ORCLORACLE CORPORATIONCOM0.42%$693,00010.7K
62GRBKGREEN BRICK PARTNERS INC COMCOM0.42%$691,00030.1K
63GHMGRAHAM CORP COMCOM0.42%$683,00045.0K
64NWPXNORTHWEST PIPE COCOM0.41%$679,00024.0K
65PCYOPURE CYCLE CORP COM NEWCOM NEW0.41%$674,00060.0K
66DGIIDIGI INTL INC COMCOM0.41%$671,00035.5K
67JNJJOHNSON & JOHNSON COMCOM0.41%$668,0004.2K
68UTIUNIVERSAL TECHNICAL INST INC COMCOM0.40%$662,000102.4K
69BGSFEURBG STAFFING INC COMCOM0.40%$649,00048.1K
70HONGBPHONEYWELL INTL INCCOM0.39%$636,0003.0K
71FSSFEDERAL SIGNAL CORP COMCOM0.37%$614,00018.5K
72LAKELAKELAND INDUSTRIES INCCOM0.37%$613,00022.5K
73CERAGAN NETWORKS LTDORD0.37%$612,000220.0K
74ISHARES S&P SMALLCAP 600 ETFCORE S&P SCP ETF0.37%$609,0006.6K
75PGPROCTER AND GAMBLE CO COMCOM0.36%$598,0004.3K
76INFUINFUSYSTEM HLDGS INC COMCOM0.36%$592,00031.5K
77FTHMFATHOM HOLDINGS INC COMCOM0.36%$591,00016.4K
78BXCBLUELINX HLDGS INC COM NEWCOM NEW0.36%$585,00020.0K
79ABTABBOTT LABS COMCOM0.36%$584,0005.3K
80MCKMCKESSON CORPCOM0.35%$573,0003.3K
81ABBVABBVIE INC COMCOM0.35%$572,0005.3K
82LINCLINCOLN EDL SVCS CORP COMCOM0.35%$572,00088.0K
83PFIEEURPROFIRE ENERGY INC COMCOM0.34%$565,000662.5K
84BELFBBEL FUSE INC CL BCL B0.33%$545,00036.3K
85LYTSLSI INDS INC COMCOM0.33%$544,00063.5K
86EBAEBAY INCCOM0.33%$542,00010.8K
87GOROGOLD RESOURCE CORP COMCOM0.33%$541,000185.9K
88WMWASTE MGMT INC DEL COMCOM0.33%$539,0004.6K
89ITWILLINOIS TOOL WKS INC COMCOM0.32%$532,0002.6K
90INTCINTEL CORP COMCOM0.32%$531,00010.7K
91HNNAHENNESSY ADVISORS INCCOM0.31%$511,00060.0K
92CBS CORP CL BCL B0.31%$506,00013.6K
93AMGNAMGEN INCCOM0.30%$494,0002.1K
94EGANEGAIN CORP COM NEWCOM NEW0.30%$490,00041.5K
95ICADUSDICAD INC COM NEWCOM NEW0.29%$482,00036.5K
96DISDISNEY WALT CO COMCOM0.29%$480,0002.6K
97MAGAL SECURITY SYS LTD ORDORD0.28%$466,000120.2K
98AIOTPOWERFLEET INC COMCOM0.28%$464,00062.5K
99VANECK VECTORS GOLD MINERS ETFGOLD MINERS ETF0.28%$462,00012.8K
100TACTTRANSACT TECHNOLOGIES INC COMCOM0.28%$460,00064.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$60M79Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$211M313Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$194M328Aug 14, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$181M349May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$192M307Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$195M303Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$183M321Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$185M330May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$179M336Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$173M316Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$183M289Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M289May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$175M298Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M186Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$165M184Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M194May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$193M201Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M196Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$192M202Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M196May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$164M191Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$135M186Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M179Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$122M193May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M212Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$236M227Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$253M232Aug 13, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$267M220May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$262M228Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.