SEC 13F Intelligence

Managers / Q3 2021 · view latest →

PERRITT CAPITAL MANAGEMENT INC

CIK 0001279342 · 300 SOUTH WACKER DRIVE, SUITE 2880, CHICAGO, IL, 60606 · 3126691650

Reported Value
$182M
Q3 2021
Positions
196
Filings on Record
31
2019–present window
Filed
Nov 12, 2021
original filing

Summary

Perritt Capital Management Inc reported $182M in U.S.-listed holdings across 196 positions for Q3 2021.

Its largest position, VIGI, represents 7.2% of the portfolio.

Compared with Q2 2021, the fund opened 5 new positions and exited 11.

Portfolio Metrics

Turnover
+3.6%
vs prior filed quarter
Top-10 Concentration
+37.2%
share of reported value
Largest Position
+7.2%
Vanguard International Dividend Appreciation Etf
New / Exited
5 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $262MQ4 ’18Q1 ’19: $267MQ2 ’19: $253MQ3 ’19: $236MQ4 ’19: $208MQ4 ’19Q1 ’20: $122MQ2 ’20: $134MQ3 ’20: $135MQ4 ’20: $164MQ4 ’20Q1 ’21: $183MQ2 ’21: $192MQ3 ’21: $182MQ4 ’21: $193MQ4 ’21Q1 ’22: $185MQ2 ’22: $165MQ3 ’22: $157MQ4 ’22: $175MQ4 ’22Q1 ’23: $179MQ2 ’23: $183MQ3 ’23: $173MQ4 ’23: $179MQ4 ’23Q1 ’24: $185MQ2 ’24: $183MQ3 ’24: $195MQ4 ’24: $192MQ4 ’24Q1 ’25: $181MQ2 ’25: $194MQ3 ’25: $211MQ4 ’25: $60MQ4 ’25filingsflow.com

Portfolio Composition

By security type
Common Stock: 66.0%ETP: 28.9%Other: 4.1%MLP: 0.4%ADR: 0.3%Other: 0.3%
  • Common Stock · 66.0% · $120M
  • ETP · 28.9% · $53M
  • Other · 4.1% · $7M
  • MLP · 0.4% · $743,000
  • ADR · 0.3% · $539,000
  • Other · 0.3% · $599,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EUROSEAS LTD SHSNEW+19.0K19.0K+$639,000$639,000
SHARPS COMPLIANCE CORP COMNEW+50.0K50.0K+$414,000$414,000
MECMAYVILLE ENGR CO INC COMNEW+10.0K10.0K+$188,000$188,000
BK TECHNOLOGIES CORPORATION COMNEW+54.4K54.4K+$154,000$154,000
FSIFLEXIBLE SOLUTIONS INTL INCNEW+31.3K31.3K+$113,000$113,000
STRTSTRATTEC SEC CORP COMADDED+7.3K12.0K+$258,000$467,000
GIHGOLD RESOURCE CORP COMADDED+236.4K422.3K+$183,000$663,000
ASSERTIO HOLDINGS INC COM NEWADDED+118.8K218.8K+$42,000$198,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

196 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VIGIVANGUARD INTERNATIONAL DIVIDEND APPRECIATION ETFhistory →INTL DVD ETF7.22%$13M151.0K
2DGROISHARES CORE DIVIDEND GROWTH ETFhistory →CORE DIV GRWTH5.34%$10M193.9K
3SPYSPDR S&P 500 ETFhistory →TR UNIT4.68%$9M19.9K
4VWOVANGUARD FTSE EMERGING MARKETS ETFhistory →FTSE EMR MKT ETF3.75%$7M136.8K
5SPDR S&P 600 SMALL CAP VALUE ETFS&P 600 SMCP VAL3.75%$7M83.3K
6SIISPROTT PHYSICAL GOLD TR UNIThistory →UNIT3.34%$6M441.6K
7DLHCDLH HLDGS CORPhistory →COM2.46%$4M365.1K
8NTICNORTHERN TECHNOLOGIES INTERNATIONAL CORPhistory →COM2.36%$4M282.4K
9SAMGSILVERCREST ASSET MGMT GROUP I CL Ahistory →CL A2.32%$4M271.8K
10IJHISHARES CORE S&P MID CAP ETFhistory →CORE S&P MCP ETF2.01%$4M13.9K
11GROWU S GLOBAL INVS INCORPORA CLASS Ahistory →CL A1.79%$3M573.2K
12RLGTRADIANT LOGISTICS INChistory →COM1.57%$3M447.8K
13SHYFT GROUP INC COMCOM1.50%$3M71.8K
14LEGHLEGACY HOUSING CORP COMhistory →COM1.05%$2M106.6K
15CNTYCENTURY CASINOS INChistory →COM1.03%$2M139.9K
16GOLDA-MARK PRECIOUS METALS INC COMhistory →COM1.03%$2M31.3K
17IIIINFORMATION SVCS GROUP INCCOM0.93%$2M235.2K
18TECNOGLASS INC SHSSHS0.87%$2M72.8K
19TBCHTURTLE BEACH CORP COM NEWCOM NEW0.84%$2M55.0K
20PEWPC-TEL INCCOM0.83%$2M244.4K
21MLRMILLER INDS INC TENN NEWCOM NEW0.83%$2M44.4K
22QRHCQUEST RESOURCE HLDG CORP COM NEWCOM NEW0.80%$1M240.0K
23IESCIES HLDGS INC COMCOM0.75%$1M29.9K
24ASURASURE SOFTWARE INC CORP.COM0.74%$1M149.2K
25SYKSTRYKER CORPCOM0.70%$1M4.8K
26INVEIDENTIV INC COM NEWCOM NEW0.68%$1M65.6K
27AMERICAN SOFTWARE CL A CLASS ACL A0.67%$1M51.1K
28AXTIAXT INCCOM0.66%$1M144.2K
29STRRHUDSON GLOBAL INC COM NEWCOM NEW0.65%$1M74.1K
30EPMEVOLUTION PETE CORP COMCOM0.63%$1M200.8K
31IVWISHARES S&P 500 GROWTH ETFS&P 500 GRWT ETF0.61%$1M15.1K
32RSSSRESEARCH SOLUTIONS INC COMCOM0.61%$1M424.4K
33IMMRIMMERSION CORP COMCOM0.60%$1M160.8K
34MPAAMOTORCAR PARTS OF AMERCOM0.60%$1M55.9K
35SWKSSKYWORKS SOLUTIONS INC COMCOM0.58%$1M6.4K
36CODACODA OCTOPUS GROUP INC COM NEWCOM NEW0.57%$1M115.6K
37CSCOCISCO SYS INCCOM0.57%$1M19.0K
38INBKFIRST INTERNET BANCORPCOM0.55%$1M32.1K
39LUVSOUTHWEST AIRLS CO COMCOM0.54%$993,00019.3K
40PROPHASE LABS INC COMCOM0.54%$980,000188.4K
41TRISTATE CAPITAL HOLDINGS, INCCOM0.53%$971,00045.9K
42PFEPFIZER INC COMCOM0.53%$967,00022.5K
43PLABPHOTRONICS INCCOM0.52%$945,00069.3K
44ORCLORACLE CORPORATIONCOM0.52%$942,00010.8K
45TACTTRANSACT TECHNOLOGIES INC COMCOM0.51%$938,00067.5K
46GENCGENCOR INDS INC COMCOM0.51%$927,00083.6K
47PGT INNOVATIONS INC COMCOM0.50%$916,00048.0K
48PFSWEB INC COM NEWCOM NEW0.50%$904,00070.1K
49EEMISHARES MSCI EMERGING MARKETS ETFMSCI EMG MKT ETF0.50%$903,00017.9K
50JPMJPMORGAN CHASE & CO COMCOM0.49%$899,0005.5K
51UNHUNITEDHEALTH GROUP INC COMCOM0.49%$897,0002.3K
52INFRA AND ENERGY ALTRNTIVE INC COMCOM0.48%$869,00076.0K
53ABBVABBVIE INC COMCOM0.46%$847,0007.8K
54PESIPERMA-FIX ENVIRONMENTAL SERVICES INC.COM NEW0.46%$845,000127.1K
55CRAICRA INTL INC COMCOM0.46%$844,0008.5K
56EBAYEBAY INCCOM0.45%$826,00011.9K
57UTIUNIVERSAL TECHNICAL INST INC COMCOM0.45%$824,000121.9K
58OPIANT PHARMACEUTICALS INC COMCOM0.45%$824,00032.0K
59BWMNBOWMAN CONSULTING GROUP LTD COMCOM0.45%$821,00059.7K
60ZIXIZIX CORP COMCOM0.44%$801,000113.3K
61PCYOPURE CYCLE CORP COM NEWCOM NEW0.44%$799,00060.0K
62DHXDICE HOLDINGS INCCOM0.43%$780,000163.8K
63PROFIRE ENERGY INC COMCOM0.42%$763,000663.5K
64PEPPEPSICO INC COMCOM0.42%$762,0005.1K
65DGIIDIGI INTL INC COMCOM0.41%$746,00035.5K
66LINCLINCOLN EDL SVCS CORP COMCOM0.40%$726,000108.5K
67IJRISHARES S&P SMALLCAP 600 ETFCORE S&P SCP ETF0.40%$723,0006.6K
68JNJJOHNSON & JOHNSON COMCOM0.39%$718,0004.4K
69BGSFBGSF INC COMCOM0.39%$712,00055.7K
70LUNALUNA INNOVATIONS INC COMCOM0.38%$692,00072.8K
71WMWASTE MGMT INC DEL COMCOM0.37%$682,0004.6K
72GIHGOLD RESOURCE CORP COMCOM0.36%$663,000422.3K
73ADUSADDUS HOMECARE CORPCOMCOM0.35%$646,0008.1K
74TRNSTRANSCAT INC COMCOM0.35%$645,00010.0K
75APAMPCO-PITTSBURG CORP COMCOM0.35%$639,000136.0K
76EUROSEAS LTD SHSSHS0.35%$639,00019.0K
77PGPROCTER AND GAMBLE CO COMCOM0.35%$629,0004.5K
78ABTABBOTT LABS COMCOM0.34%$626,0005.3K
79SIISPROTT PHYSICAL GOLD & SILVER TR UNITTR UNIT0.34%$622,00036.3K
80AMGNAMGEN INCCOM0.34%$619,0002.9K
81GRBKGREEN BRICK PARTNERS INC COMCOM0.34%$618,00030.1K
82GOOGALPHABET INC CAP STK CL CCAP STK CL A0.34%$616,000231
83LFCRLANDEC CPCOM0.32%$582,00063.1K
84SIISPROTT INC COM NEWCOM NEW0.32%$581,00015.8K
85LAKELAKELAND INDUSTRIES INCCOM0.32%$578,00027.5K
86CCITIGROUP INC COM NEWCOM NEW0.31%$566,0008.1K
87INTCINTEL CORP COMCOM0.31%$564,00010.6K
88ICAD INC COM NEWCOM NEW0.31%$562,00052.3K
89MCKMCKESSON CORPCOM0.31%$558,0002.8K
90HGBLHERITAGE GLOBAL INC COMCOM0.30%$549,000280.0K
91SGCSUPERIOR GROUP OF CO INC COMCOM0.30%$545,00023.4K
92TSMTAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADSSPONSORED ADS0.30%$539,0004.8K
93EGANEGAIN CORP COM NEWCOM NEW0.29%$525,00051.5K
94GDXVANECK GOLD MINERS ETFGOLD MINERS ETF0.29%$525,00017.8K
95FORTUNA SILVER MINES INC COMCOM0.29%$524,000133.3K
96CERAGAN NETWORKS LTDORD0.29%$524,000150.0K
97PRUPRUDENTIAL FINL INCCOM0.29%$521,0005.0K
98VZVERIZON COMMUNICATIONSCOM0.28%$513,0009.5K
99AIOTPOWERFLEET INC COM.COM0.27%$499,00074.5K
100BXCBLUELINX HLDGS INC COM NEWCOM NEW0.27%$489,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q4 2025$60M79Feb 17, 202613F-HRchanges · EDGAR ↗
Q3 2025$211M313Nov 17, 202513F-HRchanges · EDGAR ↗
Q2 2025$194M328Aug 14, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$181M349May 13, 202513F-HRchanges · EDGAR ↗
Q4 2024$192M307Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$195M303Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$183M321Aug 7, 202413F-HRchanges · EDGAR ↗
Q1 2024$185M330May 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$179M336Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$173M316Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$183M289Aug 14, 202313F-HRchanges · EDGAR ↗
Q1 2023$179M289May 12, 202313F-HRchanges · EDGAR ↗
Q4 2022$175M298Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$157M186Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$165M184Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$185M194May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$193M201Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$182M196Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$192M202Aug 16, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M196May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$164M191Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$135M186Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$134M179Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$122M193May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$208M212Feb 5, 202013F-HRchanges · EDGAR ↗
Q3 2019$236M227Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$253M232Aug 13, 2019RESTATEMENTchanges · EDGAR ↗
Q1 2019$267M220May 13, 201913F-HRchanges · EDGAR ↗
Q4 2018$262M228Feb 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.