ASSERTIO HOLDINGS INC
CUSIP 04546C205
Assertio Holdings Inc has 3 institutional holders in Filings Flow’s 13F database, together reporting 288.1K shares worth $3M as of Q4 2025. The largest reported holders are Nantahala Capital Management, LLC, Vanguard Group Inc, and Renaissance Technologies LLC.
Institutional Holders
3
Q4 2025
Reported Value
$3M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| CM Management, LLC$120M AUM | 0.53% | $638,036 | 724.4K | Q3 2025OLDER |
| Opaleye Management Inc.$759M AUM | 0.34% | $3M | 285.0K | Q4 2025 |
| Nantahala Capital Management, LLC$2.7B AUM | 0.27% | $8M | 8.81M | Q3 2025OLDER |
| TSP Capital Management Group, LLC$410M AUM | 0.07% | $279,104 | 316.9K | Q3 2025OLDER |
| Palumbo Wealth Management LLC$410M AUM | 0.04% | $115,476 | 171.2K | Q1 2025OLDER |
| SUMMIT WEALTH GROUP LLC / CO$950M AUM | 0.01% | $29,868 | 11.7K | Q3 2025OLDER |
| MINDSET WEALTH MANAGEMENT, LLC$372M AUM | 0.01% | $32,199 | 36.6K | Q3 2025OLDER |
| Williams & Novak, LLC$151M AUM | 0.01% | $8,808 | 10.0K | Q3 2025OLDER |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC.$275M AUM | 0.01% | $43,281 | 67.5K | Q2 2025OLDER |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM | 0.00% | $197,582 | 224.3K | Q3 2025OLDER |
| RENAISSANCE TECHNOLOGIES LLC$63.9B AUM | 0.00% | $3M | 2.94M | Q3 2025OLDER |
| Sonora Investment Management Group, LLC$1.4B AUM | 0.00% | $39,403 | 44.7K | Q3 2025OLDER |
| Catherine Avery Investment Management LLC$223M AUM | 0.00% | $2,727 | 3.1K | Q4 2025 |
| Empowered Funds, LLC$15.7B AUM | 0.00% | $197,582 | 224.3K | Q3 2025OLDER |
| Belpointe Asset Management LLC$2.7B AUM | 0.00% | $29,238 | 33.2K | Q3 2025OLDER |
| Strategic Investment Solutions, Inc. /IL$437M AUM | 0.00% | $3,366 | 5.3K | Q2 2025OLDER |
| TWO SIGMA INVESTMENTS, LP$123.9B AUM | 0.00% | $327,155 | 371.4K | Q3 2025OLDER |
| CreativeOne Wealth, LLC$4.3B AUM | 0.00% | $15,854 | 18.0K | Q3 2025OLDER |
| TOTAL INVESTMENT MANAGEMENT INC$858M AUM | 0.00% | $2,052 | 3.2K | Q2 2025OLDER |
| XTX Topco Ltd$5.8B AUM | 0.00% | $6,785 | 10.6K | Q2 2025OLDER |
| MILLENNIUM MANAGEMENT LLC$240.3B AUM | 0.00% | $533,750 | 606.0K | Q3 2025OLDER |
| AQR CAPITAL MANAGEMENT LLC$218.4B AUM | 0.00% | $325,800 | 369.9K | Q3 2025OLDER |
| Darwin Wealth Management, LLC$321M AUM | 0.00% | $613 | 697 | Q3 2025OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $42,785 | 48.6K | Q3 2025OLDER |
| Activest Wealth Management$569M AUM | 0.00% | $661 | 750 | Q3 2025OLDER |
| GROUP ONE TRADING LLC$52.2B AUM | 0.00% | $54,337 | 62.4K | Q1 2025OLDER |
| Tower Research Capital LLC (TRC)$3.8B AUM | 0.00% | $3,901 | 4.4K | Q3 2025OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $50,637 | 57.5K | Q3 2025OLDER |
| Financial Management Professionals, Inc.$1.1B AUM | 0.00% | $942 | 1.1K | Q3 2025OLDER |
| Mariner, LLC$85.7B AUM | 0.00% | $70,904 | 80.5K | Q3 2025OLDER |
| Sequoia Financial Advisors, LLC$17.9B AUM | 0.00% | $8,765 | 10.1K | Q2 2025OLDER |
| MONETA GROUP INVESTMENT ADVISORS LLC$13.3B AUM | 0.00% | $10,311 | 11.7K | Q3 2025OLDER |
| Key FInancial Inc$562M AUM | 0.00% | $404 | 445 | Q3 2025OLDER |
| CITADEL ADVISORS LLC$618.5B AUM | 0.00% | $482,509 | 547.8K | Q3 2025OLDER |
| VANGUARD GROUP INC$6.90T AUM | 0.00% | $4M | 4.43M | Q3 2025OLDER |
| GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM | 0.00% | $900,752 | 1.02M | Q3 2025OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $338,591 | 384.7K | Q3 2025OLDER |
| Parallel Advisors, LLC$5.6B AUM | 0.00% | $1,684 | 2.5K | Q1 2025OLDER |
| SOA Wealth Advisors, LLC.$530M AUM | 0.00% | $220 | 250 | Q3 2025OLDER |
| Main Street Group, LTD$340M AUM | 0.00% | $110 | 125 | Q3 2025OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $204,966 | 232.7K | Q3 2025OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $526,354 | 597.6K | Q3 2025OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $27,745 | 31.5K | Q3 2025OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $1M | 1.36M | Q3 2025OLDER |
| NORTHERN TRUST CORP$756.6B AUM | 0.00% | $157,540 | 178.9K | Q3 2025OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $16,994 | 19.3K | Q3 2025OLDER |
| Invesco Ltd.$653.3B AUM | 0.00% | $117,683 | 133.6K | Q3 2025OLDER |
| NFSG Corp$608M AUM | 0.00% | $110 | 125 | Q3 2025OLDER |
| SBI Securities Co., Ltd.$3.6B AUM | 0.00% | $554 | 629 | Q3 2025OLDER |
| Arax Advisory Partners$3.5B AUM | 0.00% | $861 | 978 | Q3 2025OLDER |
| DIMENSIONAL FUND ADVISORS LP$481.4B AUM | 0.00% | $56,231 | 63.8K | Q3 2025OLDER |
| STATE STREET CORP$2.90T AUM | 0.00% | $323,089 | 366.8K | Q3 2025OLDER |
| Squarepoint Ops LLC$85.1B AUM | 0.00% | $9,953 | 11.3K | Q3 2025OLDER |
| GOLDMAN SACHS GROUP INC$870.9B AUM | 0.00% | $70,675 | 80.2K | Q3 2025OLDER |
| SIMPLEX TRADING, LLC$149.1B AUM | 0.00% | $12 | 18.7K | Q1 2025OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $26,000 | 39.3K | Q3 2025OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $12,694 | 14.4K | Q3 2025OLDER |
| Legal & General Group Plc$432.4B AUM | 0.00% | $10,909 | 10.2K | Q1 2025OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $21,714 | 24.7K | Q3 2025OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $2,239 | 2.7K | Q3 2025OLDER |
| MAI Capital Management$17.7B AUM | 0.00% | $392 | 445 | Q3 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $95 | 144 | Q1 2025OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $137 | 155 | Q3 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $180 | 280 | Q2 2025OLDER |
| RHUMBLINE ADVISERS$116.9B AUM | 0.00% | $952 | 1.1K | Q1 2025OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $470 | 534 | Q3 2025OLDER |
| Federation des caisses Desjardins du Quebec$27.8B AUM | 0.00% | $173 | 196 | Q3 2025OLDER |
| BNP PARIBAS FINANCIAL MARKETS$205.8B AUM | 0.00% | $947 | 1.1K | Q3 2025OLDER |
| CBIZ Investment Advisory Services, LLC$2.7B AUM | 0.00% | $11 | 17 | Q2 2025OLDER |
| UMB Bank, n.a.$7.2B AUM | 0.00% | $31 | 35 | Q3 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $5,758 | 6.5K | Q3 2025OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $5,010 | 5.7K | Q3 2025OLDER |
| TD Waterhouse Canada Inc.$33.7B AUM | 0.00% | $37 | 41 | Q3 2025OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $1,122 | 1.3K | Q3 2025OLDER |
| FMR LLC$1.90T AUM | 0.00% | $2,404 | 2.7K | Q3 2025OLDER |
| Ameritas Advisory Services, LLC$2.6B AUM | 0.00% | $1 | 1 | Q2 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $126 | 197 | Q2 2025OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $1 | 1 | Q2 2025OLDER |
| BARCLAYS PLC$416.3B AUM | 0.00% | $3 | 4 | Q4 2025 |
| CWM, LLC$38.1B AUM | — | $0 | 2 | Q3 2025OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.