SEC 13F Intelligence

Managers / Q3 2021 · view latest →

GARRISON BRADFORD & ASSOCIATES INC

CIK 0001056488 · 445 PARK AVE., 9 FLOOR, SUITE 909, NEW YORK, NY, 10022 · 2125577440

Reported Value
$98M
Q3 2021
Positions
52
Filings on Record
29
2019–present window
Filed
Nov 3, 2021
original filing

Summary

Garrison Bradford & Associates Inc reported $98M in U.S.-listed holdings across 52 positions for Q3 2021.

The portfolio is heavily concentrated: UNH alone accounts for 22.3% of reported value.

Compared with Q2 2021, the fund opened 4 new positions and exited 4.

Portfolio Metrics

Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+69.6%
share of reported value
Largest Position
+22.3%
Unitedhealth Gr
New / Exited
4 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $118MQ1 ’19Q2 ’19: $85MQ3 ’19: $73MQ4 ’19: $80MQ1 ’20: $58MQ1 ’20Q2 ’20: $69MQ3 ’20: $71MQ4 ’20: $82MQ1 ’21: $90MQ1 ’21Q2 ’21: $96MQ3 ’21: $98MQ4 ’21: $111MQ1 ’22: $103MQ1 ’22Q2 ’22: $88MQ3 ’22: $82MQ4 ’22: $82MQ1 ’23: $81MQ1 ’23Q2 ’23: $83MQ3 ’23: $85MQ4 ’23: $91MQ1 ’24: $97MQ1 ’24Q2 ’24: $97MQ3 ’24: $101MQ4 ’24: $95MQ1 ’25: $91MQ1 ’25Q2 ’25: $90MQ3 ’25: $94MQ4 ’25: $92MQ1 ’26: $88MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 90.0%REIT: 5.6%ETP: 2.1%MLP: 0.9%Closed-End Fund: 0.8%Other: 0.6%
  • Common Stock · 90.0% · $89M
  • REIT · 5.6% · $6M
  • ETP · 2.1% · $2M
  • MLP · 0.9% · $879,000
  • Closed-End Fund · 0.8% · $787,000
  • Other · 0.6% · $556,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GMGENERAL MOTORSNEW+59.6K59.6K+$3M$3M
PWRQUANTA SERVICESNEW+10.2K10.2K+$1M$1M
THRMGENTHERMNEW+12.0K12.0K+$971,000$971,000
PGFINVESCO FINANCIAL PFDNEW+22.0K22.0K+$417,000$417,000
UPSUNITED PARCEL CL BADDED+1.3K2.3K+$211,000$419,000
GENERAL MOTORSSOLD OUT−60.6K0−$4M$0
GENTHERMSOLD OUT−12.0K0−$853,000$0
INVESCO FINANCIAL PFDSOLD OUT−22.0K0−$424,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

52 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UNHUNITEDHEALTH GRhistory →COM22.29%$22M56.1K
2BXBLACKSTONE GRPhistory →COM8.10%$8M68.5K
3TMOTHERMO FISHER SCIhistory →COM7.42%$7M12.8K
4ODFLOLD DOMINION FRThistory →COM6.91%$7M23.8K
5COSTCOSTCO WHLSALEhistory →COM6.54%$6M14.3K
6BXMTBLACKSTONE MTGhistory →COM4.61%$5M149.5K
7MSFTMICROSOFT CORPhistory →COM4.23%$4M14.7K
8AMZNAMAZON INChistory →COM3.30%$3M989
9GMGENERAL MOTORShistory →COM3.19%$3M59.6K
10ELVANTHEM INChistory →COM3.00%$3M7.9K
11LOWLOWE'S COS INChistory →COM2.18%$2M10.6K
12PYPLPAYPAL HLDGShistory →COM2.15%$2M8.1K
13WWDWOODWARD,INChistory →COM1.81%$2M15.7K
14TJXTJX COS INChistory →COM1.68%$2M25.0K
15TFXTELEFLEX INChistory →COM1.61%$2M4.2K
16TYLTYLER TECHhistory →COM1.54%$2M3.3K
17AONAON PLChistory →COM1.45%$1M5.0K
18ESNTESSENT GROUPhistory →COM1.31%$1M29.4K
19PWRQUANTA SERVICEShistory →COM1.17%$1M10.2K
20THRMGENTHERMCOM0.99%$971,00012.0K
21TRITON INTLCOM0.98%$962,00018.5K
22EPDENTERPRISE PROD.COM0.89%$879,00040.6K
23TSLATESLA MOTORS, INCCOM0.89%$872,0001.1K
24CGCARLYLE GROUPCOM0.88%$867,00018.3K
25WELLWELLTOWER INCCOM0.88%$863,00010.5K
26UNPUNION PAC CORPCOM0.70%$686,0003.5K
27XBISPDR S&P BIOTEC ETFS&P BIOTECH0.61%$604,0004.8K
28NSCNORFOLK SOUTHERNCOM0.61%$598,0002.5K
29VTIPVANGUARD SHORT TIP INDEX ETFSTRM INFPROIDX0.59%$578,00011.0K
30ECLECOLAB INCCOM0.52%$516,0002.5K
31RHHBYROCHE HOLDINGSCOM0.52%$515,00011.3K
32ROPROPER TECHNOLOGIESCOM0.50%$491,0001.1K
33PIMCO DYNAMIC CREDIT INCOME FDCOM SHS0.48%$473,00022.4K
34LNGCHENIERE ENERGYCOM0.48%$470,0004.8K
35DFEWISDOM TREE EUR SM CAP DIVEUROPE SMCP DV0.47%$467,0006.5K
36UPSUNITED PARCEL CL BCOM0.43%$419,0002.3K
37PGFINVESCO FINANCIAL PFDCOM0.42%$417,00022.0K
38UBERUBER TECHCOM0.41%$401,0009.0K
39WDWALKER & DUNLOPCOM0.40%$397,0003.5K
40HDHOME DEPOT INCCOM0.35%$345,0001.1K
41SCHWCHARLES SCHWABCOM0.33%$328,0004.5K
42LDPCOHEN & STEERS LTD DUR PFD FDCOM0.32%$314,00011.5K
43HEI/AHEICO CORP CL ACOM0.30%$299,0002.5K
44CHDCHURCH & DWIGHTCOM0.30%$297,0003.6K
45CDXSCODEXISCOM0.28%$279,00012.0K
46JNJJOHNSON&JOHNSONCOM0.28%$275,0001.7K
47ENBENBRIDGE INCCOM0.27%$267,0006.7K
48ANNALY CAPITALCOM0.13%$126,00015.0K
49SRTSSENSUS HEALTHCARECOM0.12%$115,00031.9K
50VISTAGEN THERAPEUTICSCOM0.06%$55,00020.0K
51VOLITIONRX LTDCOM0.05%$48,00015.5K
52ABERDEEN ASIA PAC INC FDCOM0.04%$41,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$88M38May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$92M33Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$94M30Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$90M58Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$91M61May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$95M31Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$101M30Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$97M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$97M31Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$91M31Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M31Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$83M33Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M37Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$82M42Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M42Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$88M44Aug 23, 202213F-HRchanges · EDGAR ↗
Q1 2022$103M57Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$111M53Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$98M52Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$96M52Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M51Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$82M54Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M54Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$69M53Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M52Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$80M56Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$73M54Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$85M57Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$118M81May 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.