SEC 13F Intelligence

Managers / Q4 2020 · view latest →

GARRISON BRADFORD & ASSOCIATES INC

CIK 0001056488 · 445 PARK AVE., 9 FLOOR, SUITE 909, NEW YORK, NY, 10022 · 2125577440

Reported Value
$82M
Q4 2020
Positions
54
Filings on Record
29
2019–present window
Filed
Feb 9, 2021
original filing

Summary

Garrison Bradford & Associates Inc reported $82M in U.S.-listed holdings across 54 positions for Q4 2020.

The portfolio is heavily concentrated: UNH alone accounts for 24.4% of reported value.

Compared with Q3 2020, the fund opened 5 new positions and exited 5.

Portfolio Metrics

Turnover
+2.9%
vs prior filed quarter
Top-10 Concentration
+67.5%
share of reported value
Largest Position
+24.4%
Unitedhealth Gr
New / Exited
5 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $118MQ1 ’19Q2 ’19: $85MQ3 ’19: $73MQ4 ’19: $80MQ1 ’20: $58MQ1 ’20Q2 ’20: $69MQ3 ’20: $71MQ4 ’20: $82MQ1 ’21: $90MQ1 ’21Q2 ’21: $96MQ3 ’21: $98MQ4 ’21: $111MQ1 ’22: $103MQ1 ’22Q2 ’22: $88MQ3 ’22: $82MQ4 ’22: $82MQ1 ’23: $81MQ1 ’23Q2 ’23: $83MQ3 ’23: $85MQ4 ’23: $91MQ1 ’24: $97MQ1 ’24Q2 ’24: $97MQ3 ’24: $101MQ4 ’24: $95MQ1 ’25: $91MQ1 ’25Q2 ’25: $90MQ3 ’25: $94MQ4 ’25: $92MQ1 ’26: $88MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 85.1%REIT: 6.4%Other: 4.0%ETP: 1.5%MLP: 1.2%Other: 1.8%
  • Common Stock · 85.1% · $70M
  • REIT · 6.4% · $5M
  • Other · 4.0% · $3M
  • ETP · 1.5% · $1M
  • MLP · 1.2% · $990,000
  • Other · 1.8% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENERAL MOTORSNEW+42.7K42.7K+$2M$2M
INVESCO FINANCIAL PFDNEW+22.0K22.0K+$423,000$423,000
ENBENBRIDGE INCNEW+6.7K6.7K+$215,000$215,000
WMTWALMARTNEW+1.4K1.4K+$200,000$200,000
KKR & CO INC CL ANEW+5.0K5.0K+$200,000$200,000
ALIBABASOLD OUT−1.1K0−$317,000$0
BMYBRISTOL MYERSSOLD OUT−4.0K0−$241,000$0
SYKSTRYKER CORPSOLD OUT−1.1K0−$229,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

54 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UNHUNITEDHEALTH GRhistory →COM24.37%$20M57.1K
2TMOTHERMO FISHER SCIhistory →COM7.25%$6M12.8K
3COSTCOSTCO WHLSALEhistory →COM6.61%$5M14.4K
4BXBLACKSTONE GRPhistory →COM6.11%$5M77.4K
5ODFLOLD DOMINION FRThistory →COM5.88%$5M24.7K
6BXMTBLACKSTONE MTGhistory →COM5.42%$4M161.7K
7MSFTMICROSOFT CORPhistory →COM3.29%$3M12.2K
8AMZNAMAZON INChistory →COM2.88%$2M726
9WWDWOODWARD,INChistory →COM2.85%$2M19.3K
10ELVANTHEM INChistory →COM2.80%$2M7.2K
11TJXTJX COS INChistory →COM2.17%$2M26.1K
12GENERAL MOTORSCOM2.17%$2M42.7K
13TFXTELEFLEX INChistory →COM2.11%$2M4.2K
14LOWLOWE'S COS INChistory →COM2.08%$2M10.6K
15PYPLPAYPAL HLDGShistory →COM1.76%$1M6.2K
16TYLTYLER TECHhistory →COM1.76%$1M3.3K
17ESNTESSENT GROUPhistory →COM1.60%$1M30.4K
18AONAON PLChistory →COM1.56%$1M6.0K
19EPDENTERPRISE PROD.history →COM1.21%$990,00050.5K
20TRITON INTLCOM1.03%$846,00017.4K
21TSLATESLA MOTORS, INChistory →COM1.02%$836,0001.2K
22GENTHERMCOM0.95%$783,00012.0K
23UNPUNION PAC CORPCOM0.89%$729,0003.5K
24CGCARLYLE GROUPCOM0.82%$671,00021.4K
25WELLWELLTOWER INCCOM0.79%$647,00010.0K
26NSCNORFOLK SOUTHERNCOM0.72%$594,0002.5K
27UBERUBER TECHCOM0.69%$566,00011.1K
28RHHBYROCHE HOLDINGSCOM0.69%$566,00012.9K
29XBISPDR S&P BIOTEC ETFS&P BIOTECH0.69%$563,0004.0K
30ECLECOLAB INCCOM0.65%$535,0002.5K
31DFEWISDOM TREE EUR SM CAP DIVEUROPE SMCP DV0.58%$478,0007.4K
32PIMCO DYNAMIC CREDIT INCOME FDCOM SHS0.58%$475,00022.4K
33ACADACADIA PHARMACOM0.57%$470,0008.8K
34INVESCO FINANCIAL PFDCOM0.52%$423,00022.0K
35CHDCHURCH & DWIGHTCOM0.38%$314,0003.6K
36LDPCOHEN & STEERS LTD DUR PFD FDCOM0.37%$306,00011.5K
37HDHOME DEPOT INCCOM0.37%$305,0001.1K
38HEI/AHEICO CORP CL ACOM0.36%$296,0002.5K
39LNGCHENIERE ENERGYCOM0.35%$289,0004.8K
40JNJJOHNSON&JOHNSONCOM0.33%$268,0001.7K
41ROPROPER TECHNOLOGIESCOM0.32%$259,000600
42CDXSCODEXISCOM0.31%$251,00011.5K
43IPGPIPG PHOTONICSCOM0.30%$246,0001.1K
44SRTSSENSUS HEALTHCARECOM0.27%$222,00057.4K
45ENBENBRIDGE INCCOM0.26%$215,0006.7K
46VTIPVANGUARD SHORT TIP INDEX ETFSTRM INFPROIDX0.25%$204,0004.0K
47WMTWALMARTCOM0.24%$200,0001.4K
48KKR & CO INC CL ACOM0.24%$200,0005.0K
49NANNUVEEN NY DIV ADV MUNI FDCOM0.18%$150,00010.6K
50ANNALY CAPITALCOM0.15%$127,00015.0K
51UTILICO EMERG MKTS TR PLC ORDCOM0.08%$67,00025.0K
52VOLITIONRX LTDCOM0.07%$60,00015.5K
53ABERDEEN ASIA PAC INC FDCOM0.05%$44,00010.0K
54VISTAGEN THERAPEUTICSCOM0.05%$39,00020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$88M38May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$92M33Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$94M30Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$90M58Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$91M61May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$95M31Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$101M30Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$97M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$97M31Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$91M31Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M31Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$83M33Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M37Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$82M42Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M42Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$88M44Aug 23, 202213F-HRchanges · EDGAR ↗
Q1 2022$103M57Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$111M53Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$98M52Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$96M52Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M51Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$82M54Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M54Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$69M53Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M52Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$80M56Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$73M54Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$85M57Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$118M81May 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.