SEC 13F Intelligence

Managers / Q1 2021 · view latest →

GARRISON BRADFORD & ASSOCIATES INC

CIK 0001056488 · 445 PARK AVE., 9 FLOOR, SUITE 909, NEW YORK, NY, 10022 · 2125577440

Reported Value
$90M
Q1 2021
Positions
51
Filings on Record
29
2019–present window
Filed
Apr 21, 2021
original filing

Summary

Garrison Bradford & Associates Inc reported $90M in U.S.-listed holdings across 51 positions for Q1 2021.

The portfolio is heavily concentrated: UNH alone accounts for 23.7% of reported value.

Compared with Q4 2020, the fund opened 1 new position and exited 4.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+68.2%
share of reported value
Largest Position
+23.7%
Unitedhealth Gr
New / Exited
1 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $118MQ1 ’19Q2 ’19: $85MQ3 ’19: $73MQ4 ’19: $80MQ1 ’20: $58MQ1 ’20Q2 ’20: $69MQ3 ’20: $71MQ4 ’20: $82MQ1 ’21: $90MQ1 ’21Q2 ’21: $96MQ3 ’21: $98MQ4 ’21: $111MQ1 ’22: $103MQ1 ’22Q2 ’22: $88MQ3 ’22: $82MQ4 ’22: $82MQ1 ’23: $81MQ1 ’23Q2 ’23: $83MQ3 ’23: $85MQ4 ’23: $91MQ1 ’24: $97MQ1 ’24Q2 ’24: $97MQ3 ’24: $101MQ4 ’24: $95MQ1 ’25: $91MQ1 ’25Q2 ’25: $90MQ3 ’25: $94MQ4 ’25: $92MQ1 ’26: $88MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 84.2%REIT: 6.2%Other: 5.0%ETP: 1.9%MLP: 1.2%Other: 1.4%
  • Common Stock · 84.2% · $76M
  • REIT · 6.2% · $6M
  • Other · 5.0% · $5M
  • ETP · 1.9% · $2M
  • MLP · 1.2% · $1M
  • Other · 1.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWCHARLES SCHWABNEW+4.5K4.5K+$293,000$293,000
VTIPVANGUARD SHORT TIP INDEX ETFADDED+8.0K12.0K+$414,000$618,000
WMTWALMARTSOLD OUT−1.4K0−$200,000$0
KKR & CO INC CL ASOLD OUT−5.0K0−$200,000$0
NANNUVEEN NY DIV ADV MUNI FDSOLD OUT−10.6K0−$150,000$0
UTILICO EMERG MKTS TR PLC ORDSOLD OUT−25.0K0−$67,000$0
ROPROPER TECHNOLOGIESADDED+5001.1K+$185,000$444,000
SRTSSENSUS HEALTHCARETRIMMED−25.5K31.9K−$100,000$122,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

51 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UNHUNITEDHEALTH GRhistory →COM23.67%$21M57.1K
2BXBLACKSTONE GRPhistory →COM6.64%$6M79.9K
3ODFLOLD DOMINION FRThistory →COM6.53%$6M24.4K
4TMOTHERMO FISHER SCIhistory →COM6.50%$6M12.8K
5COSTCOSTCO WHLSALEhistory →COM5.67%$5M14.4K
6BXMTBLACKSTONE MTGhistory →COM5.19%$5M150.1K
7MSFTMICROSOFT CORPhistory →COM3.76%$3M14.3K
8GENERAL MOTORSCOM3.52%$3M54.9K
9AMZNAMAZON INChistory →COM3.50%$3M1.0K
10ELVANTHEM INChistory →COM3.25%$3M8.1K
11WWDWOODWARD,INChistory →COM2.59%$2M19.3K
12LOWLOWE'S COS INChistory →COM2.30%$2M10.8K
13PYPLPAYPAL HLDGShistory →COM2.18%$2M8.0K
14TFXTELEFLEX INChistory →COM1.95%$2M4.2K
15TJXTJX COS INChistory →COM1.91%$2M25.9K
16ESNTESSENT GROUPhistory →COM1.61%$1M30.4K
17TYLTYLER TECHhistory →COM1.56%$1M3.3K
18AONAON PLChistory →COM1.28%$1M5.0K
19EPDENTERPRISE PROD.history →COM1.20%$1M48.8K
20TRITON INTLCOM1.13%$1M18.5K
21GENTHERMCOM0.99%$889,00012.0K
22TSLATESLA MOTORS, INCCOM0.88%$791,0001.2K
23WELLWELLTOWER INCCOM0.88%$786,00011.0K
24UNPUNION PAC CORPCOM0.86%$771,0003.5K
25CGCARLYLE GROUPCOM0.75%$674,00018.3K
26NSCNORFOLK SOUTHERNCOM0.75%$671,0002.5K
27VTIPVANGUARD SHORT TIP INDEX ETFSTRM INFPROIDX0.69%$618,00012.0K
28XBISPDR S&P BIOTEC ETFS&P BIOTECH0.68%$611,0004.5K
29ECLECOLAB INCCOM0.59%$530,0002.5K
30DFEWISDOM TREE EUR SM CAP DIVEUROPE SMCP DV0.57%$515,0007.4K
31PIMCO DYNAMIC CREDIT INCOME FDCOM SHS0.56%$499,00022.4K
32UBERUBER TECHCOM0.52%$466,0008.6K
33RHHBYROCHE HOLDINGSCOM0.51%$459,00011.3K
34ROPROPER TECHNOLOGIESCOM0.49%$444,0001.1K
35INVESCO FINANCIAL PFDCOM0.46%$415,00022.0K
36LNGCHENIERE ENERGYCOM0.39%$346,0004.8K
37HDHOME DEPOT INCCOM0.36%$321,0001.1K
38CHDCHURCH & DWIGHTCOM0.35%$314,0003.6K
39LDPCOHEN & STEERS LTD DUR PFD FDCOM0.33%$300,00011.5K
40SCHWCHARLES SCHWABCOM0.33%$293,0004.5K
41HEI/AHEICO CORP CL ACOM0.32%$287,0002.5K
42JNJJOHNSON&JOHNSONCOM0.31%$279,0001.7K
43CDXSCODEXISCOM0.29%$263,00011.5K
44ENBENBRIDGE INCCOM0.27%$245,0006.7K
45IPGPIPG PHOTONICSCOM0.26%$232,0001.1K
46ACADACADIA PHARMACOM0.25%$227,0008.8K
47ANNALY CAPITALCOM0.14%$129,00015.0K
48SRTSSENSUS HEALTHCARECOM0.14%$122,00031.9K
49VOLITIONRX LTDCOM0.07%$59,00015.5K
50VISTAGEN THERAPEUTICSCOM0.05%$43,00020.0K
51ABERDEEN ASIA PAC INC FDCOM0.05%$41,00010.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$88M38May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$92M33Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$94M30Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$90M58Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$91M61May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$95M31Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$101M30Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$97M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$97M31Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$91M31Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M31Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$83M33Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M37Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$82M42Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M42Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$88M44Aug 23, 202213F-HRchanges · EDGAR ↗
Q1 2022$103M57Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$111M53Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$98M52Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$96M52Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M51Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$82M54Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M54Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$69M53Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M52Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$80M56Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$73M54Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$85M57Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$118M81May 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.