SEC 13F Intelligence

CDXSCODEXIS INC

CUSIP 192005106 · Yahoo Finance ↗ · Google Finance ↗

Codexis Inc (CDXS) has 132 institutional holders in Filings Flow’s 13F database, together reporting 65.43M shares worth $106M as of Q1 2026. The largest reported holders are Aberdeen Group PLC, Blackrock, Inc., and Opaleye Management Inc..

Institutional Holders
132
Q1 2026
Reported Value
$106M
Ticker
CDXS
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 101Q4 ’18Q1 ’19: 104Q2 ’19: 103Q2 ’19Q3 ’19: 100Q2 ’21: 127Q2 ’21Q4 ’21: 160Q4 ’22: 153Q4 ’22Q4 ’25: 125Q1 ’26: 132Q1 ’26Q2 ’26: 7filingsflow.com
Total reported value
Q4 ’18: $896MQ4 ’18Q1 ’19: $1.7BQ2 ’19: $88.0BQ2 ’19Q3 ’19: $69.1BQ2 ’21: $2.5BQ2 ’21Q4 ’21: $9.3BQ4 ’22: $142MQ4 ’22Q4 ’25: $105MQ1 ’26: $106MQ1 ’26Q2 ’26: $4Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Opaleye Management Inc.$759M AUM1.46%$11M6.79MQ1 2026OLDER
Post Resch Tallon Group Inc.$145M AUM0.88%$1M563.5KQ2 2026
Empire Financial Management Company, LLC$442M AUM0.82%$4M1.46MQ3 2025OLDER
PERKINS CAPITAL MANAGEMENT INC$107M AUM0.81%$859,825527.5KQ1 2026OLDER
Pier Capital, LLC$606M AUM0.72%$5M1.89MQ3 2025OLDER
Telemark Asset Management, LLC$1.1B AUM0.58%$6M3.85MQ1 2026OLDER
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C.$1.0B AUM0.39%$4M2.57MQ4 2025OLDER
Potomac Capital Management, Inc.$115M AUM0.39%$446,946274.2KQ1 2026OLDER
Mink Brook Asset Management LLC$179M AUM0.36%$536,800220.0KQ3 2025OLDER
Stonepine Capital Management, LLC$250M AUM0.27%$681,330418.0KQ1 2026OLDER
Nantahala Capital Management, LLC$2.7B AUM0.25%$7M4.12MQ1 2026OLDER
Diametric Capital, LP$385M AUM0.15%$585,606359.3KQ1 2026OLDER
PLATINUM INVESTMENT MANAGEMENT LTD$397M AUM0.11%$431,076264.5KQ1 2026OLDER
WHITE PINE CAPITAL LLC$355M AUM0.10%$337,176138.2KQ3 2025OLDER
OXFORD ASSET MANAGEMENT LLP$268M AUM0.05%$131,86254.0KQ3 2025OLDER
Atom Investors LP$1.4B AUM0.02%$300,988184.7KQ4 2025OLDER
Aberdeen Group plc$61.9B AUM0.02%$14M8.68MQ1 2026OLDER
Persistent Asset Partners Ltd$268M AUM0.02%$45,33527.8KQ4 2025OLDER
CRUX WEALTH ADVISORS$261M AUM0.01%$32,72813.4KQ3 2025OLDER
Frec Markets, Inc.$587M AUM0.01%$59,09236.3KQ1 2026OLDER
Dynamic Technology Lab Private Ltd$615M AUM0.01%$59,00024.1KQ3 2025OLDER
JACOBS LEVY EQUITY MANAGEMENT, INC$23.8B AUM0.01%$2M1.09MQ1 2026OLDER
Caerus Investment Advisors, LLC$240M AUM0.01%$17,24510.6KQ2 2026
Elmwood Wealth Management, Inc.$400M AUM0.01%$28,69112.7KQ2 2026
PRELUDE CAPITAL MANAGEMENT, LLC$1.3B AUM0.01%$89,12854.7KQ1 2026OLDER
AIGEN INVESTMENT MANAGEMENT, LP$389M AUM0.01%$28,73517.6KQ4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.01%$1M847.0KQ1 2026OLDER
Navalign, LLC$396M AUM0.01%$25,00415.3KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.00%$273,093167.5KQ1 2026OLDER
BRIDGEWAY CAPITAL MANAGEMENT, LLC$5.0B AUM0.00%$205,230125.9KQ1 2026OLDER
Assenagon Asset Management S.A.$80.2B AUM0.00%$3M1.28MQ2 2026
PARADIGM CAPITAL MANAGEMENT INC/NY$2.6B AUM0.00%$81,50050.0KQ4 2025OLDER
Torren Management, LLC$201M AUM0.00%$6,1963.8KQ4 2025OLDER
State of Wyoming$844M AUM0.00%$27,49816.9KQ4 2025OLDER
Krilogy Financial LLC$3.1B AUM0.00%$92,09336.3KQ1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$7M4.00MQ1 2026OLDER
China Universal Asset Management Co., Ltd.$1.3B AUM0.00%$26,12716.0KQ1 2026OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$359,610147.4KQ3 2025OLDER
TUDOR INVESTMENT CORP ET AL$53.9B AUM0.00%$876,668537.8KQ1 2026OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$1M496.8KQ3 2025OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$13,4858.3KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$6M3.40MQ1 2026OLDER
Quadrature Capital Ltd$8.4B AUM0.00%$104,64464.2KQ1 2026OLDER
StoneX Group Inc.$1.9B AUM0.00%$22,97614.1KQ1 2026OLDER
Simplicity Wealth,LLC$1.8B AUM0.00%$21,69213.3KQ1 2026OLDER
EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM0.00%$47,27029.0KQ1 2026OLDER
D. E. Shaw & Co., Inc.$166.3B AUM0.00%$2M979.8KQ1 2026OLDER
FEDERATED HERMES, INC.$61.5B AUM0.00%$566,653347.6KQ4 2025OLDER
LOS ANGELES CAPITAL MANAGEMENT LLC$25.4B AUM0.00%$217,874133.7KQ1 2026OLDER
LAZARD ASSET MANAGEMENT LLC$60.8B AUM0.00%$460,279282.4KQ1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$674,321276.4KQ3 2025OLDER
Jain Global LLC$24.2B AUM0.00%$140,01785.9KQ4 2025OLDER
STRS OHIO$25.2B AUM0.00%$161,53399.1KQ1 2026OLDER
Pallas Capital Advisors LLC$2.7B AUM0.00%$16,83010.3KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$22,12213.6KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$4M2.18MQ1 2026OLDER
Brevan Howard Capital Management LP$11.3B AUM0.00%$118,91148.7KQ3 2025OLDER
RENAISSANCE TECHNOLOGIES LLC$63.9B AUM0.00%$323,935198.7KQ1 2026OLDER
AQR CAPITAL MANAGEMENT LLC$218.4B AUM0.00%$992,021608.6KQ1 2026OLDER
Ameritas Investment Partners, Inc.$3.3B AUM0.00%$13,7388.4KQ1 2026OLDER
MetLife Investment Management, LLC$19.6B AUM0.00%$86,08635.3KQ3 2025OLDER
GAMMA Investing LLC$2.7B AUM0.00%$10,7714.8KQ2 2026
INTECH INVESTMENT MANAGEMENT LLC$10.2B AUM0.00%$39,52324.2KQ1 2026OLDER
MARK SHEPTOFF FINANCIAL PLANNING, LLC$189M AUM0.00%$815500Q4 2025OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.00%$43,92926.9KQ1 2026OLDER
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO$30.9B AUM0.00%$103,91763.8KQ1 2026OLDER
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.00%$394,387242.0KQ1 2026OLDER
Jump Financial, LLC$7.5B AUM0.00%$25,88410.6KQ3 2025OLDER
Man Group plc$55.1B AUM0.00%$176,033108.0KQ4 2025OLDER
Vanguard Personalized Indexing Management, LLC$10.2B AUM0.00%$29,63818.2KQ1 2026OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$1M688.2KQ1 2026OLDER
Police & Firemen's Retirement System of New Jersey$11.7B AUM0.00%$31,68919.4KQ1 2026OLDER
FIDUCIARY TRUST CO$8.5B AUM0.00%$22,20113.6KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$289,733177.8KQ4 2025OLDER
VANGUARD FIDUCIARY TRUST CO$396.1B AUM0.00%$898,143551.0KQ1 2026OLDER
MARSHALL WACE, LLP$100.4B AUM0.00%$212,43487.1KQ3 2025OLDER
BlackRock, Inc.$5.72T AUM0.00%$11M7.03MQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M920.0KQ1 2026OLDER
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$3M1.89MQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$63,69639.1KQ1 2026OLDER
Nuveen, LLC$369.3B AUM0.00%$598,932367.4KQ1 2026OLDER
GAMCO INVESTORS, INC. ET AL$10.2B AUM0.00%$16,30010.0KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$1M824.9KQ1 2026OLDER
Rialto Wealth Management, LLC$445M AUM0.00%$685420Q1 2026OLDER
Physician Wealth Advisors, Inc.$719M AUM0.00%$1,079442Q3 2025OLDER
VANGUARD CAPITAL MANAGEMENT LLC$4.04T AUM0.00%$6M3.67MQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$1M657.1KQ1 2026OLDER
BLAIR WILLIAM & CO/IL$34.9B AUM0.00%$48,92930.0KQ1 2026OLDER
RHUMBLINE ADVISERS$116.9B AUM0.00%$161,87199.3KQ1 2026OLDER
VANGUARD GROUP INC$6.90T AUM0.00%$8M4.94MQ4 2025OLDER
Point72 Asset Management, L.P.$78.1B AUM0.00%$102,83563.1KQ4 2025OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$95,32058.5KQ1 2026OLDER
DIMENSIONAL FUND ADVISORS LP$481.4B AUM0.00%$463,390284.6KQ1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$3M1.67MQ1 2026OLDER
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.$73.7B AUM0.00%$69,14142.4KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$59,60036.6KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$515,561316.3KQ1 2026OLDER
VANGUARD PORTFOLIO MANAGEMENT LLC$1.91T AUM0.00%$1M879.3KQ1 2026OLDER
Cerity Partners LLC$70.8B AUM0.00%$53,61432.9KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$51,34031.5KQ1 2026OLDER
Leo H. Evart, Inc.$117M AUM0.00%$8250Q1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$34,32318.9KQ1 2026OLDER
Bank of New York Mellon Corp$543.9B AUM0.00%$341,720209.6KQ1 2026OLDER
ALLIANCEBERNSTEIN L.P.$308.8B AUM0.00%$192,552118.1KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$351,000215.4KQ1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$252,802155.1KQ1 2026OLDER
CHARLES SCHWAB INVESTMENT MANAGEMENT INC$654.5B AUM0.00%$394,804242.2KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$1,6561.0KQ1 2026OLDER
DEUTSCHE BANK AG\$302.7B AUM0.00%$151,72493.1KQ1 2026OLDER
GF FUND MANAGEMENT CO. LTD.$6.0B AUM0.00%$2,9471.8KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$294,907180.9KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$38,32523.5KQ1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$28,81717.7KQ1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$702,758431.1KQ1 2026OLDER
ProShare Advisors LLC$67.5B AUM0.00%$27,67117.0KQ1 2026OLDER
N.E.W. Advisory Services LLC$1.3B AUM0.00%$530325Q1 2026OLDER
MANUFACTURERS LIFE INSURANCE COMPANY, THE$116.3B AUM0.00%$44,72627.4KQ1 2026OLDER
NEW YORK STATE COMMON RETIREMENT FUND$71.6B AUM0.00%$27,52716.9KQ1 2026OLDER
FMR LLC$1.90T AUM0.00%$672,533412.6KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$122,34875.1KQ1 2026OLDER
Sterling Capital Management LLC$5.3B AUM0.00%$1,597980Q1 2026OLDER
Vanguard Global Advisers, LLC$186.5B AUM0.00%$53,14132.6KQ1 2026OLDER
PRUDENTIAL FINANCIAL INC$81.2B AUM0.00%$22,13513.6KQ1 2026OLDER
ROTHSCHILD INVESTMENT LLC$1.9B AUM0.00%$494303Q1 2026OLDER
VOYA INVESTMENT MANAGEMENT LLC$96.1B AUM0.00%$24,15014.8KQ1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$57,04735.0KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$283,547174.0KQ1 2026OLDER
True Wealth Design, LLC$360M AUM0.00%$6640Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$92,30956.6KQ2 2026
SEI INVESTMENTS CO$108.4B AUM0.00%$17,16910.5KQ4 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$33,72620.7KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$59,35536.4KQ1 2026OLDER
SBI Securities Co., Ltd.$3.6B AUM0.00%$538330Q1 2026OLDER
Arax Advisory Partners$3.5B AUM0.00%$491301Q1 2026OLDER
SJS Investment Consulting Inc.$819M AUM0.00%$11067Q1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$817501Q1 2026OLDER
PRICE T ROWE ASSOCIATES INC /MD/$865M AUM0.00%$10463.6KQ1 2026OLDER
VICTORY CAPITAL MANAGEMENT INC$156.1B AUM0.00%$16,43210.1KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$571350Q4 2025OLDER
Allworth Financial LP$24.7B AUM0.00%$2,4621.5KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$86,78353.2KQ1 2026OLDER
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM$94.5B AUM0.00%$8,9415.5KQ4 2025OLDER
COMERICA BANK$25.1B AUM0.00%$2,372972Q3 2025OLDER
CITIGROUP INC$234.5B AUM0.00%$19,41111.9KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$846486Q1 2026OLDER
Transamerica Financial Advisors, LLC$1.2B AUM0.00%$7446Q1 2026OLDER
Root Financial Partners, LLC$2.2B AUM0.00%$11973Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$2,9341.8KQ4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$62,93941.4KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$6,3173.9KQ1 2026OLDER
Sunbelt Securities, Inc.$1.6B AUM0.00%$4930Q4 2025OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$1,6301.0KQ1 2026OLDER
Legal & General Group Plc$432.4B AUM0.00%$11,6417.1KQ1 2026OLDER
Mirae Asset Global Investments Co., Ltd.$299.3B AUM0.00%$7,6794.7KQ1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$379232Q1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$10162Q1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$2,1531.3KQ1 2026OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$321197Q1 2026OLDER
Optiver Holding B.V.$289.5B AUM0.00%$1,8781.2KQ4 2025OLDER
Zurcher Kantonalbank (Zurich Cantonalbank)$46.0B AUM0.00%$251154Q1 2026OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.00%$21Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$32Q1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$21Q1 2026OLDER
Daiwa Securities Group Inc.$34.8B AUM$0269Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.