SEC 13F Intelligence

Managers / Q4 2019 · view latest →

GARRISON BRADFORD & ASSOCIATES INC

CIK 0001056488 · 445 PARK AVE., 9 FLOOR, SUITE 909, NEW YORK, NY, 10022 · 2125577440

Reported Value
$80M
Q4 2019
Positions
56
Filings on Record
29
2019–present window
Filed
Feb 10, 2020
original filing

Summary

Garrison Bradford & Associates Inc reported $80M in U.S.-listed holdings across 56 positions for Q4 2019.

The portfolio is heavily concentrated: UNH alone accounts for 23.7% of reported value.

Compared with Q3 2019, the fund opened 4 new positions and exited 2.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+69.4%
share of reported value
Largest Position
+23.7%
Unitedhealth Gr
New / Exited
4 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $118MQ1 ’19Q2 ’19: $85MQ3 ’19: $73MQ4 ’19: $80MQ1 ’20: $58MQ1 ’20Q2 ’20: $69MQ3 ’20: $71MQ4 ’20: $82MQ1 ’21: $90MQ1 ’21Q2 ’21: $96MQ3 ’21: $98MQ4 ’21: $111MQ1 ’22: $103MQ1 ’22Q2 ’22: $88MQ3 ’22: $82MQ4 ’22: $82MQ1 ’23: $81MQ1 ’23Q2 ’23: $83MQ3 ’23: $85MQ4 ’23: $91MQ1 ’24: $97MQ1 ’24Q2 ’24: $97MQ3 ’24: $101MQ4 ’24: $95MQ1 ’25: $91MQ1 ’25Q2 ’25: $90MQ3 ’25: $94MQ4 ’25: $92MQ1 ’26: $88MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 75.3%REIT: 12.2%Other: 4.7%MLP: 4.1%Closed-End Fund: 2.4%Other: 1.4%
  • Common Stock · 75.3% · $60M
  • REIT · 12.2% · $10M
  • Other · 4.7% · $4M
  • MLP · 4.1% · $3M
  • Closed-End Fund · 2.4% · $2M
  • Other · 1.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CGCARLYLE GROUPNEW+24.9K24.9K+$797,000$797,000
BROOKFIELD ASSETNEW+5.8K5.8K+$337,000$337,000
RHHBYROCHE HOLDINGSNEW+7.9K7.9K+$321,000$321,000
CDXSCODEXISNEW+11.8K11.8K+$189,000$189,000
CARLYLE GRP LPSOLD OUT24.6K0$627,000$0
OAKTREE CAPITALSOLD OUT9.4K0$487,000$0
PIMCO DYNAMIC CREDIT INCOME FDTRIMMED10.0K31.2K$223,000$786,000
JBLUJETBLUE AIRWAYSTRIMMED10.0K50.7K$68,000$949,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

56 positions
#IssuerClass% PortfolioValueShares
1UNHUNITEDHEALTH GRhistory →COM23.75%$19M64.4K
2BXMTBLACKSTONE MTGhistory →COM10.05%$8M215.3K
3BXBLACKSTONE GRPhistory →COM6.40%$5M91.2K
4COSTCOSTCO WHLSALEhistory →COM6.23%$5M16.9K
5TMOTHERMO FISHER SCIhistory →COM5.58%$4M13.7K
6EPDENTERPRISE PROD.history →COM4.06%$3M114.9K
7ODFLOLD DOMINION FRThistory →COM3.95%$3M16.6K
8WWDWOODWARD,INChistory →COM3.45%$3M23.2K
9ESNTESSENT GROUPhistory →COM3.13%$2M48.0K
10WISDOMTREE FLT RT TREASURYFLOATNG RAT TREA2.78%$2M88.5K
11TJXTJX COS INChistory →COM2.08%$2M27.1K
12TFXTELEFLEX INChistory →COM1.98%$2M4.2K
13AMZNAMAZON INChistory →COM1.89%$2M815
14ALAIR LEASE CL Ahistory →COM1.39%$1M23.4K
15MSFTMICROSOFT CORPhistory →COM1.27%$1M6.4K
16TYLTYLER TECHhistory →COM1.24%$990,0003.3K
17PSFCOHEN & STEERS SELECT PFD & INhistory →COM1.22%$973,00030.9K
18TRITON INTLCOM1.20%$960,00023.9K
19JBLUJETBLUE AIRWAYShistory →COM1.19%$949,00050.7K
20ROSTROSS STOREShistory →COM1.16%$926,0008.0K
21ANNALY CAPITALCOM1.09%$872,00092.6K
22WELLWELLTOWER INChistory →COM1.04%$826,00010.1K
23LOWLOWE'S COS INChistory →COM1.01%$807,0006.7K
24CGCARLYLE GROUPCOM1.00%$797,00024.9K
25PIMCO DYNAMIC CREDIT INCOME FDCOM SHS0.99%$786,00031.2K
26UNPUNION PAC CORPCOM0.80%$638,0003.5K
27ECLECOLAB INCCOM0.77%$613,0003.2K
28GENTHERMCOM0.68%$544,00012.3K
29NSCNORFOLK SOUTHERNCOM0.61%$485,0002.5K
30DFEWISDOM TREE EUR SM CAP DIVEUROPE SMCP DV0.52%$418,0006.4K
31LNGCHENIERE ENERGYCOM0.49%$387,0006.3K
32XBISPDR S&P BIOTEC ETFS&P BIOTECH0.48%$381,0004.0K
33HEI/AHEICO CORP CL ACOM0.43%$345,0003.9K
34BROOKFIELD ASSETCOM0.42%$337,0005.8K
35RHHBYROCHE HOLDINGSCOM0.40%$321,0007.9K
36UTXZUNITED TECHS CORPCOM0.40%$315,0002.1K
37IPGPIPG PHOTONICSCOM0.38%$304,0002.1K
38ALIBABACOM0.37%$293,0001.4K
39ACADACADIA PHARMACOM0.35%$279,0006.5K
40ENBENBRIDGE INCCOM0.33%$267,0006.7K
41ROPROPER TECHNOLOGIESCOM0.33%$266,000750
42BMYBRISTOL MYERSCOM0.32%$257,0004.0K
43CHDCHURCH & DWIGHTCOM0.32%$253,0003.6K
44HDHOME DEPOT INCCOM0.31%$251,0001.1K
45JNJJOHNSON&JOHNSONCOM0.31%$248,0001.7K
46EEFTEURONET WORLDWIDE INCCOM0.30%$236,0001.5K
47SYKSTRYKER CORPCOM0.29%$231,0001.1K
48SRTSSENSUS HEALTHCARECOM0.27%$217,00061.4K
49BLACKROCK MUNIYLD NY INS FDCOM0.25%$196,00015.0K
50CDXSCODEXISCOM0.24%$189,00011.8K
51NANNUVEEN NY DIV ADV MUNI FDCOM0.19%$151,00010.6K
52UTILICO EMERG MKTS TR PLC ORDCOM0.10%$78,00025.0K
53VOLITIONRX LTDCOM0.09%$73,00015.5K
54ABERDEEN ASIA PAC INC FDCOM0.05%$42,00010.0K
55NEUROTROPE, INCCOM0.03%$25,00025.0K
56VISTAGEN THERAPEUTICSCOM0.02%$14,00020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$88M38May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$92M33Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$94M30Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$90M58Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$91M61May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$95M31Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$101M30Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$97M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$97M31Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$91M31Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M31Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$83M33Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M37Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$82M42Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M42Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$88M44Aug 23, 202213F-HRchanges · EDGAR ↗
Q1 2022$103M57Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$111M53Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$98M52Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$96M52Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M51Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$82M54Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M54Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$69M53Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M52Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$80M56Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$73M54Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$85M57Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$118M81May 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.