SEC 13F Intelligence

Managers / Q3 2019 · view latest →

GARRISON BRADFORD & ASSOCIATES INC

CIK 0001056488 · 445 PARK AVE., 9 FLOOR, SUITE 909, NEW YORK, NY, 10022 · 2125577440

Reported Value
$73M
Q3 2019
Positions
54
Filings on Record
29
2019–present window
Filed
Nov 5, 2019
original filing

Summary

Garrison Bradford & Associates Inc reported $73M in U.S.-listed holdings across 54 positions for Q3 2019.

Its largest position, UNH, represents 19.5% of the portfolio.

Compared with Q2 2019, the fund opened 6 new positions and exited 9.

Portfolio Metrics

Turnover
+6.4%
vs prior filed quarter
Top-10 Concentration
+68.6%
share of reported value
Largest Position
+19.5%
Unitedhealth Gr
New / Exited
6 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $118MQ1 ’19Q2 ’19: $85MQ3 ’19: $73MQ4 ’19: $80MQ1 ’20: $58MQ1 ’20Q2 ’20: $69MQ3 ’20: $71MQ4 ’20: $82MQ1 ’21: $90MQ1 ’21Q2 ’21: $96MQ3 ’21: $98MQ4 ’21: $111MQ1 ’22: $103MQ1 ’22Q2 ’22: $88MQ3 ’22: $82MQ4 ’22: $82MQ1 ’23: $81MQ1 ’23Q2 ’23: $83MQ3 ’23: $85MQ4 ’23: $91MQ1 ’24: $97MQ1 ’24Q2 ’24: $97MQ3 ’24: $101MQ4 ’24: $95MQ1 ’25: $91MQ1 ’25Q2 ’25: $90MQ3 ’25: $94MQ4 ’25: $92MQ1 ’26: $88MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 72.0%REIT: 13.5%Other: 5.4%MLP: 5.3%Closed-End Fund: 2.9%ETP: 0.9%
  • Common Stock · 72.0% · $53M
  • REIT · 13.5% · $10M
  • Other · 5.4% · $4M
  • MLP · 5.3% · $4M
  • Closed-End Fund · 2.9% · $2M
  • ETP · 0.9% · $664,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GENTHERMNEW+12.4K12.4K+$512,000$512,000
EEFTEURONET WORLDWIDE INCNEW+1.5K1.5K+$219,000$219,000
ALIBABANEW+1.3K1.3K+$214,000$214,000
BMYBRISTOL MYERSNEW+4.0K4.0K+$203,000$203,000
BLACKROCK MUNIYLD NY INS FDNEW+15.0K15.0K+$196,000$196,000
NANNUVEEN NY DIV ADV MUNI FDNEW+10.6K10.6K+$151,000$151,000
ANNALY CAPITALADDED+56.2K102.4K+$479,000$901,000
FRCBFirst Republic BankSOLD OUT−17.7K0−$2M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

54 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1UNHUNITEDHEALTH GRhistory →COM19.54%$14M65.9K
2BXMTBLACKSTONE MTGhistory →COM11.07%$8M226.4K
3COSTCOSTCO WHLSALEhistory →COM7.12%$5M18.1K
4BXBLACKSTONE GRPhistory →COM6.36%$5M95.5K
5TMOTHERMO FISHER SCIhistory →COM5.48%$4M13.8K
6EPDENTERPRISE PROD.history →COM4.63%$3M118.8K
7ODFLOLD DOMINION FRThistory →COM4.19%$3M18.1K
8WWDWOODWARD,INChistory →COM3.86%$3M26.2K
9ESNTESSENT GROUPhistory →COM3.25%$2M50.0K
10WISDOMTREE FLT RT TREASURYFLOATNG RAT TREA3.07%$2M89.9K
11TJXTJX COS INChistory →COM2.21%$2M29.1K
12TFXTELEFLEX INChistory →COM1.95%$1M4.2K
13AMZNAMAZON INChistory →COM1.93%$1M815
14JBLUJETBLUE AIRWAYShistory →COM1.39%$1M60.7K
15PIMCO DYNAMIC CREDIT INCOME FDCOM SHS1.38%$1M41.2K
16ALAIR LEASE CL Ahistory →COM1.33%$976,00023.4K
17PSFCOHEN & STEERS SELECT PFD & INhistory →COM1.32%$971,00032.9K
18ANNALY CAPITALCOM1.23%$901,000102.4K
19WELLWELLTOWER INChistory →COM1.22%$893,0009.9K
20MSFTMICROSOFT CORPhistory →COM1.21%$890,0006.4K
21ROSTROSS STOREShistory →COM1.19%$873,0008.0K
22TYLTYLER TECHhistory →COM1.18%$866,0003.3K
23TRITON INTLCOM1.08%$791,00023.4K
24LOWLOWE'S COS INChistory →COM1.02%$748,0006.8K
25ECLECOLAB INCCOM0.86%$629,0003.2K
26CARLYLE GRP LPCOM0.86%$627,00024.6K
27UNPUNION PAC CORPCOM0.84%$613,0003.8K
28GENTHERMCOM0.70%$512,00012.4K
29OAKTREE CAPITALCOM0.66%$487,0009.4K
30NSCNORFOLK SOUTHERNCOM0.61%$449,0002.5K
31LNGCHENIERE ENERGYCOM0.57%$415,0006.6K
32HEI/AHEICO CORP CL ACOM0.50%$367,0003.8K
33DFEWISDOM TREE EUR SM CAP DIVEUROPE SMCP DV0.49%$358,0006.4K
34SRTSSENSUS HEALTHCARECOM0.48%$350,00058.4K
35XBISPDR S&P BIOTEC ETFS&P BIOTECH0.42%$306,0004.0K
36UTXZUNITED TECHS CORPCOM0.39%$287,0002.1K
37IPGPIPG PHOTONICSCOM0.39%$285,0002.1K
38CHDCHURCH & DWIGHTCOM0.37%$271,0003.6K
39ROPROPER TECHNOLOGIESCOM0.36%$267,000750
40HDHOME DEPOT INCCOM0.36%$267,0001.1K
41SYKSTRYKER CORPCOM0.32%$238,0001.1K
42ENBENBRIDGE INCCOM0.32%$236,0006.7K
43JNJJOHNSON&JOHNSONCOM0.30%$220,0001.7K
44EEFTEURONET WORLDWIDE INCCOM0.30%$219,0001.5K
45ALIBABACOM0.29%$214,0001.3K
46ACADACADIA PHARMACOM0.29%$212,0005.9K
47BMYBRISTOL MYERSCOM0.28%$203,0004.0K
48BLACKROCK MUNIYLD NY INS FDCOM0.27%$196,00015.0K
49NANNUVEEN NY DIV ADV MUNI FDCOM0.21%$151,00010.6K
50VOLITIONRX LTDCOM0.12%$87,00015.5K
51UTILICO EMERG MKTS TR PLC ORDCOM0.10%$74,00025.0K
52ABERDEEN ASIA PAC INC FDCOM0.06%$42,00010.0K
53VISTAGEN THERAPEUTICSCOM0.03%$21,00020.0K
54NEUROTROPE, INCCOM0.03%$20,00025.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$88M38May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$92M33Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$94M30Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$90M58Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$91M61May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$95M31Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$101M30Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$97M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$97M31Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$91M31Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M31Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$83M33Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M37Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$82M42Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M42Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$88M44Aug 23, 202213F-HRchanges · EDGAR ↗
Q1 2022$103M57Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$111M53Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$98M52Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$96M52Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M51Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$82M54Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M54Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$69M53Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M52Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$80M56Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$73M54Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$85M57Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$118M81May 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.