SEC 13F Intelligence

Managers / Q3 2020 · view latest →

GARRISON BRADFORD & ASSOCIATES INC

CIK 0001056488 · 445 PARK AVE., 9 FLOOR, SUITE 909, NEW YORK, NY, 10022 · 2125577440

Reported Value
$71M
Q3 2020
Positions
54
Filings on Record
29
2019–present window
Filed
Nov 10, 2020
original filing

Summary

Garrison Bradford & Associates Inc reported $71M in U.S.-listed holdings across 54 positions for Q3 2020.

The portfolio is heavily concentrated: UNH alone accounts for 25.6% of reported value.

Compared with Q2 2020, the fund opened 3 new positions and exited 2.

Portfolio Metrics

Turnover
+5.9%
vs prior filed quarter
Top-10 Concentration
+70.7%
share of reported value
Largest Position
+25.6%
Unitedhealth Gr
New / Exited
3 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $118MQ1 ’19Q2 ’19: $85MQ3 ’19: $73MQ4 ’19: $80MQ1 ’20: $58MQ1 ’20Q2 ’20: $69MQ3 ’20: $71MQ4 ’20: $82MQ1 ’21: $90MQ1 ’21Q2 ’21: $96MQ3 ’21: $98MQ4 ’21: $111MQ1 ’22: $103MQ1 ’22Q2 ’22: $88MQ3 ’22: $82MQ4 ’22: $82MQ1 ’23: $81MQ1 ’23Q2 ’23: $83MQ3 ’23: $85MQ4 ’23: $91MQ1 ’24: $97MQ1 ’24Q2 ’24: $97MQ3 ’24: $101MQ4 ’24: $95MQ1 ’25: $91MQ1 ’25Q2 ’25: $90MQ3 ’25: $94MQ4 ’25: $92MQ1 ’26: $88MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 86.2%REIT: 6.6%MLP: 2.2%Other: 1.5%Closed-End Fund: 1.5%Other: 2.1%
  • Common Stock · 86.2% · $61M
  • REIT · 6.6% · $5M
  • MLP · 2.2% · $2M
  • Other · 1.5% · $1M
  • Closed-End Fund · 1.5% · $1M
  • Other · 2.1% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ELVANTHEM INCNEW+3.7K3.7K+$1M$1M
SYKSTRYKER CORPNEW+1.1K1.1K+$229,000$229,000
VTIPVANGUARD SHORT TIP INDEX ETFNEW+4.0K4.0K+$204,000$204,000
TSLATESLA MOTORS, INCADDED+9501.2K+$264,000$502,000
WISDOMTREE FLT RT TREASURYSOLD OUT87.3K0$2M$0
ENBENBRIDGE INCSOLD OUT6.7K0$204,000$0
LDPCOHEN & STEERS LTD DUR PFD FDTRIMMED5.0K11.5K$102,000$269,000
BROOKFIELD ASSETTRIMMED2.3K6.1K$75,000$202,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

54 positions
#IssuerClass% PortfolioValueShares
1UNHUNITEDHEALTH GRhistory →COM25.59%$18M58.2K
2TMOTHERMO FISHER SCIhistory →COM8.34%$6M13.4K
3COSTCOSTCO WHLSALEhistory →COM7.90%$6M15.8K
4ODFLOLD DOMINION FRThistory →COM6.26%$4M24.5K
5BXMTBLACKSTONE MTGhistory →COM5.81%$4M187.7K
6BXBLACKSTONE GRPhistory →COM5.76%$4M78.3K
7MSFTMICROSOFT CORPhistory →COM3.36%$2M11.3K
8AMZNAMAZON INChistory →COM3.10%$2M699
9WWDWOODWARD,INChistory →COM2.34%$2M20.7K
10EPDENTERPRISE PROD.history →COM2.23%$2M100.2K
11TFXTELEFLEX INChistory →COM2.02%$1M4.2K
12TJXTJX COS INChistory →COM2.01%$1M25.7K
13AONAON PLChistory →COM1.76%$1M6.0K
14ESNTESSENT GROUPhistory →COM1.69%$1M32.3K
15TYLTYLER TECHhistory →COM1.62%$1M3.3K
16LOWLOWE'S COS INChistory →COM1.51%$1M6.5K
17PYPLPAYPAL HLDGShistory →COM1.47%$1M5.3K
18ELVANTHEM INChistory →COM1.41%$1M3.7K
19TRITON INTLCOM1.00%$709,00017.4K
20UNPUNION PAC CORPCOM0.97%$689,0003.5K
21PIMCO DYNAMIC CREDIT INCOME FDCOM SHS0.88%$626,00031.2K
22ECLECOLAB INCCOM0.87%$615,0003.1K
23RHHBYROCHE HOLDINGSCOM0.78%$552,00012.9K
24NSCNORFOLK SOUTHERNCOM0.75%$535,0002.5K
25CGCARLYLE GROUPCOM0.74%$527,00021.4K
26TSLATESLA MOTORS, INCCOM0.71%$502,0001.2K
27WELLWELLTOWER INCCOM0.64%$452,0008.2K
28GENTHERMCOM0.58%$409,00010.0K
29UBERUBER TECHCOM0.57%$405,00011.1K
30XBISPDR S&P BIOTEC ETFS&P BIOTECH0.52%$368,0003.3K
31IPGPIPG PHOTONICSCOM0.50%$357,0002.1K
32DFEWISDOM TREE EUR SM CAP DIVEUROPE SMCP DV0.48%$340,0006.4K
33CHDCHURCH & DWIGHTCOM0.47%$337,0003.6K
34HDHOME DEPOT INCCOM0.45%$319,0001.1K
35ALIBABACOM0.45%$317,0001.1K
36ROPROPER TECHNOLOGIESCOM0.42%$296,000750
37HEI/AHEICO CORP CL ACOM0.40%$286,0003.2K
38LDPCOHEN & STEERS LTD DUR PFD FDCOM0.38%$269,00011.5K
39JNJJOHNSON&JOHNSONCOM0.36%$253,0001.7K
40BMYBRISTOL MYERSCOM0.34%$241,0004.0K
41ACADACADIA PHARMACOM0.34%$240,0005.8K
42SYKSTRYKER CORPCOM0.32%$229,0001.1K
43LNGCHENIERE ENERGYCOM0.32%$227,0004.9K
44VTIPVANGUARD SHORT TIP INDEX ETFSTRM INFPROIDX0.29%$204,0004.0K
45BROOKFIELD ASSETCOM0.28%$202,0006.1K
46SRTSSENSUS HEALTHCARECOM0.21%$152,00060.4K
47NANNUVEEN NY DIV ADV MUNI FDCOM0.20%$145,00010.6K
48CDXSCODEXISCOM0.19%$135,00011.5K
49ANNALY CAPITALCOM0.15%$107,00015.0K
50UTILICO EMERG MKTS TR PLC ORDCOM0.08%$56,00025.0K
51VOLITIONRX LTDCOM0.07%$50,00015.5K
52ABERDEEN ASIA PAC INC FDCOM0.06%$40,00010.0K
53NEUROTROPE, INCCOM0.04%$28,00025.0K
54VISTAGEN THERAPEUTICSCOM0.02%$14,00020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$88M38May 4, 202613F-HRchanges · EDGAR ↗
Q4 2025$92M33Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$94M30Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$90M58Aug 5, 202513F-HRchanges · EDGAR ↗
Q1 2025$91M61May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$95M31Feb 7, 202513F-HRchanges · EDGAR ↗
Q3 2024$101M30Oct 29, 202413F-HRchanges · EDGAR ↗
Q2 2024$97M30Jul 31, 202413F-HRchanges · EDGAR ↗
Q1 2024$97M31Apr 16, 202413F-HRchanges · EDGAR ↗
Q4 2023$91M31Jan 25, 202413F-HRchanges · EDGAR ↗
Q3 2023$85M31Oct 17, 202313F-HRchanges · EDGAR ↗
Q2 2023$83M33Aug 1, 202313F-HRchanges · EDGAR ↗
Q1 2023$81M37Apr 28, 202313F-HRchanges · EDGAR ↗
Q4 2022$82M42Jan 17, 202313F-HRchanges · EDGAR ↗
Q3 2022$82M42Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$88M44Aug 23, 202213F-HRchanges · EDGAR ↗
Q1 2022$103M57Apr 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$111M53Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$98M52Nov 3, 202113F-HRchanges · EDGAR ↗
Q2 2021$96M52Aug 9, 202113F-HRchanges · EDGAR ↗
Q1 2021$90M51Apr 21, 202113F-HRchanges · EDGAR ↗
Q4 2020$82M54Feb 9, 202113F-HRchanges · EDGAR ↗
Q3 2020$71M54Nov 10, 202013F-HRchanges · EDGAR ↗
Q2 2020$69M53Aug 6, 202013F-HRchanges · EDGAR ↗
Q1 2020$58M52Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$80M56Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$73M54Nov 5, 201913F-HRchanges · EDGAR ↗
Q2 2019$85M57Aug 5, 201913F-HRchanges · EDGAR ↗
Q1 2019$118M81May 1, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.