Managers / Q4 2025 · view latest →
HOWARD BAILEY SECURITIES, LLC
CIK 0002043986 · 5916 COVINGTON ROAD, FORT WAYNE, IN, 46804 · 260-482-9559
Summary
Howard Bailey Securities, LLC reported $351M in U.S.-listed holdings across 144 positions for Q4 2025.
Its largest position, Ishares Tr, represents 8.1% of the portfolio.
Compared with Q3 2025, the fund opened 20 new positions and exited 10.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 91.8% · $323M
- Common Stock · 7.8% · $27M
- Other · 0.3% · $973,925
- ADR · 0.1% · $314,736
Quarter-over-Quarter Changes full breakdown →
vs Q3 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +142.5K | 142.5K | +$3M | $3M |
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +117.8K | 117.8K | +$3M | $3M |
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +117.9K | 117.9K | +$3M | $3M |
| INNOVATOR ETFS TRUST | NEW | +92.7K | 92.7K | +$2M | $2M |
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +135.0K | 135.0K | +$2M | $2M |
| AIM ETF PRODUCTS TRUST | NEW | +60.9K | 60.9K | +$2M | $2M |
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +58.1K | 58.1K | +$2M | $2M |
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +72.4K | 72.4K | +$2M | $2M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2025
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | GDEWISDOMTREE TR | US QTLY DIV GRT · US EFFICIENT COR · YIELD ENHANCD US · DYNAMIC INTL EQT · EM EX STOWNED · US LARGECAP DIVD · US MIDCAP DIVID · INTL QULTY DIV · EFFICIENT GLD PL · FUTRE STRAT FD · US SMALLCAP FUND · INTL SMCAP DIV · US HGH YLD CORP | 27.12% | $95M | 1.81M |
| 2 | ISHARES TR | RUS TP200 GR ETF · RUS TP200 VL ETF · EAFE VALUE ETF · EAFE GRWTH ETF · RUS MDCP VAL ETF · NATIONAL MUN ETF · RUS MD CP GR ETF · CORE MSCI INTL · CORE SP500 ETF | 22.63% | $79M | 628.7K |
| 3 | CAPITOL SER TR | STERLING CAP ENH | 7.90% | $28M | 1.09M |
| 4 | AIM ETF PRODUCTS TRUST | ALLIANZIM US LRG · US LRGCP B20 DEC · US LRGCP B20 JUL · ALLIANZIM US EQU · ALLIANZIM US EQT | 6.84% | $24M | 768.5K |
| 5 | SIMPLIFY EXCHANGE TRADED FUN | SHORT TERM TREA · TREASURY OPT INC · MANAGED FUTURES · ENHANCED INM ETF · VOLATILITY PREM | 4.46% | $16M | 688.7K |
| 6 | SPDR SERIES TRUST | PORTFOLIO SP500 · PORT MTG BK ETF | 4.02% | $14M | 307.6K |
| 7 | SCHWAB STRATEGIC TR | US LCAP GR ETF | 3.19% | $11M | 351.1K |
| 8 | QBERELEVATION SERIES TRUST | TRUESHARES QUART · TRUESHARES STRUC · TRUESHARES SEASO | 2.54% | $9M | 318.8K |
| 9 | ISHARES INC | CORE MSCI EMKT | 1.74% | $6M | 92.5K |
| 10 | PIMCO ETF TR | ULTRA SHORT GOVT | 1.41% | $5M | 48.9K |
| 11 | VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 1.29% | $5M | 46.5K |
| 12 | MSFTMICROSOFT CORPhistory → | COM | 1.07% | $4M | 7.3K |
| 13 | AAPLAPPLE INC | COM | 0.70% | $2M | 9.7K |
| 14 | INNOVATOR ETFS TRUST | EQUITY DEFINED P | 0.70% | $2M | 92.7K |
| 15 | VANGUARD INDEX FDS | TOTAL STK MKT | 0.66% | $2M | 7.0K |
| 16 | LITMAN GREGORY FDS TR | IMGP DBI MANAGED | 0.56% | $2M | 71.5K |
| 17 | NVDANVIDIA CORPORATION | COM | 0.49% | $2M | 9.2K |
| 18 | AMZNAMAZON COM INC | COM | 0.44% | $2M | 7.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $243M | 122 | Apr 23, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $351M | 144 | Feb 27, 2026 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2025 | $266M | 134 | Nov 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $261M | 145 | Aug 7, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $248M | 149 | Apr 17, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $269M | 165 | Jan 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $264M | 164 | Nov 8, 2024 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- AE Wealth Management
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.