SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N657

Simplify Exchange Traded Fun has 80 institutional holders in Filings Flow’s 13F database, together reporting 22.56M shares worth $475M as of Q1 2026. The largest reported holders are Simplify Asset Management Inc., Gentrust, LLC, and Ae Wealth Management LLC.

Institutional Holders
80
Q1 2026
Reported Value
$475M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’22: 14Q4 ’22Q4 ’25: 86Q4 ’25Q1 ’26: 80Q1 ’26Q2 ’26: 5Q2 ’26filingsflow.com
Total reported value
Q4 ’22: $28MQ4 ’22Q4 ’25: $375MQ4 ’25Q1 ’26: $475MQ1 ’26Q2 ’26: $31MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Mid-American Wealth Advisory Group, Inc.$237M AUM10.54%$25M1.14MQ1 2026OLDER
Broussard Financial Group LLC$125M AUM6.28%$8M372.3KQ1 2026OLDER
Authentikos Wealth Advisory, LLC$148M AUM3.55%$5M249.1KQ1 2026OLDER
Ferguson Shapiro LLC$342M AUM3.17%$11M530.7KQ2 2026
Magnolia Private Wealth, LLC$150M AUM3.02%$5M298.6KQ1 2026OLDER
FOURPATH CAPITAL MANAGEMENT, LLC$697M AUM2.61%$19M872.3KQ4 2025OLDER
GenTrust, LLC$2.3B AUM2.60%$61M2.88MQ1 2026OLDER
Financial Enhancement Group LLC$839M AUM2.06%$17M844.7KQ2 2026
Whalen Wealth Management Inc.$187M AUM2.05%$4M160.1KQ3 2025OLDER
Park Edge Advisors, LLC$434M AUM1.85%$8M380.2KQ1 2026OLDER
Simplify Asset Management Inc.$6.5B AUM1.79%$117M5.53MQ1 2026OLDER
Insight Wealth Strategies, LLC$896M AUM1.57%$14M666.2KQ1 2026OLDER
ALTFEST L J & CO INC$935M AUM1.50%$14M663.5KQ1 2026OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM1.29%$3M148.2KQ1 2026OLDER
Aegis Wealth Management, Inc.$127M AUM1.17%$1M70.3KQ1 2026OLDER
LifeWealth Investments, LLC$335M AUM1.03%$3M163.3KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM0.88%$3M165.8KQ1 2026OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.87%$3M135.5KQ1 2026OLDER
PRIVATE CLIENT SERVICES, LLC$381M AUM0.71%$3M132.5KQ2 2026
Heck Capital Advisors, LLC$1.3B AUM0.67%$9M428.8KQ1 2026OLDER
WESPAC Advisors, LLC$183M AUM0.50%$927,32942.3KQ4 2025OLDER
4WEALTH ADVISORS, INC.$117M AUM0.40%$473,01622.5KQ1 2026OLDER
Encompass More Asset Management$597M AUM0.37%$2M92.4KQ4 2025OLDER
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM0.28%$382,07918.1KQ1 2026OLDER
Great Lakes Retirement, Inc.$967M AUM0.27%$3M123.3KQ1 2026OLDER
Aprio Wealth Management, LLC$1.8B AUM0.27%$5M233.1KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.23%$807,31338.3KQ1 2026OLDER
Kingdom Financial Group LLC.$349M AUM0.23%$807,31338.3KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.22%$40M1.92MQ1 2026OLDER
SMART Wealth LLC$341M AUM0.21%$717,26234.0KQ1 2026OLDER
FSA Advisors, Inc.$152M AUM0.19%$283,39013.4KQ1 2026OLDER
Straight Path Wealth Management$374M AUM0.18%$684,63232.4KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.16%$4M201.3KQ1 2026OLDER
CWC Advisors, LLC.$210M AUM0.15%$308,52414.6KQ1 2026OLDER
Quest 10 Wealth Builders, Inc.$114M AUM0.15%$167,3237.9KQ1 2026OLDER
Longview Financial Advisors, Inc.$171M AUM0.13%$216,72310.3KQ1 2026OLDER
Golden Reserve Retirement LLC$485M AUM0.13%$641,03930.4KQ1 2026OLDER
Networth Advisors, LLC$141M AUM0.13%$184,8948.8KQ1 2026OLDER
Professional Financial Advisors, LLC$578M AUM0.12%$574,94726.3KQ4 2025OLDER
Hilltop Holdings Inc.$1.1B AUM0.11%$1M57.3KQ1 2026OLDER
Family Manage LLC$834M AUM0.10%$715,73932.7KQ3 2025OLDER
Proficio Capital Partners LLC$1.9B AUM0.09%$1M61.7KQ4 2025OLDER
Private Advisor Group, LLC$21.3B AUM0.09%$19M873.2KQ4 2025OLDER
Gladstone Institutional Advisory LLC$2.7B AUM0.09%$2M112.5KQ1 2026OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.07%$630,93229.9KQ1 2026OLDER
Key Capital Management, INC$151M AUM0.05%$78,7243.7KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.05%$3M152.4KQ1 2026OLDER
Csenge Advisory Group$2.2B AUM0.04%$917,42443.5KQ1 2026OLDER
KPP Advisory Services LLC$689M AUM0.04%$287,72013.6KQ1 2026OLDER
Anchor Investment Management, LLC$1.2B AUM0.03%$419,33019.9KQ1 2026OLDER
Ausdal Financial Partners, Inc.$2.3B AUM0.03%$699,73132.0KQ3 2025OLDER
IHT Wealth Management, LLC$4.3B AUM0.03%$1M67.2KQ1 2026OLDER
Cumberland Partners Ltd$1.3B AUM0.03%$404,44519.2KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.03%$809,99038.4KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.03%$25M1.18MQ1 2026OLDER
EVERGREEN CAPITAL MANAGEMENT LLC$4.6B AUM0.03%$1M56.8KQ1 2026OLDER
Magnus Financial Group LLC$1.4B AUM0.02%$304,67813.9KQ4 2025OLDER
Clarity Financial LLC$919M AUM0.02%$211,63310.0KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.02%$2M82.2KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.02%$1M53.8KQ4 2025OLDER
Trek Financial, LLC$1.9B AUM0.02%$259,94511.9KQ4 2025OLDER
EVOKE WEALTH, LLC$5.6B AUM0.01%$697,26733.0KQ1 2026OLDER
Decker Retirement Planning Inc.$221M AUM0.01%$22,4041.0KQ3 2025OLDER
Welch Group, LLC$2.7B AUM0.01%$269,19612.8KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.01%$410,33018.7KQ4 2025OLDER
Colonial Trust Co / SC$735M AUM0.01%$42,2002.0KQ1 2026OLDER
BRIGHTON JONES LLC$2.4B AUM0.01%$228,59410.5KQ3 2025OLDER
Financial Life Planners$130M AUM0.01%$7,720353Q3 2025OLDER
LPL Financial LLC$376.6B AUM0.00%$16M765.1KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$440,72620.9KQ1 2026OLDER
Equitable Holdings, Inc.$15.5B AUM0.00%$570,24526.0KQ1 2026OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.00%$279,17012.7KQ4 2025OLDER
Brookstone Capital Management$8.7B AUM0.00%$276,31612.6KQ3 2025OLDER
VIRTUS ADVISERS, LLC$215M AUM0.00%$5,444258Q1 2026OLDER
Painted Porch Advisors LLC$210M AUM0.00%$6,233285Q4 2025OLDER
Aspect Partners, LLC$245M AUM0.00%$5,227239Q3 2025OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$2M75.7KQ1 2026OLDER
Richard W. Paul & Associates, LLC$297M AUM0.00%$5,747263Q3 2025OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$17,302820Q1 2026OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$97,9884.6KQ1 2026OLDER
IFP Advisors, Inc$4.8B AUM0.00%$68,8703.3KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$426,03919.5KQ4 2025OLDER
Mosley Wealth Management$221M AUM0.00%$2,03493Q1 2026OLDER
Pineridge Advisors LLC$350M AUM0.00%$2,12197Q3 2025OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$12,061550Q4 2025OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$339,03616.1KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$16,563785Q1 2026OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$190,7239.0KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$2M79.5KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$577,81326.4KQ4 2025OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$10,257469Q3 2025OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$919,96043.6KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$865,10041.0KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$127,4656.0KQ1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$10,550500Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$542,27025.7KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$438,93620.0KQ4 2025OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$78,9173.6KQ4 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$18,990900Q1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$4,452211Q1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$12,047550Q4 2025OLDER
NATIONAL BANK OF CANADA /FI/$111.5B AUM0.00%$13,371634Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$1,27058Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$7,732353Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$231Q2 2026
JPMORGAN CHASE & CO$1.56T AUM0.00%$221Q4 2025OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.