Managers / Q1 2026
HOWARD BAILEY SECURITIES, LLC
CIK 0002043986 · 5916 COVINGTON ROAD, FORT WAYNE, IN, 46804 · 260-482-9559
Summary
Howard Bailey Securities, LLC reported $243M in U.S.-listed holdings across 122 positions for Q1 2026.
Its largest position, Capitol, represents 12.1% of the portfolio.
Compared with Q4 2025, the fund opened 27 new positions and exited 49.
Portfolio Metrics
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
Portfolio Composition
- ETP · 91.5% · $222M
- Common Stock · 8.3% · $20M
- Other · 0.2% · $492,935
Quarter-over-Quarter Changes full breakdown →
vs Q4 2025 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| AMERICAN CENTY ETF TR | NEW | +149.0K | 149.0K | +$11M | $11M |
| AIM ETF PRODUCTS TRUST | NEW | +169.5K | 169.5K | +$6M | $6M |
| AIM ETF PRODUCTS TRUST | NEW | +120.2K | 120.2K | +$5M | $5M |
| SIMPLIFY EXCHANGE TRADED FUN | NEW | +103.5K | 103.5K | +$3M | $3M |
| STERLING CAP FDS | NEW | +101.3K | 101.3K | +$3M | $3M |
| INNOVATOR ETFS TRUST | NEW | +57.3K | 57.3K | +$1M | $1M |
| ELEVATION SERIES TRUST | NEW | +57.0K | 57.0K | +$1M | $1M |
| INNOVATOR ETFS TRUST | NEW | +40.3K | 40.3K | +$1M | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2026
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | ISHARES TR | RUS TP200 GR ETF · RUS TP200 VL ETF · EAFE VALUE ETF · RUS MDCP VAL ETF · EAFE GRWTH ETF · RUS MD CP GR ETF · CORE MSCI INTL · CORE SP500 ETF | 32.45% | $79M | 621.6K |
| 2 | CAPITOL SER TR | STERLING CAP ENH | 12.13% | $30M | 1.18M |
| 3 | SIMPLIFY EXCHANGE TRADED FUN | MANAGED FUTURES · TREASURY OPT INC · SHORT TERM TREA · CURRENCY STRATEG · BARRIER INCOME · AGGREGATE BOND E · VOLATILITY PREM · GAMMA EMERGING | 9.44% | $23M | 979.4K |
| 4 | AIM ETF PRODUCTS TRUST | ALLIANZIM US EQT · ALLIANZIM US EQU · ALLIANZIM U S EQ | 8.82% | $21M | 646.4K |
| 5 | AMERICAN CENTY ETF TR | AVANTIS ALL INT | 4.67% | $11M | 149.0K |
| 6 | SPDR SERIES TRUST | STATE STREET SPD | 3.36% | $8M | 106.7K |
| 7 | ELEVATION SERIES TRUST | TRUESHARES STRUC · TRUESHARES SEASO · SP AUTOCALLABLE · TRUESHARES STRCD · TRUESHARES DEC | 3.07% | $7M | 239.7K |
| 8 | ISHARES INC | CORE MSCI EMKT | 2.80% | $7M | 97.7K |
| 9 | VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 2.01% | $5M | 48.7K |
| 10 | INNOVATOR ETFS TRUST | EQUITY DEFINED P | 1.88% | $5M | 173.7K |
| 11 | WISDOMTREE TR | US EFFICIENT COR · US QTLY DIV GRT · YIELD ENHANCD US | 1.39% | $3M | 60.1K |
| 12 | STERLING CAP FDS | NATIONAL MUNI BD | 1.04% | $3M | 101.3K |
| 13 | MSFTMICROSOFT CORP | COM | 0.95% | $2M | 6.3K |
| 14 | AAPLAPPLE INC | COM | 0.83% | $2M | 8.0K |
| 15 | AMZNAMAZON COM INC | COM | 0.79% | $2M | 9.2K |
| 16 | SCHWAB STRATEGIC TR | US TIPS ETF · US LCAP GR ETF | 0.73% | $2M | 64.4K |
| 17 | NVDANVIDIA CORPORATION | COM | 0.65% | $2M | 9.1K |
| 18 | PIMCO ETF TR | ULTRA SHORT GOVT | 0.51% | $1M | 12.3K |
| 19 | VVISA INC | COM CL A | 0.38% | $917,329 | 3.0K |
| 20 | STLDSTEEL DYNAMICS INC | COM | 0.33% | $794,880 | 4.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2026 | $243M | 122 | Apr 23, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $351M | 144 | Feb 27, 2026 | RESTATEMENT | changes · EDGAR ↗ |
| Q3 2025 | $266M | 134 | Nov 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $261M | 145 | Aug 7, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q1 2025 | $248M | 149 | Apr 17, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $269M | 165 | Jan 29, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $264M | 164 | Nov 8, 2024 | 13F-HR | changes · EDGAR ↗ |
Other Included Managers
This filing reports holdings on behalf of 1 additional manager.
- AE Wealth Management
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.