SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N368

Simplify Exchange Traded Fun has 31 institutional holders in Filings Flow’s 13F database, together reporting 3.01M shares worth $88M as of Q1 2026. The largest reported holders are Gradient Investments LLC, Ae Wealth Management LLC, and Bnp Paribas Financial Markets.

Institutional Holders
31
Q1 2026
Reported Value
$88M
Ticker
unmapped
private placement or foreign
Quarters Tracked
3

Ownership Trend

Institutional holders
Q4 ’25: 19Q4 ’25Q1 ’26: 31Q1 ’26Q2 ’26: 2Q2 ’26filingsflow.com
Total reported value
Q4 ’25: $38MQ4 ’25Q1 ’26: $88MQ1 ’26Q2 ’26: $37MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Key Capital Management, INC$151M AUM2.62%$4M135.5KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM1.80%$7M243.9KQ1 2026OLDER
FSA Advisors, Inc.$152M AUM1.36%$2M70.4KQ1 2026OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM1.24%$3M103.5KQ1 2026OLDER
Authentikos Wealth Advisory, LLC$148M AUM1.02%$2M51.9KQ1 2026OLDER
Park Edge Advisors, LLC$434M AUM0.87%$4M128.4KQ1 2026OLDER
Paladin Wealth, LLC$172M AUM0.77%$1M44.2KQ2 2026
Blackston Financial Advisory Group, LLC$160M AUM0.75%$1M40.9KQ1 2026OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.71%$2M79.8KQ1 2026OLDER
Encompass More Asset Management$597M AUM0.64%$4M130.0KQ1 2026OLDER
Networth Advisors, LLC$141M AUM0.62%$879,80230.1KQ1 2026OLDER
Gradient Investments LLC$7.2B AUM0.49%$35M1.19MQ2 2026
Beacon Capital Management, LLC$567M AUM0.29%$2M56.0KQ1 2026OLDER
Pekin Hardy Strauss, Inc.$957M AUM0.23%$2M74.8KQ1 2026OLDER
Simplify Asset Management Inc.$6.5B AUM0.17%$9M337.4KQ3 2025OLDER
Decker Retirement Planning Inc.$221M AUM0.12%$261,7409.0KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.09%$231,0728.5KQ4 2025OLDER
AE Wealth Management LLC$18.5B AUM0.08%$15M512.0KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.08%$3M111.4KQ1 2026OLDER
Altiora Financial Group, LLC$607M AUM0.06%$382,36813.1KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.06%$4M146.1KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.02%$562,92819.3KQ1 2026OLDER
MATHER GROUP, LLC.$10.0B AUM0.01%$1M37.4KQ1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.01%$12M426.7KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.01%$74,4742.5KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.00%$228,5027.8KQ1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$5M177.6KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$581,63219.9KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$2M77.2KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$8M276.0KQ1 2026OLDER
Realta Investment Advisors$288M AUM0.00%$1,31645Q1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$9,422315Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.