SEC 13F Intelligence

Managers / Q3 2025 · view latest →

HOWARD BAILEY SECURITIES, LLC

CIK 0002043986 · 5916 COVINGTON ROAD, FORT WAYNE, IN, 46804 · 260-482-9559

Reported Value
$266M
Q3 2025
Positions
134
Filings on Record
10
2019–present window
Filed
Nov 4, 2025
original filing

Summary

Howard Bailey Securities, LLC reported $266M in U.S.-listed holdings across 134 positions for Q3 2025.

Its largest position, Ishares Tr, represents 8.7% of the portfolio.

Compared with Q2 2025, the fund opened 15 new positions and exited 26.

Portfolio Metrics

Turnover
+13.7%
vs prior filed quarter
Top-10 Concentration
+44.6%
share of reported value
Largest Position
+8.7%
Ishares Tr
New / Exited
15 / 26
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q3 ’24: $264MQ3 ’24Q4 ’24: $269MQ4 ’24Q1 ’25: $248MQ1 ’25Q2 ’25: $261MQ2 ’25Q3 ’25: $266MQ3 ’25Q4 ’25: $351MQ4 ’25Q1 ’26: $243MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 85.9%Common Stock: 13.7%Other: 0.3%ADR: 0.1%
  • ETP · 85.9% · $229M
  • Common Stock · 13.7% · $37M
  • Other · 0.3% · $743,557
  • ADR · 0.1% · $291,911

Quarter-over-Quarter Changes full breakdown →

vs Q2 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WISDOMTREE TRNEW+150.7K150.7K+$6M$6M
AIM ETF PRODUCTS TRUSTNEW+164.9K164.9K+$5M$5M
GDEWISDOMTREE TRNEW+65.7K65.7K+$4M$4M
AIM ETF PRODUCTS TRUSTNEW+103.3K103.3K+$3M$3M
AIM ETF PRODUCTS TRUSTNEW+70.2K70.2K+$3M$3M
AIM ETF PRODUCTS TRUSTNEW+76.2K76.2K+$2M$2M
ELEVATION SERIES TRUSTNEW+39.8K39.8K+$2M$2M
ELEVATION SERIES TRUSTNEW+19.6K19.6K+$798,585$798,585

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2025

23 positions
#IssuerClass% PortfolioValueShares
1GDEWISDOMTREE TRUS QTLY DIV GRT · US EFFICIENT COR · YIELD ENHANCD US · DYNAMIC INTL EQT · EM EX ST-OWNED · US LARGECAP DIVD · US MIDCAP DIVID · INTL QULTY DIV · EFFICIENT GLD PL · US SMALLCAP FUND · FUTRE STRAT FD · INTL SMCAP DIV · US HGH YLD CORP26.09%$69M1.31M
2ISHARES TRRUS TP200 GR ETF · RUS TP200 VL ETF · EAFE VALUE ETF · EAFE GRWTH ETF · RUS MDCP VAL ETF · CORE MSCI INTL · RUS MD CP GR ETF · NATIONAL MUN ETF · CORE SP500 ETF24.25%$65M512.3K
3CAPITOL SER TRSTERLING CAP ENH8.55%$23M893.0K
4AIM ETF PRODUCTS TRUSTALLIANZIM US LRG · US LRGCP B20 DEC · US LRGCP B20 JUL · ALLIANZIM US EQU6.28%$17M525.3K
5SPDR SERIES TRUSTPORTFOLIO S&P500 · PORT MTG BK ETF4.01%$11M228.1K
6SCHWAB STRATEGIC TRUS LCAP GR ETF3.19%$9M266.5K
7QBERELEVATION SERIES TRUSTTRUESHARES QUART · TRUESHARES STRUC · TRUESHARES SEASO2.23%$6M207.6K
8ISHARES INCCORE MSCI EMKT1.91%$5M77.1K
9NVDANVIDIA CORPORATIONhistory →COM1.47%$4M21.0K
10AAPLAPPLE INChistory →COM1.43%$4M15.0K
11MSFTMICROSOFT CORPhistory →COM1.42%$4M7.3K
12VANGUARD SCOTTSDALE FDSVNG RUS2000IDX1.39%$4M37.7K
13SIMPLIFY EXCHANGE TRADED FUNSHORT TERM TREA1.06%$3M128.9K
14JPMJPMORGAN CHASE COCOM0.80%$2M6.8K
15PIMCO ETF TRULTRA SHORT GOVT0.68%$2M17.9K
16AMZNAMAZON COM INCCOM0.65%$2M7.8K
17STLDSTEEL DYNAMICS INCCOM0.59%$2M11.2K
18LITMAN GREGORY FDS TRIMGP DBI MANAGED0.55%$1M53.4K
19VANGUARD INDEX FDSTOTAL STK MKT0.51%$1M4.2K
20VVISA INCCOM CL A0.41%$1M3.2K
21RTXRTX CORPORATIONCOM0.39%$1M6.3K
22NUENUCOR CORPCOM0.37%$976,5867.2K
23GOOGALPHABET INCCAP STK CL C0.34%$917,3553.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$243M122Apr 23, 202613F-HRchanges · EDGAR ↗
Q4 2025$351M144Feb 27, 2026RESTATEMENTchanges · EDGAR ↗
Q3 2025$266M134Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$261M145Aug 7, 202513F-HRchanges · EDGAR ↗
Q1 2025$248M149Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$269M165Jan 29, 202513F-HRchanges · EDGAR ↗
Q3 2024$264M164Nov 8, 202413F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.