SEC 13F Intelligence

Managers / Q1 2026

Richard W. Paul & Associates, LLC

CIK 0001964203 · 39555 ORCHARD HILL PLACE, ST 100, NOVI, MI, 48375-5376 · 2483059911

Reported Value
$297M
Q1 2026
Positions
300
Filings on Record
14
2019–present window
Filed
May 13, 2026
original filing

Summary

Richard W. Paul & Associates, LLC reported $297M in U.S.-listed holdings across 300 positions for Q1 2026.

Its largest position, Ishares Tr, represents 6.3% of the portfolio.

Compared with Q4 2025, the fund opened 13 new positions and exited 7.

Portfolio Metrics

Turnover
+8.8%
vs prior filed quarter
Top-10 Concentration
+35.1%
share of reported value
Largest Position
+6.3%
Ishares Tr
New / Exited
13 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’22: $199MQ4 ’22Q1 ’23: $217MQ2 ’23: $230MQ2 ’23Q3 ’23: $219MQ4 ’23: $238MQ4 ’23Q1 ’24: $251MQ2 ’24: $259MQ2 ’24Q3 ’24: $278MQ4 ’24: $275MQ4 ’24Q1 ’25: $255MQ2 ’25: $277MQ2 ’25Q3 ’25: $293MQ4 ’25: $301MQ4 ’25Q1 ’26: $297Mfilingsflow.com

Portfolio Composition

By security type
ETP: 67.3%Common Stock: 29.9%Other: 2.0%ADR: 0.5%REIT: 0.4%
  • ETP · 67.3% · $200M
  • Common Stock · 29.9% · $89M
  • Other · 2.0% · $6M
  • ADR · 0.5% · $1M
  • REIT · 0.4% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIDELITY COVINGTON TRUSTNEW+142.1K142.1K+$5M$5M
FIDELITY MERRIMACK STR TRNEW+96.6K96.6K+$4M$4M
ISHARES TRNEW+25.4K25.4K+$2M$2M
SJMSMUCKER J M CONEW+2.6K2.6K+$250,262$250,262
AMCOR PLCNEW+561561+$22,300$22,300
KIMKIMCO REALTY CORPNEW+646646+$14,516$14,516
MDLZMONDELEZ INTL INCNEW+221221+$12,738$12,738
MEDTRONIC PLCNEW+112112+$9,705$9,705

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

31 positions
#IssuerClass% PortfolioValueShares
1ISHARES TRCORE S&P US VLU · CORE S&P US GWT · 20 YR TR BD ETF · CORE MSCI EAFE · CORE S&P SCP ETF · CORE US AGGBD ET · MSCI EAFE ETF · CORE S&P500 ETF · CORE UNIVRSL USD · EAFE SML CP ETF · CORE S&P MCP ETF · MSCI EMG MKT ETF · CORE INTL AGGR · CORE 1 5 YR USD · JPMORGAN USD EMG · MSCI CHINA ETF · GLB INFRASTR ETF36.05%$107M1.17M
2PIMCO ETF TRMULTISECTOR BD · ACTIVE BD ETF4.76%$14M360.3K
3J P MORGAN EXCHANGE TRADED FINCOME ETF3.64%$11M234.8K
4INVESCO EXCHANGE TRADED FD TS&P500 EQL WGT2.47%$7M38.3K
5NDQINVESCO QQQ TRhistory →UNIT SER 12.23%$7M11.5K
6ISHARES INCCORE MSCI EMKT1.97%$6M83.8K
7VANGUARD WHITEHALL FDSINTL HIGH ETF · HIGH DIV YLD1.92%$6M51.8K
8FIDELITY COVINGTON TRUSTENHANCED SMALL1.82%$5M142.1K
9AAPLAPPLE INChistory →COM1.55%$5M18.2K
10FIDELITY MERRIMACK STR TRTOTAL BD ETF1.48%$4M96.6K
11FIRST TR EXCHNG TRADED FD VIFT VEST LADDERED1.34%$4M130.6K
12MSFTMICROSOFT CORPhistory →COM1.20%$4M9.6K
13NVDANVIDIA CORPORATIONhistory →COM1.15%$3M19.6K
14GOOGALPHABET INCCAP STK CL C0.72%$2M7.4K
15JANUS DETROIT STR TRHENDERSON MTG0.67%$2M43.7K
16METAMETA PLATFORMS INCCL A0.63%$2M3.3K
17JPMJPMORGAN CHASE & COCOM0.62%$2M6.3K
184I1PHILIP MORRIS INTL INCCOM0.61%$2M11.0K
19BACVERIZON COMMUNICATIONS INCCOM0.60%$2M35.3K
20FETHFIDELITY ETHEREUM FDSHS0.59%$2M84.0K
21AFWALIGN TECHNOLOGY INCCOM0.59%$2M10.2K
22AMZNAMAZON COM INCCOM0.59%$2M8.4K
23COSTCOSTCO WHOLESALE CORPORATIONCOM0.55%$2M1.6K
24ASML HLDG NVN Y REGISTRY SHS0.54%$2M1.2K
25AVGOBROADCOM INCCOM0.53%$2M5.1K
26MUMICRON TECHNOLOGY INCCOM0.53%$2M4.6K
27VRTVERTIV HOLDINGS COCOM CL A0.52%$2M6.2K
28ABBVABBVIE INCCOM0.51%$2M7.0K
29UPSUNITED PARCEL SVCS INCCL B0.51%$2M15.5K
30NFLXNETFLIX INC.COM0.51%$2M15.7K
31SPDR SERIES TRUSTSTATE STREET SPD0.51%$2M19.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$297M300May 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$301M294Feb 12, 202613F-HRchanges · EDGAR ↗
Q3 2025$293M316Nov 13, 202513F-HRchanges · EDGAR ↗
Q2 2025$277M337Aug 12, 202513F-HRchanges · EDGAR ↗
Q1 2025$255M337May 12, 202513F-HRchanges · EDGAR ↗
Q4 2024$275M513Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$278M506Oct 17, 202413F-HRchanges · EDGAR ↗
Q2 2024$259M497Jul 23, 202413F-HRchanges · EDGAR ↗
Q1 2024$251M512May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$238M503Jan 23, 202413F-HRchanges · EDGAR ↗
Q3 2023$219M1,205Oct 12, 202313F-HRchanges · EDGAR ↗
Q2 2023$230M1,271Jul 25, 202313F-HRchanges · EDGAR ↗
Q1 2023$217M1,284Apr 24, 202313F-HRchanges · EDGAR ↗
Q4 2022$199M1,304Feb 7, 202313F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.