SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N640

Simplify Exchange Traded Fun has 88 institutional holders in Filings Flow’s 13F database, together reporting 9.64M shares worth $218M as of Q1 2026. The largest reported holders are Simplify Asset Management Inc., Ae Wealth Management LLC, and Lpl Financial LLC.

Institutional Holders
88
Q1 2026
Reported Value
$218M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’22: 6Q4 ’22Q4 ’25: 86Q4 ’25Q1 ’26: 88Q1 ’26Q2 ’26: 6Q2 ’26filingsflow.com
Total reported value
Q4 ’22: $806,295Q4 ’22Q4 ’25: $160MQ4 ’25Q1 ’26: $218MQ1 ’26Q2 ’26: $5MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
VanWeelden Wealth Management, LLC$125M AUM5.70%$7M304.0KQ1 2026OLDER
RiverTree Advisors, LLC$158M AUM4.63%$7M311.3KQ1 2026OLDER
Key Capital Management, INC$151M AUM3.52%$5M226.8KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM2.61%$10M441.4KQ1 2026OLDER
Owen LaRue, LLC$261M AUM2.31%$6M256.1KQ1 2026OLDER
FSA Advisors, Inc.$152M AUM1.86%$3M120.0KQ1 2026OLDER
Reyes Financial Architecture, Inc.$122M AUM1.69%$2M88.0KQ1 2026OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM1.67%$4M173.2KQ1 2026OLDER
Authentikos Wealth Advisory, LLC$148M AUM1.41%$2M88.6KQ1 2026OLDER
LANE BROTHERS & CO INC$137M AUM1.15%$2M67.2KQ1 2026OLDER
Blackston Financial Advisory Group, LLC$160M AUM1.01%$2M68.5KQ1 2026OLDER
GK Wealth Management LLC$190M AUM0.98%$2M79.7KQ2 2026
B.O.S.S. Retirement Advisors, LLC$328M AUM0.97%$3M135.3KQ1 2026OLDER
Networth Advisors, LLC$141M AUM0.84%$1M50.5KQ1 2026OLDER
J HAGAN CAPITAL, INC.$185M AUM0.78%$1M54.1KQ3 2025OLDER
Park Edge Advisors, LLC$434M AUM0.76%$3M140.0KQ1 2026OLDER
Andina Capital Management, LLC$113M AUM0.69%$780,95433.2KQ1 2026OLDER
TME FINANCIAL, INC.$144M AUM0.62%$900,49638.3KQ1 2026OLDER
Simplify Asset Management Inc.$6.5B AUM0.61%$40M1.70MQ1 2026OLDER
SMART Wealth LLC$341M AUM0.59%$2M86.4KQ1 2026OLDER
Caerus Investment Advisors, LLC$240M AUM0.47%$1M47.9KQ2 2026
Encompass More Asset Management$597M AUM0.46%$3M117.4KQ1 2026OLDER
COMPASS CAPITAL CORP /MA/ /ADV$279M AUM0.45%$1M53.0KQ1 2026OLDER
Beacon Capital Management, LLC$567M AUM0.42%$2M100.5KQ1 2026OLDER
Impact Partnership Wealth, LLC$810M AUM0.29%$2M100.4KQ1 2026OLDER
Legacy Wealth Managment, LLC/ID$201M AUM0.29%$579,77624.7KQ1 2026OLDER
Cambridge Advisors Inc.$515M AUM0.23%$1M51.1KQ1 2026OLDER
WINNOW WEALTH LLC$130M AUM0.21%$271,75211.6KQ1 2026OLDER
Alpine Bank Wealth Management$688M AUM0.20%$1M58.3KQ1 2026OLDER
Fortis Capital Advisors, LLC$763M AUM0.19%$1M53.9KQ4 2025OLDER
Prosperity Wealth Management, Inc.$300M AUM0.19%$564,35123.8KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.19%$479,50820.2KQ4 2025OLDER
Mosley Wealth Management$221M AUM0.18%$391,61616.4KQ1 2026OLDER
Fiduciary Alliance LLC$1.7B AUM0.17%$3M118.0KQ1 2026OLDER
Decker Retirement Planning Inc.$221M AUM0.17%$365,64715.6KQ1 2026OLDER
Revisor Wealth Management LLC$362M AUM0.16%$572,55824.4KQ1 2026OLDER
Straight Path Wealth Management$374M AUM0.15%$555,68223.6KQ1 2026OLDER
JBR Co Financial Management Inc$274M AUM0.15%$348,21014.6KQ3 2025OLDER
Brookwood Investment Group LLC$810M AUM0.15%$1M50.0KQ1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.14%$10M411.5KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.13%$24M1.01MQ1 2026OLDER
Guerra Advisors Inc$271M AUM0.12%$336,06414.1KQ3 2025OLDER
Redhawk Wealth Advisors, Inc.$1.0B AUM0.10%$1M43.8KQ2 2026
NFSG Corp$608M AUM0.09%$549,03023.4KQ1 2026OLDER
Patten Group, Inc.$575M AUM0.07%$399,84417.0KQ1 2026OLDER
LifeWealth Investments, LLC$335M AUM0.07%$231,9249.9KQ1 2026OLDER
Sage Capital Advisors,llc$482M AUM0.07%$285,16812.1KQ1 2026OLDER
Soltis Investment Advisors LLC$1.6B AUM0.05%$848,91636.1KQ1 2026OLDER
Integrated Advisors Network LLC$1.9B AUM0.05%$1M42.8KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM0.05%$2M72.6KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.05%$1M53.9KQ4 2025OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.04%$5M214.8KQ1 2026OLDER
SteelPeak Wealth, LLC$3.3B AUM0.04%$1M53.3KQ1 2026OLDER
Moors & Cabot, Inc.$2.3B AUM0.04%$874,40037.2KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.03%$1M62.9KQ1 2026OLDER
Ethos Financial Group, LLC$1.4B AUM0.03%$386,18716.2KQ3 2025OLDER
GFS Advisors, LLC$1.6B AUM0.03%$210,8409.0KQ1 2026OLDER
NWAM LLC$1.7B AUM0.02%$423,47317.9KQ4 2025OLDER
Dynamic Advisor Solutions LLC$3.5B AUM0.02%$847,72936.2KQ2 2026
Arax Advisory Partners$3.5B AUM0.02%$757,21032.2KQ1 2026OLDER
Advisor OS, LLC$1.4B AUM0.02%$283,39312.1KQ1 2026OLDER
Prime Capital Investment Advisors, LLC$8.6B AUM0.02%$2M68.0KQ4 2025OLDER
Strategic Blueprint, LLC$1.7B AUM0.02%$320,58513.6KQ1 2026OLDER
Koshinski Asset Management, Inc.$1.6B AUM0.02%$286,26012.2KQ1 2026OLDER
Leo Wealth, LLC$1.4B AUM0.02%$244,92010.3KQ4 2025OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$765,67132.3KQ4 2025OLDER
Independent Advisor Alliance$9.3B AUM0.01%$1M56.9KQ1 2026OLDER
Golden State Wealth Management, LLC$915M AUM0.01%$120,0545.1KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$913,13238.8KQ1 2026OLDER
Integrated Wealth Concepts LLC$12.5B AUM0.01%$811,01634.5KQ1 2026OLDER
RFG Advisory, LLC$5.4B AUM0.01%$344,16014.6KQ1 2026OLDER
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$4.9B AUM0.01%$283,30511.9KQ3 2025OLDER
CAPTRUST FINANCIAL ADVISORS$57.3B AUM0.01%$3M139.9KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.01%$74,6753.2KQ1 2026OLDER
Abich Financial Wealth Management LLC$281M AUM0.01%$15,598654Q3 2025OLDER
LPL Financial LLC$376.6B AUM0.01%$19M825.5KQ1 2026OLDER
Wealthcare Advisory Partners LLC$5.3B AUM0.00%$256,30810.9KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$1M44.2KQ1 2026OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$123,2125.2KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$791,27333.4KQ4 2025OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.00%$333,14514.2KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$705,99630.0KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$977,23541.6KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$14M574.7KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.00%$36,4331.6KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$258,37911.0KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$2M69.8KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$49,1252.1KQ1 2026OLDER
Triumph Capital Management$491M AUM0.00%$6,464275Q1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$547,47023.3KQ1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$14,223600Q4 2025OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$164,1037.0KQ2 2026
Sound Income Strategies, LLC$2.1B AUM0.00%$12,008510Q1 2026OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$226,5759.5KQ3 2025OLDER
CWM, LLC$38.1B AUM0.00%$111,6004.7KQ1 2026OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$376,20715.8KQ3 2025OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$710,74430.2KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$141,0306.0KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$3,338142Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$276,96911.7KQ4 2025OLDER
MATHER GROUP, LLC.$10.0B AUM0.00%$3,220137Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$35,3201.5KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$5,979252Q1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$201Q2 2026
ROYAL BANK OF CANADA$570.1B AUM$04Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.