SEC 13F Intelligence

SIMPLIFY EXCHANGE TRADED FUN

CUSIP 82889N723

Simplify Exchange Traded Fun has 89 institutional holders in Filings Flow’s 13F database, together reporting 15.70M shares worth $305M as of Q1 2026. The largest reported holders are Simplify Asset Management Inc., Wcg Wealth Advisors LLC, and Gradient Investments LLC.

Institutional Holders
89
Q1 2026
Reported Value
$305M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4

Ownership Trend

Institutional holders
Q4 ’22: 4Q4 ’22Q4 ’25: 80Q4 ’25Q1 ’26: 89Q1 ’26Q2 ’26: 11Q2 ’26filingsflow.com
Total reported value
Q4 ’22: $644,142Q4 ’22Q4 ’25: $210MQ4 ’25Q1 ’26: $305MQ1 ’26Q2 ’26: $61MQ2 ’26filingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
IFS Group,LLC$112M AUM2.53%$3M139.7KQ1 2026OLDER
Key Capital Management, INC$151M AUM2.50%$4M186.4KQ1 2026OLDER
Great Diamond Partners, LLC$582M AUM2.09%$12M603.6KQ2 2026
EVOLUTION WEALTH MANAGEMENT INC.$137M AUM2.03%$3M136.1KQ1 2026OLDER
RiverTree Advisors, LLC$158M AUM2.02%$3M156.9KQ1 2026OLDER
Park Edge Advisors, LLC$434M AUM1.92%$8M410.0KQ1 2026OLDER
Elevated Capital Advisors, LLC$397M AUM1.80%$7M351.5KQ1 2026OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM1.45%$9M423.1KQ1 2026OLDER
FSA Advisors, Inc.$152M AUM1.31%$2M97.4KQ1 2026OLDER
Brookwood Investment Group LLC$810M AUM1.18%$10M468.8KQ1 2026OLDER
HOWARD BAILEY SECURITIES, LLC$243M AUM1.17%$3M139.5KQ1 2026OLDER
WCG Wealth Advisors LLC$3.6B AUM1.06%$38M1.87MQ1 2026OLDER
Authentikos Wealth Advisory, LLC$148M AUM0.92%$1M66.9KQ1 2026OLDER
Sowell Financial Services LLC$2.7B AUM0.90%$24M1.20MQ1 2026OLDER
WealthPlan Investment Management, LLC$1.8B AUM0.81%$15M718.6KQ1 2026OLDER
KG Capital Management$139M AUM0.79%$1M54.2KQ1 2026OLDER
Financial Enhancement Group LLC$839M AUM0.71%$6M297.2KQ2 2026
Blackston Financial Advisory Group, LLC$160M AUM0.70%$1M54.8KQ1 2026OLDER
B.O.S.S. Retirement Advisors, LLC$328M AUM0.70%$2M112.3KQ1 2026OLDER
Simplify Asset Management Inc.$6.5B AUM0.66%$43M2.11MQ1 2026OLDER
Networth Advisors, LLC$141M AUM0.60%$854,53742.0KQ1 2026OLDER
Encompass More Asset Management$597M AUM0.52%$3M137.1KQ4 2025OLDER
Gradient Investments LLC$7.2B AUM0.52%$37M1.86MQ2 2026
GK Wealth Management LLC$190M AUM0.48%$904,87144.9KQ2 2026
Prosperity Wealth Management, Inc.$300M AUM0.42%$1M60.4KQ1 2026OLDER
WINNOW WEALTH LLC$130M AUM0.41%$527,50325.9KQ1 2026OLDER
J HAGAN CAPITAL, INC.$185M AUM0.34%$625,49830.7KQ1 2026OLDER
Greykasell Wealth Strategies, Inc.$248M AUM0.33%$814,87140.0KQ1 2026OLDER
Andina Capital Management, LLC$113M AUM0.29%$322,60915.9KQ1 2026OLDER
Legacy Wealth Managment, LLC/ID$201M AUM0.27%$543,18326.7KQ1 2026OLDER
Beacon Capital Management, LLC$567M AUM0.27%$2M74.9KQ1 2026OLDER
Bay Rivers Group$293M AUM0.27%$786,85239.0KQ2 2026
Magnolia Private Wealth, LLC$150M AUM0.25%$360,18017.4KQ4 2025OLDER
Aspen Wealth Strategies, LLC$187M AUM0.22%$413,36720.3KQ1 2026OLDER
Paladin Wealth, LLC$172M AUM0.17%$293,11014.5KQ2 2026
Worth Asset Management, LLC$313M AUM0.17%$526,15526.1KQ2 2026
Mach-1 Financial Group, LLC$284M AUM0.16%$448,62022.0KQ1 2026OLDER
Balance Wealth, LLC$322M AUM0.15%$475,83323.4KQ1 2026OLDER
Financial Partners Group, Inc$836M AUM0.13%$1M54.3KQ1 2026OLDER
Lloyd Advisory Services, LLC.$349M AUM0.13%$336,01316.2KQ4 2025OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.12%$8M405.2KQ1 2026OLDER
Decker Retirement Planning Inc.$221M AUM0.11%$248,40512.2KQ1 2026OLDER
Revisor Wealth Management LLC$362M AUM0.11%$385,99019.0KQ1 2026OLDER
WealthPLAN Partners, LLC$518M AUM0.10%$537,74926.4KQ1 2026OLDER
NBC SECURITIES, INC.$1.3B AUM0.09%$1M58.5KQ1 2026OLDER
NWAM LLC$1.7B AUM0.08%$1M69.7KQ1 2026OLDER
AE Wealth Management LLC$18.5B AUM0.08%$14M703.7KQ1 2026OLDER
Guerra Advisors Inc$271M AUM0.06%$158,1757.6KQ3 2025OLDER
Secure Asset Management, LLC$632M AUM0.05%$300,56414.8KQ1 2026OLDER
GeoWealth Management, LLC$2.8B AUM0.05%$1M64.0KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.04%$263,05812.7KQ3 2025OLDER
Integrated Advisors Network LLC$1.9B AUM0.04%$687,62033.8KQ1 2026OLDER
SteelPeak Wealth, LLC$3.9B AUM0.04%$1M67.7KQ2 2026
Cooper Financial Group$1.2B AUM0.03%$420,76620.9KQ2 2026
STANCE CAPITAL LLC$206M AUM0.03%$69,3323.4KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.03%$1M66.6KQ1 2026OLDER
OLD MISSION CAPITAL LLC$6.3B AUM0.02%$1M51.1KQ4 2025OLDER
Orion Porfolio Solutions, LLC$11.7B AUM0.02%$3M134.2KQ1 2026OLDER
KESTRA PRIVATE WEALTH SERVICES, LLC$8.1B AUM0.02%$2M89.3KQ1 2026OLDER
Envestnet Portfolio Solutions, Inc.$18.1B AUM0.02%$4M191.1KQ1 2026OLDER
FIFTH THIRD SECURITIES, INC.$1.5B AUM0.02%$284,41214.0KQ1 2026OLDER
IHT Wealth Management, LLC$4.3B AUM0.02%$731,91136.0KQ1 2026OLDER
Strive Financial Group ,LLC$189M AUM0.02%$30,0001.5KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.01%$1M54.3KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.01%$9M419.4KQ1 2026OLDER
INDEPENDENT FINANCIAL GROUP, LLC$5.3B AUM0.01%$498,15924.7KQ2 2026
Retirement Planning Group, LLC$3.2B AUM0.01%$236,75411.6KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.01%$24M1.20MQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.01%$1M55.7KQ1 2026OLDER
Sigma Planning Corp$3.6B AUM0.01%$206,44410.1KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$16M807.7KQ1 2026OLDER
IEQ CAPITAL, LLC$21.5B AUM0.00%$1M69.6KQ4 2025OLDER
Prime Capital Investment Advisors, LLC$8.6B AUM0.00%$350,02017.2KQ1 2026OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.00%$313,48515.4KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$52,1422.6KQ1 2026OLDER
Arkadios Wealth Advisors$6.1B AUM0.00%$212,63810.4KQ1 2026OLDER
Independent Advisor Alliance$9.3B AUM0.00%$286,54714.1KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M59.1KQ1 2026OLDER
MML INVESTORS SERVICES, LLC$36.1B AUM0.00%$471,96323.2KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$285,61414.0KQ2 2026
Cetera Investment Advisers$94.0B AUM0.00%$880,23043.3KQ1 2026OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$432,45321.2KQ1 2026OLDER
Triumph Capital Management$491M AUM0.00%$4,070200Q1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$111,0385.4KQ3 2025OLDER
MERCER GLOBAL ADVISORS INC /ADV$67.6B AUM0.00%$358,65917.6KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$8,848435Q1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$30,6911.5KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$2M82.0KQ1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$822,34440.4KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$34,2131.7KQ3 2025OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$19,394953Q1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$268,00013.1KQ1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$252,53812.2KQ3 2025OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$14,754725Q1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$233,47511.3KQ4 2025OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$122,7846.0KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$14,262689Q4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$11,728566Q1 2026OLDER
UBS Group AG$666.3B AUM0.00%$2,238110Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.