SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Lokken Investment Group LLC

CIK 0001842840 · 1413 SAVANNAH ROAD, SUITE 4, LEWES, DE, 19958 · 3026456650

Reported Value
$153M
Q3 2023
Positions
135
Filings on Record
21
2019–present window
Filed
Nov 13, 2023
original filing

Summary

Lokken Investment Group LLC reported $153M in U.S.-listed holdings across 135 positions for Q3 2023.

Its largest position, VTV, represents 7.4% of the portfolio.

Compared with Q2 2023, the fund opened 12 new positions and exited 7.

Portfolio Metrics

Turnover
+7.9%
vs prior filed quarter
Top-10 Concentration
+40.6%
share of reported value
Largest Position
+7.4%
Vanguard Index Fds
New / Exited
12 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $110MQ4 ’20Q1 ’21: $113MQ2 ’21: $123MQ3 ’21: $126MQ3 ’21Q4 ’21: $140MQ1 ’22: $126MQ2 ’22: $123MQ2 ’22Q3 ’22: $116MQ4 ’22: $127MQ1 ’23: $132MQ1 ’23Q2 ’23: $153MQ3 ’23: $153MQ4 ’23: $177MQ4 ’23Q1 ’24: $201MQ2 ’24: $213MQ3 ’24: $240MQ3 ’24Q4 ’24: $232MQ1 ’25: $237MQ2 ’25: $260MQ2 ’25Q3 ’25: $291Mfilingsflow.com

Portfolio Composition

By security type
ETP: 61.0%Common Stock: 34.1%Other: 1.9%Closed-End Fund: 1.7%REIT: 1.2%
  • ETP · 61.0% · $93M
  • Common Stock · 34.1% · $52M
  • Other · 1.9% · $3M
  • Closed-End Fund · 1.7% · $3M
  • REIT · 1.2% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIRST TR EXCHANGE-TRADED FDNEW+50.6K50.6K+$3M$3M
MARMARRIOTT INTL INC NEWNEW+3.3K3.3K+$646,093$646,093
BLKCHFBLACKROCK INCNEW+432432+$279,174$279,174
VANGUARD MUN BD FDSNEW+5.8K5.8K+$278,788$278,788
AMGNAMGEN INCNEW+957957+$257,203$257,203
DYHTARGET CORPNEW+2.1K2.1K+$230,806$230,806
PSXPHILLIPS 66NEW+1.9K1.9K+$230,688$230,688
GOOGLALPHABET INCNEW+1.8K1.8K+$229,921$229,921

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSVALUE ETF · GROWTH ETF · SMALL CP ETF · MID CAP ETF · TOTAL STK MKT · SM CP VAL ETF22.93%$35M190.3K
2FIRST TR EXCHANGE-TRADED FDSENIOR LN FD · CAP STRENGTH ETF · RBA INDL ETF7.50%$11M218.4K
3FIDELITY MERRIMACK STR TRTOTAL BD ETF4.89%$7M171.3K
4ISHARES TRIBONDS 23 TRM TS · IBONDS 24 TRM TS · RUSSELL 3000 ETF · NATIONAL MUN ETF4.83%$7M202.1K
5AAPLAPPLE INChistory →COM3.66%$6M32.6K
6GQ9SPDR GOLD TRhistory →GOLD SHS3.49%$5M31.1K
7MGMTUNIFIED SER TRhistory →BALLAST SMLMD CP2.70%$4M119.5K
8MSFTMICROSOFT CORPhistory →COM2.57%$4M12.4K
9INVESCO EXCH TRD SLF IDX FDBULSHS 2026 CB2.56%$4M207.9K
10LLYELI LILLY & COhistory →COM1.68%$3M4.8K
11JNJJOHNSON & JOHNSONhistory →COM1.55%$2M15.2K
12SSGA ACTIVE TRSPDR SSGA US SCT1.36%$2M50.4K
13PACER FDS TRUS CASH COWS 1001.33%$2M41.1K
14SCHWAB STRATEGIC TRUS BRD MKT ETF1.23%$2M37.7K
15EXMOCEXXON MOBIL CORPhistory →COM1.12%$2M14.5K
16NDQINVESCO QQQ TRhistory →UNIT SER 11.08%$2M4.6K
17SPDR S&P 500 ETF TRTR UNIT0.99%$2M3.5K
18BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.87%$1M3.8K
19UNHUNITEDHEALTH GROUP INCCOM0.85%$1M2.6K
20CAPITOL SER TRFAIRLEAD TACTICA0.84%$1M56.3K
21GLOBAL X FDSNASDAQ 100 COVER0.83%$1M75.8K
22PFEPFIZER INCCOM0.73%$1M33.8K
23WMTWALMART INCCOM0.73%$1M7.0K
24LOWLOWES COS INCCOM0.71%$1M5.2K
25CHVCHEVRON CORP NEWCOM0.70%$1M6.3K
26DEDEERE & COCOM0.67%$1M2.7K
27CSCOCISCO SYS INCCOM0.66%$1M18.8K
28VANGUARD BD INDEX FDSSHORT TRM BOND0.60%$913,09012.1K
29RVTROYCE VALUE TR INCCOM0.60%$909,48870.7K
30PGPROCTER AND GAMBLE COCOM0.60%$907,8596.2K
31MPCMARATHON PETE CORPCOM0.58%$884,5165.8K
32AVGOBROADCOM INCCOM0.58%$879,6061.1K
33BACVERIZON COMMUNICATIONS INCCOM0.57%$877,10927.1K
34CMCSACOMCAST CORP NEWCL A0.56%$853,36819.2K
35BXBLACKSTONE INCCOM0.55%$845,9397.9K
36SELECT SECTOR SPDR TRSBI HEALTHCARE0.52%$788,7276.1K
37VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.51%$783,28915.1K
38TJXTJX COS INC NEWCOM0.49%$741,5558.3K
39CRMSALESFORCE INCCOM0.48%$731,6303.6K
40DWDMORGAN STANLEYCOM NEW0.47%$713,5738.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$291M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$260M138Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$237M132May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M139Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$240M157Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$213M151Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$201M141May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$177M137Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$153M135Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M130Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$132M128May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M122Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$116M114Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M122Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$126M125May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$140M135Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$126M121Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$123M115Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$113M109Apr 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$110M104Feb 8, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.