CAPITOL SER TR
CUSIP 14064D550
Capitol Ser Tr has 38 institutional holders in Filings Flow’s 13F database, together reporting 7.09M shares worth $209M as of Q1 2026. The largest reported holders are Cary Street Partners Financial LLC, Ubs Group AG, and Stifel Financial Corp.
Institutional Holders
38
Q1 2026
Reported Value
$209M
Ticker
unmapped
private placement or foreign
Quarters Tracked
4
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| NBZ Investment Advisors LLC$229M AUM | 4.24% | $10M | 319.4K | Q1 2026OLDER |
| Evernest Financial Advisors, LLC$481M AUM | 3.45% | $17M | 541.5K | Q1 2026OLDER |
| CARY STREET PARTNERS FINANCIAL LLC$4.0B AUM | 1.85% | $75M | 2.46M | Q1 2026OLDER |
| FMA Wealth Management, LLC$156M AUM | 1.04% | $2M | 51.2K | Q2 2026 |
| AFG FIDUCIARY SERVICES LIMITED PARTNERSHIP$128M AUM | 0.42% | $545,458 | 17.2K | Q2 2026 |
| Williams & Novak, LLC$151M AUM | 0.40% | $607,874 | 19.2K | Q2 2026 |
| Insight Wealth Partners, LLC$713M AUM | 0.26% | $2M | 61.6K | Q1 2026OLDER |
| Verity Asset Management, Inc.$238M AUM | 0.22% | $509,460 | 17.0K | Q4 2025OLDER |
| Cannon Advisors, Inc.$135M AUM | 0.18% | $249,479 | 8.2K | Q1 2026OLDER |
| Lokken Investment Group LLC$291M AUM | 0.11% | $325,428 | 10.8K | Q3 2025OLDER |
| LAUREL OAK WEALTH MANAGEMENT, LLC$595M AUM | 0.08% | $479,503 | 15.8K | Q1 2026OLDER |
| Vantage Financial Partners, LLC$493M AUM | 0.05% | $241,627 | 8.1K | Q4 2025OLDER |
| MISSION WEALTH MANAGEMENT, LP$4.9B AUM | 0.05% | $2M | 74.9K | Q1 2026OLDER |
| CARY STREET PARTNERS INVESTMENT ADVISORY LLC$392M AUM | 0.03% | $101,135 | 3.3K | Q1 2026OLDER |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.02% | $22M | 735.3K | Q1 2026OLDER |
| Grey Fox Wealth Advisors, LLC$518M AUM | 0.02% | $95,396 | 3.2K | Q3 2025OLDER |
| FIRST FOUNDATION ADVISORS$2.5B AUM | 0.01% | $321,538 | 10.7K | Q4 2025OLDER |
| Sigma Planning Corp$3.6B AUM | 0.01% | $396,947 | 13.1K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.01% | $3M | 91.3K | Q2 2026 |
| UBS Group AG$666.3B AUM | 0.01% | $59M | 1.93M | Q1 2026OLDER |
| Mariner, LLC$85.7B AUM | 0.01% | $7M | 241.2K | Q1 2026OLDER |
| Dakota Wealth Management$4.6B AUM | 0.01% | $280,303 | 9.2K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.01% | $4M | 142.8K | Q1 2026OLDER |
| Wealthcare Advisory Partners LLC$5.3B AUM | 0.01% | $308,179 | 9.7K | Q2 2026 |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $3M | 89.1K | Q1 2026OLDER |
| CAPTRUST FINANCIAL ADVISORS$57.3B AUM | 0.00% | $1M | 47.1K | Q1 2026OLDER |
| D.A. DAVIDSON & CO.$16.5B AUM | 0.00% | $243,734 | 8.0K | Q1 2026OLDER |
| AMERIPRISE FINANCIAL INC$431.8B AUM | 0.00% | $6M | 206.2K | Q4 2025OLDER |
| COMERICA BANK$25.1B AUM | 0.00% | $241,978 | 8.1K | Q4 2025OLDER |
| FIFTH THIRD BANCORP$54.7B AUM | 0.00% | $272,096 | 9.0K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $306,932 | 10.1K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $572,193 | 18.8K | Q1 2026OLDER |
| Comprehensive Financial Planning, Inc./PA$144M AUM | 0.00% | $212 | 7 | Q1 2026OLDER |
| IFP Advisors, Inc$4.8B AUM | 0.00% | $4,560 | 150 | Q1 2026OLDER |
| Advisory Services Network, LLC$7.5B AUM | 0.00% | $6,110 | 201 | Q1 2026OLDER |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM | 0.00% | $612,191 | 20.1K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $123,000 | 4.0K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $68,911 | 2.3K | Q2 2026 |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $5,780 | 200 | Q3 2025OLDER |
| JPMORGAN CHASE & CO$1.56T AUM | 0.00% | $42,281 | 1.4K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $19,391 | 647 | Q1 2026OLDER |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM | 0.00% | $30 | 1 | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.