SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Lokken Investment Group LLC

CIK 0001842840 · 1413 SAVANNAH ROAD, SUITE 4, LEWES, DE, 19958 · 3026456650

Reported Value
$110M
Q4 2020
Positions
104
Filings on Record
21
2019–present window
Filed
Feb 8, 2021
original filing

Summary

Lokken Investment Group LLC reported $110M in U.S.-listed holdings across 104 positions for Q4 2020.

The portfolio is heavily concentrated: VUG alone accounts for 26.1% of reported value.

Portfolio Metrics

Top-10 Concentration
+65.6%
share of reported value
Largest Position
+26.1%
Vanguard Index Fds

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $110MQ4 ’20Q1 ’21: $113MQ2 ’21: $123MQ3 ’21: $126MQ3 ’21Q4 ’21: $140MQ1 ’22: $126MQ2 ’22: $123MQ2 ’22Q3 ’22: $116MQ4 ’22: $127MQ1 ’23: $132MQ1 ’23Q2 ’23: $153MQ3 ’23: $153MQ4 ’23: $177MQ4 ’23Q1 ’24: $201MQ2 ’24: $213MQ3 ’24: $240MQ3 ’24Q4 ’24: $232MQ1 ’25: $237MQ2 ’25: $260MQ2 ’25Q3 ’25: $291Mfilingsflow.com

Portfolio Composition

By security type
ETP: 61.9%Common Stock: 34.9%Closed-End Fund: 2.2%REIT: 0.8%Other: 0.2%
  • ETP · 61.9% · $68M
  • Common Stock · 34.9% · $38M
  • Closed-End Fund · 2.2% · $2M
  • REIT · 0.8% · $884,000
  • Other · 0.2% · $256,000

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
VUGVANGUARD INDEX FDSNEW+33.1K33.1K+$8M$8M
VTVVANGUARD INDEX FDSNEW+67.7K67.7K+$8M$8M
VANGUARD BD INDEX FDSNEW+87.2K87.2K+$7M$7M
VANGUARD INDEX FDSNEW+26.4K26.4K+$5M$5M
AAPLAPPLE INCNEW+39.1K39.1K+$5M$5M
GQ9SPDR GOLD TRNEW+25.6K25.6K+$5M$5M
VANGUARD BD INDEX FDSNEW+42.7K42.7K+$4M$4M
VANGUARD INDEX FDSNEW+15.9K15.9K+$3M$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

87 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VUGVANGUARD INDEX FDSGROWTH ETF · VALUE ETF · MID CAP ETF · TOTAL STK MKT · SMALL CP ETF · EXTEND MKT ETF · REAL ESTATE ETF26.10%$29M163.6K
2VANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT10.04%$11M129.9K
3ISHARES TRIBOXX INV CP ETF · NASDAQ BIOTECH · BLACKROCK ULTRA · RUSSELL 3000 ETF · NATIONAL MUN ETF · MODERT ALLOC ETF · CORE S&P500 ETF · ISHS 1-5YR INVS · RUS 1000 GRW ETF7.60%$8M85.4K
4AAPLAPPLE INChistory →COM4.74%$5M39.1K
5GQ9SPDR GOLD TRhistory →GOLD SHS4.16%$5M25.6K
6FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · INDXX NEXTG ETF4.10%$4M65.8K
7MSFTMICROSOFT CORPhistory →COM2.52%$3M12.4K
8BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.50%$3M11.8K
9FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS2.06%$2M41.2K
10SPDR S&P 500 ETF TRTR UNIT1.79%$2M5.2K
11VANGUARD WORLD FDSCONSUM DIS ETF1.69%$2M6.7K
12JNJJOHNSON & JOHNSONhistory →COM1.57%$2M11.0K
13NDQINVESCO QQQ TRhistory →UNIT SER 11.23%$1M4.3K
14BLCNUSDSIREN ETF TRhistory →NSD NXGN ECO ETF1.04%$1M28.0K
15INTCINTEL CORPCOM1.00%$1M22.0K
16XGDVXGABELLI DIVID & INCOME TRCOM0.88%$968,00045.1K
17PFEPFIZER INCCOM0.88%$963,00026.2K
18XFOFXCOHEN & STEERS CLOSED END OPCOM0.83%$913,00073.5K
19LLYLILLY ELI & COCOM0.80%$871,0005.2K
20VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.77%$847,00014.5K
21DGDOLLAR GEN CORP NEWCOM0.75%$820,0003.9K
22LOWLOWES COS INCCOM0.73%$797,0005.0K
23WMTWALMART INCCOM0.69%$756,0005.2K
24UNHUNITEDHEALTH GROUP INCCOM0.67%$734,0002.1K
25VVISA INCCOM CL A0.65%$713,0003.3K
26TAT&T INCCOM0.62%$679,00023.6K
27BXBLACKSTONE GROUP INCCOM CL A0.61%$673,00010.4K
28STKLSUNOPTA INCCOM0.59%$644,00055.2K
29SCHWAB STRATEGIC TRUS BRD MKT ETF0.57%$628,0006.9K
30PGPROCTER AND GAMBLE COCOM0.56%$608,0004.4K
31CSCOCISCO SYS INCCOM0.54%$591,00013.2K
32APDAIR PRODS & CHEMS INCCOM0.54%$591,0002.2K
33EXMOCEXXON MOBIL CORPCOM0.53%$580,00014.1K
34CMCSACOMCAST CORP NEWCL A0.52%$569,00010.9K
35CB1ACONSTELLATION BRANDS INCCL A0.52%$568,0002.6K
36BACVERIZON COMMUNICATIONS INCCOM0.50%$548,0009.3K
37BSCMUSDINVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB · BULSHS 2021 CB0.50%$545,00025.4K
38EMREMERSON ELEC COCOM0.49%$540,0006.7K
39APAMARTISAN PARTNERS ASSET MGMTCL A0.49%$532,00010.6K
40LMTLOCKHEED MARTIN CORPCOM0.47%$520,0001.5K
41TJXTJX COS INC NEWCOM0.47%$512,0007.5K
42AMZNAMAZON COM INCCOM0.45%$495,000152
43ETMUSDENTERCOM COMMUNICATIONS CORPCL A0.44%$479,000194.0K
44PPGPPG INDS INCCOM0.40%$441,0003.1K
45BDXBECTON DICKINSON & COCOM0.40%$440,0001.8K
46MCDMCDONALDS CORPCOM0.38%$411,0001.9K
47HAINHAIN CELESTIAL GROUP INCCOM0.36%$396,0009.9K
48AMTAMERICAN TOWER CORP NEWCOM0.35%$384,0001.7K
49WSFSWSFS FINL CORPCOM0.32%$345,0007.7K
50NEENEXTERA ENERGY INCCOM0.32%$345,0004.5K
51DWDMORGAN STANLEYCOM NEW0.31%$344,0005.0K
52RTXRAYTHEON TECHNOLOGIES CORPCOM0.30%$327,0004.6K
53SJMSMUCKER J M COCOM NEW0.29%$323,0002.8K
54ALSALLSTATE CORPCOM0.29%$316,0002.9K
55THOTHOR INDS INCCOM0.28%$303,0003.3K
56DEDEERE & COCOM0.27%$294,0001.1K
57VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.26%$290,0006.2K
58NWLNEWELL BRANDS INCCOM0.26%$289,00013.6K
59SOSOUTHERN COCOM0.26%$289,0004.7K
60HDHOME DEPOT INCCOM0.26%$285,0001.1K
61PNCPNC FINL SVCS GROUP INCCOM0.26%$284,0001.9K
62KOCOCA COLA COCOM0.26%$280,0005.1K
63CWHCAMPING WORLD HLDGS INCCL A0.25%$276,00010.6K
64GILDGILEAD SCIENCES INCCOM0.25%$272,0004.7K
65AEOAMERICAN EAGLE OUTFITTERS INCOM0.24%$268,00013.4K
66KAYNE ANDERSON NEXTGEN ENRGYCOM0.23%$256,00044.4K
67MMM3M COCOM0.23%$252,0001.4K
68UMHUMH PPTYS INCCOM0.23%$251,00016.9K
69SKTTANGER FACTORY OUTLET CTRS ICOM0.23%$249,00025.0K
70PEPPEPSICO INCCOM0.22%$245,0001.7K
71ANVSANNOVIS BIO INCCOM0.22%$243,00032.2K
72VFCV F CORPCOM0.22%$239,0002.8K
73LLOEWS CORPCOM0.22%$238,0005.3K
74NSCNORFOLK SOUTHN CORPCOM0.21%$234,000986
75BLKCHFBLACKROCK INCCOM0.21%$232,000322
76ETDETHAN ALLEN INTERIORS INCCOM0.21%$230,00011.4K
77FSC1EUROAKTREE SPECIALTY LENDING COCOM0.21%$226,00040.5K
78WOOFOOT LOCKER INCCOM0.20%$223,0005.5K
79CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT0.19%$208,00013.2K
80CTSHCOGNIZANT TECHNOLOGY SOLUTIOCL A0.19%$207,0002.5K
81AWCAMERICAN WTR WKS CO INC NEWCOM0.19%$204,0001.3K
82PIIPOLARIS INCCOM0.18%$200,0002.1K
83RIVRIVERNORTH OPPORTUNITIES FDCOM0.16%$174,00010.8K
84GSVCEURSURO CAPITAL CORPCOM NEW0.14%$155,00011.9K
85MMACYS INCCOM0.12%$131,00011.7K
86USALIBERTY ALL STAR EQUITY FDSH BEN INT0.12%$130,00018.9K
87HNNAHENNESSY ADVISORS INCCOM0.10%$105,00012.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$291M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$260M138Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$237M132May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M139Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$240M157Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$213M151Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$201M141May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$177M137Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$153M135Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M130Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$132M128May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M122Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$116M114Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M122Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$126M125May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$140M135Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$126M121Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$123M115Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$113M109Apr 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$110M104Feb 8, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.