RIVRIVERNORTH OPPORTUNITIES FD
CUSIP 76881Y109 · Yahoo Finance ↗ · Google Finance ↗
Rivernorth Opportunities Fd (RIV) has 56 institutional holders in Filings Flow’s 13F database, together reporting 9.50M shares worth $70M as of Q1 2026. The largest reported holders are Morgan Stanley, Lpl Financial LLC, and Arete Wealth Advisors, LLC.
Institutional Holders
56
Q1 2026
Reported Value
$70M
Ticker
RIV
Quarters Tracked
10
Ownership Trend
Institutional holders
Total reported value
Holders
Mixed quarters
| Manager | % of Portfolio | Value | Shares | Quarter |
|---|---|---|---|---|
| Everstar Asset Management, LLC$188M AUM | 1.00% | $2M | 168.5K | Q1 2026OLDER |
| Yakira Capital Management, Inc.$342M AUM | 0.87% | $3M | 267.2K | Q1 2026OLDER |
| Arete Wealth Advisors, LLC$1.3B AUM | 0.36% | $5M | 437.3K | Q1 2026OLDER |
| ABSOLUTE INVESTMENT ADVISERS, LLC$852M AUM | 0.36% | $3M | 274.4K | Q1 2026OLDER |
| Alpine Global Management, LLC$668M AUM | 0.29% | $1M | 118.0K | Q3 2025OLDER |
| Total Wealth Planning & Management, Inc.$135M AUM | 0.25% | $338,650 | 30.5K | Q1 2026OLDER |
| Quarry LP$558M AUM | 0.24% | $1M | 119.9K | Q1 2026OLDER |
| Shaker Financial Services, LLC$287M AUM | 0.24% | $680,819 | 61.3K | Q1 2026OLDER |
| Tennessee Valley Asset Management Partners$757M AUM | 0.19% | $1M | 131.1K | Q1 2026OLDER |
| Opal Wealth Advisors, LLC$442M AUM | 0.17% | $761,205 | 68.6K | Q1 2026OLDER |
| Marks Group Wealth Management, Inc$1.0B AUM | 0.12% | $1M | 107.9K | Q1 2026OLDER |
| WealthTrust Asset Management, LLC$167M AUM | 0.10% | $167,867 | 15.1K | Q1 2026OLDER |
| READYSTATE ASSET MANAGEMENT LP$2.2B AUM | 0.09% | $2M | 194.7K | Q4 2025OLDER |
| ALTERNA WEALTH MANAGEMENT, INC$174M AUM | 0.07% | $128,342 | 11.0K | Q2 2026 |
| NWF Advisory Services Inc.$886M AUM | 0.06% | $565,290 | 50.9K | Q1 2026OLDER |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.9B AUM | 0.05% | $962,221 | 86.7K | Q1 2026OLDER |
| Advisor OS, LLC$1.4B AUM | 0.05% | $654,578 | 59.0K | Q1 2026OLDER |
| Tactive Advisors, LLC$406M AUM | 0.04% | $139,800 | 11.9K | Q4 2025OLDER |
| Westside Investment Management, Inc.$653M AUM | 0.03% | $222,000 | 20.0K | Q1 2026OLDER |
| CHANNEL WEALTH LLC$413M AUM | 0.03% | $128,993 | 11.6K | Q1 2026OLDER |
| SeaCrest Wealth Management, LLC$903M AUM | 0.03% | $251,774 | 21.6K | Q2 2026 |
| PRINCIPAL SECURITIES, INC.$6.8B AUM | 0.03% | $2M | 164.1K | Q1 2026OLDER |
| CSS LLC/IL$2.1B AUM | 0.02% | $487,457 | 43.9K | Q1 2026OLDER |
| Kovack Advisors, Inc.$1.9B AUM | 0.02% | $421,703 | 37.4K | Q1 2026OLDER |
| BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM | 0.02% | $1M | 120.5K | Q3 2025OLDER |
| Strategic Financial Concepts, LLC$405M AUM | 0.02% | $129,600 | 10.8K | Q3 2025OLDER |
| TCP Asset Management, LLC$778M AUM | 0.02% | $131,813 | 11.9K | Q1 2026OLDER |
| CoreCap Advisors, LLC$3.4B AUM | 0.01% | $413,187 | 35.4K | Q2 2026 |
| Gateway Wealth Partners, LLC$2.6B AUM | 0.01% | $290,442 | 26.2K | Q1 2026OLDER |
| OPPENHEIMER & CO INC$8.2B AUM | 0.01% | $587,734 | 52.9K | Q1 2026OLDER |
| SOA Wealth Advisors, LLC.$530M AUM | 0.00% | $24,256 | 2.0K | Q3 2025OLDER |
| Allworth Financial LP$24.7B AUM | 0.00% | $717,371 | 64.6K | Q1 2026OLDER |
| NOMURA HOLDINGS INC$37.7B AUM | 0.00% | $930,890 | 83.9K | Q1 2026OLDER |
| Pinnacle Wealth Planning Services, Inc.$968M AUM | 0.00% | $22,200 | 2.0K | Q1 2026OLDER |
| Baird Financial Group, Inc.$64.0B AUM | 0.00% | $1M | 122.7K | Q1 2026OLDER |
| OSAIC HOLDINGS, INC.$68.3B AUM | 0.00% | $1M | 102.7K | Q1 2026OLDER |
| LPL Financial LLC$376.6B AUM | 0.00% | $6M | 534.7K | Q1 2026OLDER |
| Private Advisor Group, LLC$21.3B AUM | 0.00% | $291,571 | 26.3K | Q1 2026OLDER |
| MORGAN STANLEY$1.67T AUM | 0.00% | $20M | 1.73M | Q1 2026OLDER |
| BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM | 0.00% | $703,236 | 58.6K | Q3 2025OLDER |
| Sequoia Financial Advisors, LLC$17.9B AUM | 0.00% | $155,400 | 14.0K | Q1 2026OLDER |
| NewEdge Advisors, LLC$27.7B AUM | 0.00% | $207,570 | 18.7K | Q2 2026 |
| STIFEL FINANCIAL CORP$108.8B AUM | 0.00% | $684,276 | 61.6K | Q1 2026OLDER |
| WELLS FARGO & COMPANY/MN$530.3B AUM | 0.00% | $3M | 291.3K | Q2 2026 |
| ENVESTNET ASSET MANAGEMENT INC$373.6B AUM | 0.00% | $2M | 172.6K | Q1 2026OLDER |
| HIGHLINE WEALTH PARTNERS LLC$493M AUM | 0.00% | $2,099 | 180 | Q2 2026 |
| CWM, LLC$38.1B AUM | 0.00% | $158,479 | 14.3K | Q1 2026OLDER |
| ROYAL BANK OF CANADA$570.1B AUM | 0.00% | $2M | 205.1K | Q1 2026OLDER |
| COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM | 0.00% | $208,510 | 18.8K | Q1 2026OLDER |
| BANK OF AMERICA CORP /DE/$1.37T AUM | 0.00% | $4M | 322.2K | Q1 2026OLDER |
| HighTower Advisors, LLC$94.2B AUM | 0.00% | $214,008 | 19.3K | Q1 2026OLDER |
| CIBC Private Wealth Group LLC$59.2B AUM | 0.00% | $129,140 | 11.0K | Q4 2025OLDER |
| RAYMOND JAMES FINANCIAL INC$324.4B AUM | 0.00% | $664,763 | 59.9K | Q1 2026OLDER |
| CIBC Bancorp USA Inc.$74.4B AUM | 0.00% | $122,100 | 11.0K | Q1 2026OLDER |
| WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM | 0.00% | $15,496 | 1.4K | Q1 2026OLDER |
| Cetera Investment Advisers$94.0B AUM | 0.00% | $136,334 | 12.3K | Q1 2026OLDER |
| HARBOUR INVESTMENTS, INC.$6.5B AUM | 0.00% | $5,974 | 538 | Q1 2026OLDER |
| Geneos Wealth Management Inc.$4.3B AUM | 0.00% | $3,441 | 310 | Q1 2026OLDER |
| UBS Group AG$666.3B AUM | 0.00% | $240,948 | 21.7K | Q1 2026OLDER |
| NATIONAL BANK OF CANADA /FI/$111.5B AUM | 0.00% | $29,161 | 2.6K | Q1 2026OLDER |
| JANE STREET GROUP, LLC$777.2B AUM | 0.00% | $130,690 | 11.1K | Q4 2025OLDER |
| Farther Finance Advisors, LLC$10.6B AUM | 0.00% | $936 | 83 | Q1 2026OLDER |
| BlackRock, Inc.$5.72T AUM | 0.00% | $170,640 | 15.4K | Q1 2026OLDER |
Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.