SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Lokken Investment Group LLC

CIK 0001842840 · 1413 SAVANNAH ROAD, SUITE 4, LEWES, DE, 19958 · 3026456650

Reported Value
$113M
Q1 2021
Positions
109
Filings on Record
21
2019–present window
Filed
Apr 13, 2021
original filing

Summary

Lokken Investment Group LLC reported $113M in U.S.-listed holdings across 109 positions for Q1 2021.

The portfolio is heavily concentrated: VTV alone accounts for 26.0% of reported value.

Compared with Q4 2020, the fund opened 8 new positions and exited 3.

Portfolio Metrics

Turnover
+6.6%
vs prior filed quarter
Top-10 Concentration
+60.5%
share of reported value
Largest Position
+26.0%
Vanguard Index Fds
New / Exited
8 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $110MQ4 ’20Q1 ’21: $113MQ2 ’21: $123MQ3 ’21: $126MQ3 ’21Q4 ’21: $140MQ1 ’22: $126MQ2 ’22: $123MQ2 ’22Q3 ’22: $116MQ4 ’22: $127MQ1 ’23: $132MQ1 ’23Q2 ’23: $153MQ3 ’23: $153MQ4 ’23: $177MQ4 ’23Q1 ’24: $201MQ2 ’24: $213MQ3 ’24: $240MQ3 ’24Q4 ’24: $232MQ1 ’25: $237MQ2 ’25: $260MQ2 ’25Q3 ’25: $291Mfilingsflow.com

Portfolio Composition

By security type
ETP: 58.7%Common Stock: 37.2%Closed-End Fund: 3.1%REIT: 0.7%Other: 0.3%
  • ETP · 58.7% · $67M
  • Common Stock · 37.2% · $42M
  • Closed-End Fund · 3.1% · $4M
  • REIT · 0.7% · $737,000
  • Other · 0.3% · $369,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
ANGLVANECK VECTORS ETF TRNEW+47.8K47.8K+$2M$2M
RVTROYCE VALUE TR INCNEW+52.0K52.0K+$941,000$941,000
CIBRFIRST TR EXCHANGE TRADED FDNEW+14.7K14.7K+$615,000$615,000
BACBK OF AMERICA CORPNEW+8.3K8.3K+$322,000$322,000
FHIFEDERATED HERMES INCNEW+9.8K9.8K+$308,000$308,000
CVXCHEVRON CORP NEWNEW+2.1K2.1K+$222,000$222,000
TGTTARGET CORPNEW+1.1K1.1K+$221,000$221,000
DUKDUKE ENERGY CORP NEWNEW+2.1K2.1K+$203,000$203,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

91 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSVALUE ETF · GROWTH ETF · MID CAP ETF · SMALL CP ETF · TOTAL STK MKT · EXTEND MKT ETF · REAL ESTATE ETF26.00%$29M159.1K
2BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT7.99%$9M109.0K
3IBBISHARES TRNASDAQ BIOTECH · BLACKROCK ULTRA · RUSSELL 3000 ETF · NATIONAL MUN ETF · MODERT ALLOC ETF · IBOXX INV CP ETF · CORE S&P500 ETF · RUS 1000 GRW ETF · ISHS 1-5YR INVS6.28%$7M76.2K
4FTCSFIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · INDXX NEXTG ETF · NASDAQ CYB ETF4.34%$5M74.7K
5AAPLAPPLE INChistory →COM3.90%$4M36.2K
6GLDSPDR GOLD TRhistory →GOLD SHS3.42%$4M24.2K
7BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.60%$3M11.5K
8MSFTMICROSOFT CORPhistory →COM2.48%$3M11.9K
9FIXDFIRST TR EXCHNG TRADED FD VIhistory →TCW OPPORTUNIS1.79%$2M38.4K
10SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.69%$2M4.8K
11VCRVANGUARD WORLD FDShistory →CONSUM DIS ETF1.56%$2M6.0K
12JNJJOHNSON & JOHNSONhistory →COM1.51%$2M10.4K
13ANGLVANECK VECTORS ETF TRhistory →FALLEN ANGEL HG1.35%$2M47.8K
14INTCINTEL CORPhistory →COM1.16%$1M20.6K
15SIREN ETF TRNSD NXGN ECO ETF1.11%$1M26.2K
16QQQINVESCO QQQ TRhistory →UNIT SER 11.08%$1M3.8K
17ENTERCOM COMMUNICATIONS CORPCL A0.97%$1M208.4K
18XGDVXGABELLI DIVID & INCOME TRCOM0.95%$1M44.7K
19LOWLOWES COS INCCOM0.88%$997,0005.2K
20PFEPFIZER INCCOM0.88%$992,00027.4K
21XFOFXCOHEN & STEERS CLOSED-END OPCOM0.86%$978,00072.9K
22RVTROYCE VALUE TR INCCOM0.83%$941,00052.0K
23LLYLILLY ELI & COCOM0.78%$886,0004.7K
24VEUVANGUARD INTL EQUITY INDEX FALLWRLD EX US0.77%$877,00014.5K
25STKLSUNOPTA INCCOM0.72%$812,00055.0K
26EXMOCEXXON MOBIL CORPCOM0.69%$785,00014.1K
27TAT&T INCCOM0.66%$749,00024.7K
28WMTWALMART INCCOM0.63%$712,0005.2K
29UNHUNITEDHEALTH GROUP INCCOM0.63%$709,0001.9K
30SCHBSCHWAB STRATEGIC TRUS BRD MKT ETF0.62%$701,0007.3K
31CSCOCISCO SYS INCCOM0.62%$698,00013.5K
32BXBLACKSTONE GROUP INCCOM0.61%$692,0009.3K
33DGDOLLAR GEN CORP NEWCOM0.59%$665,0003.3K
34VVISA INCCOM CL A0.55%$627,0003.0K
35APDAIR PRODS & CHEMS INCCOM0.55%$623,0002.2K
36PGPROCTER AND GAMBLE COCOM0.54%$615,0004.5K
37CMCSACOMCAST CORP NEWCL A0.52%$589,00010.9K
38EMREMERSON ELEC COCOM0.52%$588,0006.5K
39APAMARTISAN PARTNERS ASSET MGMTCL A0.50%$563,00010.8K
40VZVERIZON COMMUNICATIONS INCCOM0.49%$558,0009.6K
41INVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB · BULSHS 2021 CB0.47%$532,00024.9K
42MSMORGAN STANLEYCOM NEW0.47%$530,0006.8K
43STZCONSTELLATION BRANDS INCCL A0.46%$516,0002.3K
44TJXTJX COS INC NEWCOM0.44%$496,0007.5K
45ANVSANNOVIS BIO INCCOM0.43%$486,00017.4K
46PPGPPG INDS INCCOM0.43%$483,0003.2K
47LMTLOCKHEED MARTIN CORPCOM0.42%$478,0001.3K
48AMZNAMAZON COM INCCOM0.39%$439,000142
49THOTHOR INDS INCCOM0.39%$439,0003.3K
50HAINHAIN CELESTIAL GROUP INCCOM0.38%$430,0009.9K
51MCDMCDONALDS CORPCOM0.38%$429,0001.9K
52BDXBECTON DICKINSON & COCOM0.38%$429,0001.8K
53HDHOME DEPOT INCCOM0.37%$419,0001.4K
54AMTAMERICAN TOWER CORP NEWCOM0.36%$413,0001.7K
55DEDEERE & COCOM0.36%$408,0001.1K
56AEOAMERICAN EAGLE OUTFITTERS INCOM0.35%$391,00013.4K
57CWHCAMPING WORLD HLDGS INCCL A0.34%$386,00010.6K
58LLOEWS CORPCOM0.34%$384,0007.5K
59NSLRSURO CAPITAL CORPCOM NEW0.33%$378,00027.9K
60OAKTREE SPECIALTY LENDING COCOM0.33%$375,00060.5K
61KAYNE ANDERSON NEXTGEN ENRGYCOM0.33%$369,00055.4K
62WSFSWSFS FINL CORPCOM0.32%$364,0007.3K
63NWLNEWELL BRANDS INCCOM0.32%$364,00013.6K
64SJMSMUCKER J M COCOM NEW0.31%$352,0002.8K
65NEENEXTERA ENERGY INCCOM0.30%$338,0004.5K
66RTXRAYTHEON TECHNOLOGIES CORPCOM0.30%$336,0004.3K
67PNCPNC FINL SVCS GROUP INCCOM0.29%$334,0001.9K
68ALLALLSTATE CORPCOM0.29%$332,0002.9K
69UMHUMH PPTYS INCCOM0.29%$324,00016.9K
70BACBK OF AMERICA CORPCOM0.28%$322,0008.3K
71ETDETHAN ALLEN INTERIORS INCCOM0.28%$314,00011.4K
72WOOFOOT LOCKER INCCOM0.27%$309,0005.5K
73FHIFEDERATED HERMES INCCL B0.27%$308,0009.8K
74KOCOCA COLA COCOM0.27%$306,0005.8K
75GILDGILEAD SCIENCES INCCOM0.27%$304,0004.7K
76SOSOUTHERN COCOM0.26%$292,0004.7K
77VEAVANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.25%$288,0005.9K
78PIIPOLARIS INCCOM0.25%$281,0002.1K
79NSCNORFOLK SOUTHN CORPCOM0.23%$265,000986
80PEPPEPSICO INCCOM0.22%$254,0001.8K
81MMM3M COCOM0.22%$248,0001.3K
82BLACKROCK INCCOM0.21%$243,000322
83CSQCALAMOS STRATEGIC TOTAL RETUCOM SH BEN INT0.20%$227,00013.2K
84VFCV F CORPCOM0.20%$227,0002.8K
85CVXCHEVRON CORP NEWCOM0.20%$222,0002.1K
86TGTTARGET CORPCOM0.20%$221,0001.1K
87DUKDUKE ENERGY CORP NEWCOM NEW0.18%$203,0002.1K
88AWKAMERICAN WTR WKS CO INC NEWCOM0.18%$203,0001.4K
89RIVRIVERNORTH OPPORTUNITIES FDCOM0.17%$188,00010.8K
90USALIBERTY ALL STAR EQUITY FDSH BEN INT0.13%$144,00018.9K
91HNNAHENNESSY ADVISORS INCCOM0.09%$106,00012.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$291M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$260M138Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$237M132May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M139Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$240M157Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$213M151Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$201M141May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$177M137Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$153M135Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M130Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$132M128May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M122Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$116M114Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M122Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$126M125May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$140M135Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$126M121Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$123M115Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$113M109Apr 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$110M104Feb 8, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.