SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Lokken Investment Group LLC

CIK 0001842840 · 1413 SAVANNAH ROAD, SUITE 4, LEWES, DE, 19958 · 3026456650

Reported Value
$116M
Q3 2022
Positions
114
Filings on Record
21
2019–present window
Filed
Nov 14, 2022
original filing

Summary

Lokken Investment Group LLC reported $116M in U.S.-listed holdings across 114 positions for Q3 2022.

Its largest position, VTV, represents 7.5% of the portfolio.

Compared with Q2 2022, the fund opened 4 new positions and exited 5.

Portfolio Metrics

Turnover
+6.0%
vs prior filed quarter
Top-10 Concentration
+40.5%
share of reported value
Largest Position
+7.5%
Vanguard Index Fds
New / Exited
4 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $110MQ4 ’20Q1 ’21: $113MQ2 ’21: $123MQ3 ’21: $126MQ3 ’21Q4 ’21: $140MQ1 ’22: $126MQ2 ’22: $123MQ2 ’22Q3 ’22: $116MQ4 ’22: $127MQ1 ’23: $132MQ1 ’23Q2 ’23: $153MQ3 ’23: $153MQ4 ’23: $177MQ4 ’23Q1 ’24: $201MQ2 ’24: $213MQ3 ’24: $240MQ3 ’24Q4 ’24: $232MQ1 ’25: $237MQ2 ’25: $260MQ2 ’25Q3 ’25: $291Mfilingsflow.com

Portfolio Composition

By security type
ETP: 60.6%Common Stock: 35.7%Closed-End Fund: 2.2%REIT: 0.8%Other: 0.8%
  • ETP · 60.6% · $70M
  • Common Stock · 35.7% · $41M
  • Closed-End Fund · 2.2% · $3M
  • REIT · 0.8% · $951,000
  • Other · 0.8% · $874,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FIDELITY MERRIMACK STR TRNEW+128.3K128.3K+$6M$6M
CVSCVS HEALTH CORPNEW+2.2K2.2K+$209,000$209,000
BTZBLACKROCK CR ALLOCATION INCONEW+10.3K10.3K+$98,000$98,000
BKCCUSDBLACKROCK CAP INVT CORPNEW+14.5K14.5K+$49,000$49,000
FIRST TR EXCHNG TRADED FD VISOLD OUT−8.9K0−$411,000$0
HAINHAIN CELESTIAL GROUP INCSOLD OUT−9.9K0−$234,000$0
DUKDUKE ENERGY CORP NEWSOLD OUT−2.1K0−$223,000$0
VANGUARD WORLD FDSSOLD OUT−6380−$208,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

40 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSVALUE ETF · GROWTH ETF · MID CAP ETF · TOTAL STK MKT · SMALL CP ETF · SM CP VAL ETF22.12%$26M162.0K
2FIRST TR EXCHANGE-TRADED FDSENIOR LN FD · CAP STRENGTH ETF5.50%$6M123.7K
3FIDELITY MERRIMACK STR TRTOTAL BD ETF4.92%$6M128.3K
4XLESELECT SECTOR SPDR TRSBI HEALTHCARE · ENERGY · SBI INT-UTILS4.34%$5M60.2K
5AAPLAPPLE INChistory →COM4.05%$5M34.0K
6GQ9SPDR GOLD TRhistory →GOLD SHS3.71%$4M27.8K
7BSCOINVESCO EXCH TRD SLF IDX FDhistory →BULSHS 2024 CB3.26%$4M185.2K
8PIMCO ETF TR1-5 US TIP IDX3.11%$4M73.0K
9ISHARES TRRUSSELL 3000 ETF · BLACKROCK ULTRA · NATIONAL MUN ETF2.64%$3M36.1K
10MSFTMICROSOFT CORPhistory →COM2.41%$3M12.0K
11BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.39%$3M10.4K
12VANECK ETF TRUSTINFLATION ALLOCA2.13%$2M108.5K
13JNJJOHNSON & JOHNSONhistory →COM1.84%$2M13.1K
14MGMTUNIFIED SER TRhistory →BALLAST SMLMD CP1.61%$2M64.3K
15SCHWAB STRATEGIC TRUS BRD MKT ETF1.50%$2M41.5K
16LLYLILLY ELI & COhistory →COM1.38%$2M4.9K
17SPDR S&P 500 ETF TRTR UNIT1.14%$1M3.7K
18PFEPFIZER INChistory →COM1.11%$1M29.3K
19NDQINVESCO QQQ TRhistory →UNIT SER 11.07%$1M4.7K
20EXMOCEXXON MOBIL CORPhistory →COM1.05%$1M14.0K
21UNHUNITEDHEALTH GROUP INCCOM0.84%$972,0001.9K
22LOWLOWES COS INCCOM0.79%$912,0004.9K
23XGDVXGABELLI DIVID & INCOME TRCOM0.75%$871,00046.5K
24STKLSUNOPTA INCCOM0.70%$814,00089.5K
25VANGUARD BD INDEX FDSSHORT TRM BOND0.67%$776,00010.4K
26BXBLACKSTONE INCCOM0.66%$765,0009.1K
27WMTWALMART INCCOM0.64%$741,0005.7K
28DGDOLLAR GEN CORP NEWCOM0.64%$738,0003.1K
29RVTROYCE VALUE TR INCCOM0.60%$700,00055.8K
30PGPROCTER AND GAMBLE COCOM0.60%$694,0005.5K
31VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.59%$688,00015.5K
32MTBM & T BK CORPCOM0.59%$684,0003.9K
33EXCHANGE LISTED FDS TRSABA INT RATE0.54%$622,00037.3K
34CHVCHEVRON CORP NEWCOM0.54%$622,0004.3K
35CSCOCISCO SYS INCCOM0.51%$594,00014.9K
36APDAIR PRODS & CHEMS INCCOM0.50%$583,0002.5K
37DWDMORGAN STANLEYCOM NEW0.48%$560,0007.1K
38AMTAMERICAN TOWER CORP NEWCOM0.47%$545,0002.5K
39TJXTJX COS INC NEWCOM0.46%$539,0008.7K
40WSFSWSFS FINL CORPCOM0.44%$505,00010.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$291M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$260M138Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$237M132May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M139Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$240M157Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$213M151Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$201M141May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$177M137Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$153M135Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M130Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$132M128May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M122Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$116M114Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M122Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$126M125May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$140M135Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$126M121Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$123M115Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$113M109Apr 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$110M104Feb 8, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.