SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Lokken Investment Group LLC

CIK 0001842840 · 1413 SAVANNAH ROAD, SUITE 4, LEWES, DE, 19958 · 3026456650

Reported Value
$126M
Q3 2021
Positions
121
Filings on Record
21
2019–present window
Filed
Nov 5, 2021
original filing

Summary

Lokken Investment Group LLC reported $126M in U.S.-listed holdings across 121 positions for Q3 2021.

The portfolio is heavily concentrated: VTV alone accounts for 24.9% of reported value.

Compared with Q2 2021, the fund opened 10 new positions and exited 4.

Portfolio Metrics

Turnover
+3.9%
vs prior filed quarter
Top-10 Concentration
+59.1%
share of reported value
Largest Position
+24.9%
Vanguard Index Fds
New / Exited
10 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’20: $110MQ4 ’20Q1 ’21: $113MQ2 ’21: $123MQ3 ’21: $126MQ3 ’21Q4 ’21: $140MQ1 ’22: $126MQ2 ’22: $123MQ2 ’22Q3 ’22: $116MQ4 ’22: $127MQ1 ’23: $132MQ1 ’23Q2 ’23: $153MQ3 ’23: $153MQ4 ’23: $177MQ4 ’23Q1 ’24: $201MQ2 ’24: $213MQ3 ’24: $240MQ3 ’24Q4 ’24: $232MQ1 ’25: $237MQ2 ’25: $260MQ2 ’25Q3 ’25: $291Mfilingsflow.com

Portfolio Composition

By security type
ETP: 61.1%Common Stock: 34.3%Closed-End Fund: 2.6%Other: 1.2%REIT: 0.7%
  • ETP · 61.1% · $77M
  • Common Stock · 34.3% · $43M
  • Closed-End Fund · 2.6% · $3M
  • Other · 1.2% · $2M
  • REIT · 0.7% · $881,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
EXCHANGE LISTED FDS TRNEW+37.5K37.5K+$797,000$797,000
VANGUARD MALVERN FDSNEW+13.4K13.4K+$704,000$704,000
VANGUARD WORLD FDNEW+5.7K5.7K+$456,000$456,000
ISHARES TRNEW+12.6K12.6K+$348,000$348,000
ISHARES TRNEW+5.4K5.4K+$296,000$296,000
PBCTEURPEOPLES UNITED FINANCIAL INCNEW+16.4K16.4K+$287,000$287,000
SYNASYNAPTICS INCNEW+1.2K1.2K+$216,000$216,000
LAZYDAYS HLDGS INCNEW+10.0K10.0K+$213,000$213,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

102 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1VTVVANGUARD INDEX FDSVALUE ETF · GROWTH ETF · MID CAP ETF · SMALL CP ETF · TOTAL STK MKT · EXTEND MKT ETF · REAL ESTATE ETF24.92%$31M160.0K
2VANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT7.50%$9M113.9K
3ISHARES TRISHARES BIOTECH · RUSSELL 3000 ETF · NATIONAL MUN ETF · MODERT ALLOC ETF · ESG AWRE USD ETF · GBL GREEN ETF · CORE S&P500 ETF · ISHS 1-5YR INVS · IBOXX INV CP ETF4.90%$6M59.6K
4FIRST TR EXCHANGE-TRADED FDCAP STRENGTH ETF · INDXX NEXTG ETF · NASDAQ CYB ETF4.12%$5M74.2K
5AAPLAPPLE INChistory →COM4.02%$5M35.8K
6GQ9SPDR GOLD TRhistory →GOLD SHS3.36%$4M25.8K
7PIMCO ETF TR1-5 US TIP IDX2.99%$4M68.7K
8MSFTMICROSOFT CORPhistory →COM2.74%$3M12.3K
9BRK/BBERKSHIRE HATHAWAY INC DELhistory →CL B NEW2.57%$3M11.9K
10FIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS1.98%$2M46.6K
11SPDR S&P 500 ETF TRTR UNIT1.63%$2M4.8K
12VANGUARD WORLD FDSCONSUM DIS ETF · INF TECH ETF1.60%$2M6.3K
13VANECK ETF TRUSTFALLEN ANGEL HG1.52%$2M57.8K
14JNJJOHNSON & JOHNSONhistory →COM1.37%$2M10.7K
15NDQINVESCO QQQ TRhistory →UNIT SER 11.14%$1M4.0K
16BLCNUSDSIREN ETF TRhistory →NSD NXGN ECO ETF1.03%$1M29.0K
17XGDVXGABELLI DIVID & INCOME TRCOM0.97%$1M47.5K
18PFEPFIZER INCCOM0.94%$1M27.5K
19INTCINTEL CORPCOM0.86%$1M20.4K
20LOWLOWES COS INCCOM0.86%$1M5.3K
21LLYLILLY ELI & COCOM0.85%$1M4.6K
22BXBLACKSTONE INCCOM0.84%$1M9.1K
23SCHWAB STRATEGIC TRUS BRD MKT ETF0.78%$984,0009.5K
24RVTROYCE VALUE TR INCCOM0.76%$957,00053.1K
25AUDACY INCCL A0.74%$928,000252.2K
26VANGUARD INTL EQUITY INDEX FALLWRLD EX US0.72%$911,00014.9K
27EXMOCEXXON MOBIL CORPCOM0.69%$870,00014.8K
28EXCHANGE LISTED FDS TRSABA INT RATE0.63%$797,00037.5K
29WMTWALMART INCCOM0.63%$795,0005.7K
30CSCOCISCO SYS INCCOM0.61%$768,00014.1K
31UNHUNITEDHEALTH GROUP INCCOM0.60%$762,0001.9K
32GLOBAL X FDSUS PFD ETF0.56%$709,00027.5K
33VANGUARD MALVERN FDSSTRM INFPROIDX0.56%$704,00013.4K
34DWDMORGAN STANLEYCOM NEW0.54%$678,0007.0K
35DGDOLLAR GEN CORP NEWCOM0.53%$665,0003.1K
36VVISA INCCOM CL A0.53%$663,0003.0K
37PGPROCTER AND GAMBLE COCOM0.49%$624,0004.5K
38EMREMERSON ELEC COCOM0.49%$621,0006.6K
39CMCSACOMCAST CORP NEWCL A0.48%$603,00010.8K
40APDAIR PRODS & CHEMS INCCOM0.46%$576,0002.2K
41APAMARTISAN PARTNERS ASSET MGMTCL A0.42%$525,00010.7K
42BSCMUSDINVESCO EXCH TRD SLF IDX FDBULSHS 2022 CB · BULSHS 2021 CB0.41%$515,00024.1K
43TJXTJX COS INC NEWCOM0.40%$507,0007.7K
44AMZNAMAZON COM INCCOM0.40%$503,000153
45AMTAMERICAN TOWER CORP NEWCOM0.39%$493,0001.9K
46STKLSUNOPTA INCCOM0.39%$491,00055.0K
47PPGPPG INDS INCCOM0.37%$467,0003.3K
48HDHOME DEPOT INCCOM0.37%$465,0001.4K
49CB1ACONSTELLATION BRANDS INCCL A0.37%$463,0002.2K
50THOTHOR INDS INCCOM0.37%$461,0003.8K
51VANGUARD WORLD FDESG US STK ETF0.36%$456,0005.7K
52MCDMCDONALDS CORPCOM0.36%$455,0001.9K
53BDXBECTON DICKINSON & COCOM0.36%$455,0001.9K
54BACVERIZON COMMUNICATIONS INCCOM0.34%$434,0008.0K
55NEENEXTERA ENERGY INCCOM0.34%$429,0005.5K
56WSFSWSFS FINL CORPCOM0.34%$427,0008.3K
57HAINHAIN CELESTIAL GROUP INCCOM0.33%$421,0009.9K
58BACBK OF AMERICA CORPCOM0.33%$418,0009.9K
59TAT&T INCCOM0.33%$413,00015.3K
60CWHCAMPING WORLD HLDGS INCCL A0.33%$412,00010.6K
61RTXRAYTHEON TECHNOLOGIES CORPCOM0.32%$406,0004.7K
62LLOEWS CORPCOM0.32%$404,0007.5K
63KAYNE ANDERSON NEXTGEN ENRGYCOM0.32%$404,00055.4K
64PNCPNC FINL SVCS GROUP INCCOM0.31%$389,0002.0K
65UMHUMH PPTYS INCCOM0.31%$388,00016.9K
66GSVCEURSURO CAPITAL CORPCOM NEW0.31%$385,00029.9K
67ALSALLSTATE CORPCOM0.30%$376,0003.0K
68FHIFEDERATED HERMES INCCL B0.29%$372,00011.4K
69DEDEERE & COCOM0.29%$366,0001.1K
70CALAMOS STRATEGIC TOTAL RETUCOM SH BEN INT0.28%$359,00020.2K
71GILDGILEAD SCIENCES INCCOM0.28%$353,0005.0K
72SJMSMUCKER J M COCOM NEW0.28%$351,0002.9K
73AEOAMERICAN EAGLE OUTFITTERS INCOM0.27%$345,00013.4K
74ETDETHAN ALLEN INTERIORS INCCOM0.26%$332,00014.0K
75NWLNEWELL BRANDS INCCOM0.24%$301,00013.6K
76VANGUARD TAX-MANAGED INTL FDFTSE DEV MKT ETF0.24%$298,0005.9K
77KOCOCA COLA COCOM0.23%$294,0005.6K
78WOOFOOT LOCKER INCCOM0.23%$292,0006.4K
79SOSOUTHERN COCOM0.23%$291,0004.7K
80PBCTEURPEOPLES UNITED FINANCIAL INCCOM0.23%$287,00016.4K
81XFOFXCOHEN & STEERS CLOSED-END OPCOM0.22%$272,00020.0K
82BLKCHFBLACKROCK INCCOM0.21%$271,000323
83DYHTARGET CORPCOM0.21%$269,0001.2K
84JPMJPMORGAN CHASE & COCOM0.21%$265,0001.6K
85AWCAMERICAN WTR WKS CO INC NEWCOM0.21%$260,0001.5K
86PIIPOLARIS INCCOM0.20%$252,0002.1K
87PEPPEPSICO INCCOM0.20%$252,0001.7K
88MMM3M COCOM0.20%$246,0001.4K
89NSCNORFOLK SOUTHN CORPCOM0.19%$236,000986
90XLFSELECT SECTOR SPDR TRFINANCIAL0.18%$233,0006.2K
91SGASAGA COMMUNICATIONS INCCL A NEW0.18%$225,00010.0K
92CHVCHEVRON CORP NEWCOM0.17%$219,0002.2K
93SYNASYNAPTICS INCCOM0.17%$216,0001.2K
94VFCV F CORPCOM0.17%$215,0003.2K
95LAZYDAYS HLDGS INCCOM0.17%$213,00010.0K
96DUKDUKE ENERGY CORP NEWCOM NEW0.16%$201,0002.1K
97RIVRIVERNORTH OPPORTUNITIES FDCOM0.15%$183,00010.8K
98USALIBERTY ALL STAR EQUITY FDSH BEN INT0.13%$162,00018.9K
99FSC1EUROAKTREE SPECIALTY LENDING COCOM0.11%$145,00020.5K
100NUVEEN SELECT MAT MUN FDSH BEN INT0.10%$131,00012.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2025$291M148Nov 5, 202513F-HRchanges · EDGAR ↗
Q2 2025$260M138Jul 24, 202513F-HRchanges · EDGAR ↗
Q1 2025$237M132May 2, 202513F-HRchanges · EDGAR ↗
Q4 2024$232M139Feb 12, 202513F-HRchanges · EDGAR ↗
Q3 2024$240M157Nov 12, 202413F-HRchanges · EDGAR ↗
Q2 2024$213M151Aug 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$201M141May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$177M137Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$153M135Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$153M130Aug 9, 202313F-HRchanges · EDGAR ↗
Q1 2023$132M128May 9, 202313F-HRchanges · EDGAR ↗
Q4 2022$127M122Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$116M114Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$123M122Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$126M125May 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$140M135Feb 7, 202213F-HRchanges · EDGAR ↗
Q3 2021$126M121Nov 5, 202113F-HRchanges · EDGAR ↗
Q2 2021$123M115Aug 3, 202113F-HRchanges · EDGAR ↗
Q1 2021$113M109Apr 13, 202113F-HRchanges · EDGAR ↗
Q4 2020$110M104Feb 8, 202113F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.