SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Bell Rock Capital LLC

CIK 0001756283 · 35568 AIRPORT ROAD, REHOBOTH BEACH, DE, 19971 · 302-227-7607

Reported Value
$113M
Q3 2019
Positions
362
Filings on Record
11
2019–present window
Filed
Nov 7, 2019
original filing

Summary

Bell Rock Capital LLC reported $113M in U.S.-listed holdings across 362 positions for Q3 2019.

Its largest position, AAPL, represents 7.6% of the portfolio.

Compared with Q2 2019, the fund opened 26 new positions and exited 35.

Portfolio Metrics

Turnover
+11.2%
vs prior filed quarter
Top-10 Concentration
+34.3%
share of reported value
Largest Position
+7.6%
Apple Inc Com
New / Exited
26 / 35
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $174MQ1 ’19Q2 ’19: $114MQ3 ’19: $113MQ3 ’19Q4 ’19: $116MQ1 ’20: $64MQ1 ’20Q2 ’20: $77MQ3 ’20: $82MQ3 ’20Q4 ’21: $136MQ1 ’22: $107MQ1 ’22Q2 ’22: $129MQ3 ’22: $81MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 55.2%ETP: 21.6%PUBLIC: 15.6%Other: 2.3%REIT: 2.0%Other: 3.2%
  • Common Stock · 55.2% · $62M
  • ETP · 21.6% · $24M
  • PUBLIC · 15.6% · $18M
  • Other · 2.3% · $3M
  • REIT · 2.0% · $2M
  • Other · 3.2% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CITIGROUP CAP XIII 7875 FX/FL TRUPS 30/10/40NEW+53.0K53.0K+$1M$1M
SPLBSPDR SERIES TRUST PORTFOLIO LN COR ETFNEW+3.4K3.4K+$102,000$102,000
LEGG MASON ETF INVEST TRUST CLRBRG GWT ETFNEW+2.9K2.9K+$91,000$91,000
IWBISHARES TRUST RUS 1000 ETFNEW+434434+$71,000$71,000
LEGG MASON ETF INVEST TRUST WESTN ASET TTL ETFNEW+2.6K2.6K+$71,000$71,000
FED AGRI MTG CORP 6 NON-CUM PFD SERCNEW+2.5K2.5K+$67,000$67,000
SHWSHERWIN-WILLIAMS CO COMNEW+100100+$54,000$54,000
GASLOG PARTNERS LP 8625 CUM RED FXD FLTNGNEW+2.0K2.0K+$50,000$50,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

361 positions (from 362 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →COM7.62%$9M38.4K
2AMZNAMAZON COM INC COMhistory →COM5.06%$6M3.3K
3GMAC CAPITAL TRUST I 8125 PRF 15/02/2040 USD258125 PRF 15/02/2040 USD253.73%$4M160.5K
4QLDPROSHARES TRUST PSHS ULTRA QQQ ETFhistory →PSHS ULTRA QQQ ETF3.64%$4M42.4K
5CHDCHURCH & DWIGHT COMhistory →COM3.18%$4M47.6K
6KEYKEYCORP COMhistory →COM2.86%$3M180.6K
7MCDMCDONALD'S CORPORATION COMhistory →COM2.14%$2M11.2K
8VVISA INC COM CL Ahistory →COM CL A2.02%$2M13.3K
9CPBCAMPBELL SOUP CO COMhistory →COM2.02%$2M48.5K
10BABOEING CO COMhistory →COM2.02%$2M6.0K
11IIPRINNOVATIVE INDUSTRIAL PROPERTE COMhistory →COM1.86%$2M22.7K
12MSFTMICROSOFT CORP COMhistory →COM1.84%$2M14.9K
13ITAISHARES TRUST US AER DEF ETFhistory →US AER DEF ETF1.83%$2M9.2K
14FFORD MOTOR CO COMhistory →COM1.68%$2M207.4K
15PGPROCTER & GAMBLE CO COMhistory →COM1.67%$2M15.1K
16GLDSPDR GOLD TRUST GOLD SHS ETFhistory →GOLD SHS ETF1.46%$2M11.9K
17DISWALT DISNEY COMPANY (THE) COMhistory →COM1.42%$2M12.3K
18AXPAMERICAN EXPRESS CO COMhistory →COM1.40%$2M13.4K
19DEODIAGEO ADR SPONSOREDhistory →ADR SPONSORED1.37%$2M9.4K
20TGTTARGET CORP COMhistory →COM1.33%$1M14.0K
21HDHOME DEPOT INC COMhistory →COM1.32%$1M6.4K
22CITIGROUP CAP XIII 7875 FX/FL TRUPS 30/10/407875 FX/FL TRUPS 30/10/401.29%$1M53.0K
23ALGONQUIN POWER & UTILITIES CO 6875 FIX FLT RT SUB NTS6875 FIX FLT RT SUB NTS1.25%$1M51.1K
24INTEGRYS ENERGY GROUP INC PRF 6 JN SUB NT 2073PRF 6 JN SUB NT 20731.24%$1M51.3K
25SPARK ENERGY INC 875 FIXED FLTG CUM RED875 FIXED FLTG CUM RED1.22%$1M55.4K
26COSTCOSTCO WHOLESALE CORP COMhistory →COM1.21%$1M4.7K
27NFLXNETFLIX INC COMhistory →COM1.20%$1M5.1K
28VALLEY NATIONAL BANCORP 55 NON CUM PERP PRF SER55 NON CUM PERP PRF SER1.16%$1M50.6K
29CLXCLOROX CO COMhistory →COM1.09%$1M8.1K
30KMIKINDER MORGAN INC COMCOM0.99%$1M54.5K
31MALVERN BANCORP INC COMCOM0.98%$1M50.5K
32UYGPROSHARES TRUST ULTRA FNCLS NEW ETFULTRA FNCLS NEW ETF0.95%$1M22.8K
33IBMINTERNATIONAL BUS MACH CORP COMCOM0.80%$905,0006.2K
34ETSYETSY INC COMCOM0.67%$750,00013.3K
35QQQINVESCO QQQ TRUST UNIT SER 1 ETFUNIT SER 1 ETF0.65%$735,0003.9K
36MEDLEY LLC 725 NTS 30/01/24 USD25725 NTS 30/01/24 USD250.64%$722,00034.5K
37VALLEY NATIONAL BANCORP 625 NON CUM PERP PRF625 NON CUM PERP PRF0.61%$691,00023.0K
38ANNALY CAPITAL MANAGEMENT INC 65 CUM RED PFD STK FIX FL65 CUM RED PFD STK FIX FL0.60%$675,00027.0K
39ENERGY TRANSFER OPERATING L P FIX TO FLTG CUM RED PERP PRFIX TO FLTG CUM RED PERP PR0.59%$662,00026.1K
40KOCOCA-COLA CO COMCOM0.55%$625,00011.5K
41USRTISHARES TRUST CRE U S REIT ETFCRE U S REIT ETF0.53%$599,00010.8K
42SPIBSPDR SERIES TRUST PORTFOLIO INTRMD ETFPORTFOLIO INTRMD ETF0.53%$593,00016.7K
43TAT&T INC COMCOM0.52%$581,00015.4K
44AGZISHARES TRUST AGENCY BOND ETFAGENCY BOND ETF0.51%$580,0005.0K
45FXHFIRST TRUST EXCH TRADED FUND 2 HLTH CARE ALPH ETFHLTH CARE ALPH ETF0.50%$568,0007.7K
46SPYMSPDR SERIES TRUST PORTFOLIO LR ETFPORTFOLIO LR ETF0.49%$558,00015.9K
47SMINISHARES TRUST MSCI INDIA SM CP ETFMSCI INDIA SM CP ETF0.49%$547,00015.6K
48JNJJOHNSON & JOHNSON COMCOM0.47%$533,0004.1K
49CHIMERA INVESTMENT CORPORATION 8 FIX TO FLTG RA CUM R8 FIX TO FLTG RA CUM R0.47%$527,00020.3K
50KELKELLOGG COMPANY COMCOM0.45%$506,0007.9K
51BBNBLACKROCK BUILD AM TAX MUNICPAL BD TR SHSTAX MUNICPAL BD TR SHS0.44%$499,00020.2K
52EBAY INC 6 NTS 01/02/56 USD256 NTS 01/02/56 USD250.41%$465,00017.0K
53NYFISHARES TRUST NEW YORK MUN ETFNEW YORK MUN ETF0.38%$426,0007.4K
54EXMOCEXXON MOBIL CORPORATION COMCOM0.37%$420,0006.0K
55ANNALY CAPITAL MANAGEMENT INC 695 FXD FLTG CUM RED SR F695 FXD FLTG CUM RED SR F0.37%$416,00016.0K
56CVXCHEVRON CORPORATION COMCOM0.37%$414,0003.5K
57HONHONEYWELL INTERNATIONAL INC COMCOM0.35%$392,0002.3K
58MEDLEY LLC 6875 NTS 15/08/26 USD256875 NTS 15/08/26 USD250.34%$387,00019.5K
59BACBANK OF AMERICA CORPORATION COMCOM0.34%$380,00013.0K
60SPDR SERIES TRUST PORTFOLIO SM ETFPORTFOLIO SM ETF0.32%$359,00012.1K
61FLOTISHARES TRUST FLTG RATE NT ETFFLTG RATE NT ETF0.31%$354,0007.0K
62CALYCALLAWAY GOLF COMPANY COMCOM0.31%$351,00018.1K
63ACWIISHARES TRUST MSCI ACWI ETFMSCI ACWI ETF0.31%$349,0004.8K
64IVVISHARES TRUST CORE S&P500 ETFCORE S&P500 ETF0.31%$345,0001.2K
65SPDWSPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFPORTFOLIO DEVLPD ETF0.30%$339,00011.8K
66PNC FINANCIAL SERVICES GROUP DEP SHS REPR 1/4000 PFD QDEP SHS REPR 1/4000 PFD Q0.30%$338,00013.1K
67FDNFIRST TRUST EXCHANGE-TRADED FU DJ INTERNT IDX ETFDJ INTERNT IDX ETF0.29%$332,0002.4K
68GABELLI DIV & INC PFD SER G USD25PFD SER G USD250.29%$328,00012.8K
69EWZISHARES INC MSCI BRAZIL ETFMSCI BRAZIL ETF0.29%$324,0007.6K
70DGSWISDOMTREE TRUST EMG MKTS SMCAP ETFEMG MKTS SMCAP ETF0.28%$319,0007.2K
71PAWZPROSHARES TRUST PET CARE ETFPET CARE ETF0.28%$313,0007.7K
72VZVERIZON COMMUNICATIONS COMCOM0.28%$312,0005.2K
73GLOBAL INDEMNITY LTD 7875 SUB 15/04/2047 USD257875 SUB 15/04/2047 USD250.27%$300,00011.0K
74DFEWISDOMTREE TRUST EUROPE SMCP DV ETFEUROPE SMCP DV ETF0.26%$298,0005.4K
75FORD MOTOR CO 62 NTS DUE 01/06/2059 USD62 NTS DUE 01/06/2059 USD0.26%$297,00011.0K
76CCLCARNIVAL CORP UNITS (COMPR 1 COM & 1 TRUNITS (COMPR 1 COM & 1 TR0.26%$294,0006.7K
77SPMDSPDR SERIES TRUST PORTFOLIO MD ETFPORTFOLIO MD ETF0.26%$292,0008.8K
78BSVVANGUARD SHORT TRM BOND ETFSHORT TRM BOND ETF0.25%$286,0003.5K
79ENERGY TRANSFER OPERATING L P 7625CUM RED PRP UNTS SR D7625CUM RED PRP UNTS SR D0.25%$285,00011.5K
80VLYVALLEY NATIONAL BANCORP COMCOM0.25%$282,00025.9K
81CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INTDEP SHS REPRSTG 1/40TH INT0.25%$281,00011.1K
82FBTFIRST TRUST EXCHANGE-TRADED FU NY ARCA BIOTECH ETFNY ARCA BIOTECH ETF0.25%$280,0002.4K
83SPIPSPDR SERIES TRUST PORTFLI TIPS ETFPORTFLI TIPS ETF0.25%$277,0009.8K
84EWYISHARES INC MSCI STH KOR ETFMSCI STH KOR ETF0.24%$272,0004.8K
85FPXFIRST TRUST EXCHANGE TRADED FD US EQTY OPPT ETFUS EQTY OPPT ETF0.23%$262,0003.5K
86PHKPIMCO HIGH INCOME FUND COM SHSCOM SHS0.23%$259,00033.5K
87PFFISHARES TRUST PFD AND INCM SEC ETFPFD AND INCM SEC ETF0.23%$259,0006.9K
88PEGPUBLIC SERVICE ENTERPRISE GRP COMCOM0.23%$256,0004.1K
89MRKMERCK & CO INC COMCOM0.22%$250,0003.0K
90GXCSPDR INDEX SHARES FUNDS S&P CHINA ETFS&P CHINA ETF0.22%$244,0002.7K
91VTVVANGUARD VALUE ETFVALUE ETF0.21%$235,0002.1K
92PRIORITY INCOME FUND INC CUM PFD SER C CALLABLECUM PFD SER C CALLABLE0.21%$234,0009.0K
93MAMASTERCARD INCORPORATED COM CL ACOM CL A0.20%$230,000844
94USBUS BANCORP COMCOM0.20%$227,0004.1K
95DDDUPONT DE NEMOURS INC COMCOM0.20%$224,0003.1K
96BIVVANGUARD INTERMED TERM ETFINTERMED TERM ETF0.20%$222,0002.5K
97RSPGINVESCO EXCHANGE TRADED FD TR S&P500 EQL ENR ETFS&P500 EQL ENR ETF0.18%$207,0004.7K
98CLCOLGATE-PALMOLIVE CO COMCOM0.18%$202,0002.7K
99KMBKIMBERLY CLARK CORP COMCOM0.18%$202,0001.4K
100LLYELI LILLY AND COMPANY COMCOM0.18%$201,0001.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$81M94Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$129M33Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$107M108May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$136M121Feb 16, 202213F-HRchanges · EDGAR ↗
Q3 2020$82M81Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$77M78Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$64M70May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$116M378Feb 3, 202013F-HRchanges · EDGAR ↗
Q3 2019$113M362Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$114M371Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$174M462Apr 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.