SEC 13F Intelligence

Managers / Q2 2019 · view latest →

Bell Rock Capital LLC

CIK 0001756283 · 35568 AIRPORT ROAD, REHOBOTH BEACH, DE, 19971 · 302-227-7607

Reported Value
$114M
Q2 2019
Positions
371
Filings on Record
11
2019–present window
Filed
Jul 31, 2019
original filing

Summary

Bell Rock Capital LLC reported $114M in U.S.-listed holdings across 371 positions for Q2 2019.

Its largest position, AAPL, represents 6.9% of the portfolio.

Compared with Q1 2019, the fund opened 30 new positions and exited 121.

Portfolio Metrics

Turnover
+5.0%
vs prior filed quarter
Top-10 Concentration
+38.0%
share of reported value
Largest Position
+6.9%
Apple Inc Com
New / Exited
30 / 121
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $174MQ1 ’19Q2 ’19: $114MQ3 ’19: $113MQ3 ’19Q4 ’19: $116MQ1 ’20: $64MQ1 ’20Q2 ’20: $77MQ3 ’20: $82MQ3 ’20Q4 ’21: $136MQ1 ’22: $107MQ1 ’22Q2 ’22: $129MQ3 ’22: $81MQ3 ’22filingsflow.com

Portfolio Composition

By security type
Common Stock: 55.0%ETP: 25.1%PUBLIC: 12.5%Other: 2.2%REIT: 1.9%Other: 3.2%
  • Common Stock · 55.0% · $63M
  • ETP · 25.1% · $29M
  • PUBLIC · 12.5% · $14M
  • Other · 2.2% · $3M
  • REIT · 1.9% · $2M
  • Other · 3.2% · $4M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GLDSPDR GOLD TRUST GOLD SHS ETFNEW+5.6K5.6K+$747,000$747,000
ENERGY TRANSFER OPERATING L P FIX TO FLTG CUM RED PERP PRNEW+26.0K26.0K+$649,000$649,000
DDDUPONT DE NEMOURS INC COMNEW+5.6K5.6K+$424,000$424,000
DOWDOW INC COMNEW+5.7K5.7K+$282,000$282,000
CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INTNEW+10.0K10.0K+$254,000$254,000
PRIORITY INCOME FUND INC CUM PFD SER C CALLABLENEW+10.0K10.0K+$253,000$253,000
ANNALY CAPITAL MANAGEMENT INC 6.95 FXD FLTG CUM RED SR FNEW+9.0K9.0K+$226,000$226,000
FORD MOTOR CO 6.2 NTS DUE 01/06/2059 USDNEW+8.0K8.0K+$210,000$210,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

369 positions (from 371 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INC COMhistory →COM6.92%$8M39.9K
2QLDPROSHARES TRUST PSHS ULTRA QQQ ETFhistory →PSHS ULTRA QQQ ETF6.82%$8M80.9K
3AMZNAMAZON COM INC COMhistory →COM5.85%$7M3.5K
4GMAC CAPITAL TRUST I 8.125 PRF 15/02/2040 USD258.125 PRF 15/02/2040 USD253.37%$4M146.8K
5KEYKEYCORP COMhistory →COM2.84%$3M182.0K
6CHDCHURCH & DWIGHT COMhistory →COM2.80%$3M43.5K
7UYGPROSHARES TRUST ULTRA FNCLS NEW ETFhistory →ULTRA FNCLS NEW ETF2.75%$3M69.6K
8NFLXNETFLIX INC COMhistory →COM2.69%$3M8.3K
9VVISA INC COM CL Ahistory →COM CL A2.01%$2M13.2K
10BABOEING CO COMhistory →COM1.92%$2M6.0K
11MSFTMICROSOFT CORP COMhistory →COM1.81%$2M15.4K
12IIPRINNOVATIVE INDUSTRIAL PROPERTE COMhistory →COM1.80%$2M16.6K
13FFORD MOTOR CO COMhistory →COM1.71%$2M190.9K
14CPBCAMPBELL SOUP CO COMhistory →COM1.68%$2M47.7K
15ITAISHARES TRUST US AER DEF ETFhistory →US AER DEF ETF1.59%$2M8.5K
16AXPAMERICAN EXPRESS CO COMhistory →COM1.47%$2M13.6K
17PGPROCTER & GAMBLE CO COMhistory →COM1.45%$2M15.1K
18MCDMCDONALD'S CORPORATION COMhistory →COM1.36%$2M7.5K
19DISWALT DISNEY COMPANY (THE) COMhistory →COM1.29%$1M10.5K
20HDHOME DEPOT INC COMhistory →COM1.25%$1M6.8K
21INTEGRYS ENERGY GROUP INC PRF 6 JN SUB NT 2073PRF 6 JN SUB NT 20731.20%$1M51.3K
22SPARK ENERGY INC 8.75 FIXED FLTG CUM RED8.75 FIXED FLTG CUM RED1.16%$1M54.3K
23CLXCLOROX CO COMhistory →COM1.08%$1M8.0K
24DEODIAGEO ADR SPONSOREDhistory →ADR SPONSORED1.06%$1M7.0K
25ALGONQUIN POWER & UTILITIES CO 6.875 FIX FLT RT SUB NTS6.875 FIX FLT RT SUB NTS1.06%$1M44.8K
26VALLEY NATIONAL BANCORP 5.5 NON CUM PERP PRF SER5.5 NON CUM PERP PRF SER1.03%$1M45.6K
27JBLUJETBLUE AIRWAYS CORPORATION COMhistory →COM1.03%$1M63.6K
28KMIKINDER MORGAN INC COMCOM0.97%$1M53.0K
29TGTTARGET CORP COMCOM0.92%$1M12.1K
30MALVERN BANCORP INC COMCOM0.85%$968,00044.0K
31COSTCOSTCO WHOLESALE CORP COMCOM0.82%$936,0003.5K
32ETSYETSY INC COMCOM0.74%$839,00013.7K
33IBMINTERNATIONAL BUS MACH CORP COMCOM0.66%$752,0005.4K
34GLDSPDR GOLD TRUST GOLD SHS ETFGOLD SHS ETF0.66%$747,0005.6K
35BIBPROSHARES TRUST PSHS ULT NASB ETFPSHS ULT NASB ETF0.60%$678,00013.0K
36JNJJOHNSON & JOHNSON COMCOM0.57%$651,0004.7K
37ENERGY TRANSFER OPERATING L P FIX TO FLTG CUM RED PERP PRFIX TO FLTG CUM RED PERP PR0.57%$649,00026.0K
38AGZISHARES TRUST AGENCY BOND ETFAGENCY BOND ETF0.53%$598,0005.2K
39USRTISHARES TRUST CRE U S REIT ETFCRE U S REIT ETF0.52%$596,00011.5K
40MEDLEY LLC 7.25 NTS 30/01/24 USD257.25 NTS 30/01/24 USD250.50%$565,00034.0K
41ANNALY CAPITAL MANAGEMENT INC 6.5 CUM RED PFD STK FIX FL6.5 CUM RED PFD STK FIX FL0.49%$556,00023.0K
42KOCOCA-COLA CO COMCOM0.49%$554,00010.9K
43BACBANK OF AMERICA CORPORATION COMCOM0.48%$545,00018.8K
44SPYMSPDR SERIES TRUST PORTFOLIO LR ETFPORTFOLIO LR ETF0.46%$520,00015.0K
45TAT&T INC COMCOM0.45%$516,00015.4K
46CHIMERA INVESTMENT CORPORATION 8 FIX TO FLTG RA CUM R8 FIX TO FLTG RA CUM R0.45%$514,00019.9K
47SMINISHARES TRUST MSCI INDIA SM CP ETFMSCI INDIA SM CP ETF0.44%$497,00012.9K
48BBNBLACKROCK BUILD AM TAX MUNICPAL BD TR SHSTAX MUNICPAL BD TR SHS0.43%$490,00020.6K
49EBAY INC 6 NTS 01/02/56 USD256 NTS 01/02/56 USD250.42%$473,00017.9K
50VALLEY NATIONAL BANCORP 6.25 NON CUM PERP PRF6.25 NON CUM PERP PRF0.41%$472,00017.2K
51UNITED STATES STEEL CORP COMCOM0.40%$461,00030.1K
52QQQINVESCO QQQ TRUST UNIT SER 1 ETFUNIT SER 1 ETF0.40%$450,0002.4K
53SPIBSPDR SERIES TRUST PORTFOLIO INTRMD ETFPORTFOLIO INTRMD ETF0.38%$430,00012.2K
54DDDUPONT DE NEMOURS INC COMCOM0.37%$424,0005.6K
55NYFISHARES TRUST NEW YORK MUN ETFNEW YORK MUN ETF0.37%$423,0007.4K
56HONHONEYWELL INTERNATIONAL INC COMCOM0.36%$405,0002.3K
57CVXCHEVRON CORPORATION COMCOM0.35%$401,0003.2K
58CALYCALLAWAY GOLF COMPANY COMCOM0.34%$384,00022.4K
59SPDR SERIES TRUST PORTFOLIO SM ETFPORTFOLIO SM ETF0.33%$372,00012.1K
60FDNFIRST TR EXCHANGE DJ INTERNT IDX ETFDJ INTERNT IDX ETF0.32%$363,0002.6K
61ACWIISHARES TRUST MSCI ACWI ETFMSCI ACWI ETF0.31%$352,0004.8K
62SPDWSPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETFPORTFOLIO DEVLPD ETF0.31%$349,00011.9K
63IVVISHARES TRUST CORE S&P500 ETFCORE S&P500 ETF0.31%$349,0001.2K
64GABELLI DIV & INC PFD SER G USD25PFD SER G USD250.30%$345,00013.8K
65FBTFIRST TR EXCHANGE NY ARCA BIOTECH ETFNY ARCA BIOTECH ETF0.29%$332,0002.3K
66DGSWISDOMTREE TRUST EMG MKTS SMCAP ETFEMG MKTS SMCAP ETF0.29%$331,0007.0K
67DFEWISDOMTREE TRUST EUROPE SMCP DV ETFEUROPE SMCP DV ETF0.29%$327,0005.7K
68PNC FINANCIAL SERVICES GROUP DEP SHS REPR 1/4000 PFD QDEP SHS REPR 1/4000 PFD Q0.29%$325,00013.0K
69MEDLEY LLC 6.875 NTS 15/08/26 USD256.875 NTS 15/08/26 USD250.28%$318,00019.5K
70EWZISHARES INC MSCI BRAZIL ETFMSCI BRAZIL ETF0.26%$298,0006.8K
71SPMDSPDR SERIES TRUST PORTFOLIO MD ETFPORTFOLIO MD ETF0.26%$296,0008.9K
72FXHFIRST TRUST EXCH TRADED FUND 2 HLTH CARE ALPH ETFHLTH CARE ALPH ETF0.25%$287,0003.7K
73EXMOCEXXON MOBIL CORPORATION COMCOM0.25%$286,0003.7K
74GLOBAL INDEMNITY LTD 7.875 SUB 15/04/2047 USD257.875 SUB 15/04/2047 USD250.25%$286,00011.0K
75FLOTISHARES TRUST FLTG RATE NT ETFFLTG RATE NT ETF0.25%$285,0005.6K
76PAWZPROSHARES TRUST PET CARE ETFPET CARE ETF0.25%$284,0006.6K
77PHKPIMCO HIGH INCOME FUND COM SHSCOM SHS0.25%$283,00036.1K
78DOWDOW INC COMCOM0.25%$282,0005.7K
79VLYVALLEY NATIONAL BANCORP COMCOM0.24%$279,00025.9K
80VZVERIZON COMMUNICATIONS COMCOM0.24%$276,0004.8K
81SPIPSPDR SERIES TRUST BLOMBRG BRC TIPS ETFBLOMBRG BRC TIPS ETF0.24%$274,0004.8K
82GXCSPDR INDEX SHARES FUNDS S&P CHINA ETFS&P CHINA ETF0.24%$269,0002.8K
83FPXFIRST TRUST EXCHANGE TRADED FD US EQTY OPPT ETFUS EQTY OPPT ETF0.23%$266,0003.4K
84RSPGINVESCO EXCHANGE TRADED FD TR S&P500 EQL ENR ETFS&P500 EQL ENR ETF0.23%$265,0005.5K
85YYEURYY INC ADRADR0.23%$264,0003.8K
86PFFISHARES TRUST PFD AND INCM SEC ETFPFD AND INCM SEC ETF0.23%$260,0007.1K
87MRKMERCK & CO INC COMCOM0.23%$258,0003.1K
88CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INTDEP SHS REPRSTG 1/40TH INT0.22%$254,00010.0K
89CCLCARNIVAL CORP UNITS (COMPR 1 COM & 1 TRUNITS (COMPR 1 COM & 1 TR0.22%$253,0005.4K
90PRIORITY INCOME FUND INC CUM PFD SER C CALLABLECUM PFD SER C CALLABLE0.22%$253,00010.0K
91PEGPUBLIC SERVICE ENTERPRISE GRP COMCOM0.22%$252,0004.3K
92VTVVANGUARD VALUE ETFVALUE ETF0.21%$236,0002.1K
93JPMJPMORGAN CHASE & CO. COMCOM0.20%$230,0002.1K
94BIVVANGUARD INTERMED TERM ETFINTERMED TERM ETF0.20%$226,0002.6K
95ANNALY CAPITAL MANAGEMENT INC 6.95 FXD FLTG CUM RED SR F6.95 FXD FLTG CUM RED SR F0.20%$226,0009.0K
96FORD MOTOR CO 6.2 NTS DUE 01/06/2059 USD6.2 NTS DUE 01/06/2059 USD0.18%$210,0008.0K
97LLYELI LILLY AND COMPANY COMCOM0.18%$210,0001.9K
98USBUS BANCORP COMCOM0.18%$205,0003.9K
99BABAALIBABA GROUP HOLDING LTD ADRADR0.18%$202,0001.2K
100CNOBCONNECTONE BANCORP INC COMCOM0.18%$202,0008.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q3 2022$81M94Oct 28, 202213F-HRchanges · EDGAR ↗
Q2 2022$129M33Jul 19, 202213F-HRchanges · EDGAR ↗
Q1 2022$107M108May 4, 202213F-HRchanges · EDGAR ↗
Q4 2021$136M121Feb 16, 202213F-HRchanges · EDGAR ↗
Q3 2020$82M81Nov 9, 202013F-HRchanges · EDGAR ↗
Q2 2020$77M78Aug 4, 202013F-HRchanges · EDGAR ↗
Q1 2020$64M70May 7, 202013F-HRchanges · EDGAR ↗
Q4 2019$116M378Feb 3, 202013F-HRchanges · EDGAR ↗
Q3 2019$113M362Nov 7, 201913F-HRchanges · EDGAR ↗
Q2 2019$114M371Jul 31, 201913F-HRchanges · EDGAR ↗
Q1 2019$174M462Apr 8, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.