SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Tower View Wealth Management LLC

CIK 0001729045 · 4414 N OAKLAND AVE UNIT 406, SHOREWOOD, WI, 53211 · 4142534096

Reported Value
$180M
Q3 2021
Positions
222
Filings on Record
30
2019–present window
Filed
Nov 8, 2021
original filing

Summary

Tower View Wealth Management LLC reported $180M in U.S.-listed holdings across 222 positions for Q3 2021.

Its largest position, TSM, represents 3.1% of the portfolio.

Compared with Q2 2021, the fund opened 79 new positions and exited 37.

Portfolio Metrics

Turnover
+11.4%
vs prior filed quarter
Top-10 Concentration
+27.5%
share of reported value
Largest Position
+3.1%
Taiwan Semiconductor Mfg
New / Exited
79 / 37
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $97MQ4 ’18Q1 ’19: $113MQ2 ’19: $117MQ3 ’19: $121MQ4 ’19: $132MQ4 ’19Q1 ’20: $111MQ2 ’20: $137MQ3 ’20: $154MQ4 ’20: $176MQ4 ’20Q1 ’21: $183MQ2 ’21: $197MQ3 ’21: $180MQ4 ’21: $196MQ4 ’21Q1 ’22: $186MQ2 ’22: $136MQ3 ’22: $131MQ1 ’23: $148,801Q1 ’23Q2 ’23: $147,452Q3 ’23: $142,386Q4 ’23: $161,346Q2 ’24: $174MQ2 ’24Q3 ’24: $183MQ4 ’24: $189MQ1 ’25: $172MQ2 ’25: $193MQ2 ’25Q3 ’25: $193MQ4 ’25: $202MQ1 ’26: $195Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 78.5%ETP: 14.1%Other: 3.8%ADR: 3.2%REIT: 0.3%Other: 0.1%
  • Common Stock · 78.5% · $141M
  • ETP · 14.1% · $25M
  • Other · 3.8% · $7M
  • ADR · 3.2% · $6M
  • REIT · 0.3% · $520,000
  • Other · 0.1% · $209,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MEDTRONIC PLCNEW+17.3K17.3K+$2M$2M
AXONAXON ENTERPRISE INCNEW+9.0K9.0K+$2M$2M
NDQINVESCO QQQ TRNEW+4.1K4.1K+$1M$1M
DECKDECKERS OUTDOOR CORPNEW+3.9K3.9K+$1M$1M
PINSPINTEREST INCNEW+26.0K26.0K+$1M$1M
WECWEC ENERGY GROUP INCNEW+5.6K5.6K+$495,000$495,000
DYHTARGET CORPNEW+2.0K2.0K+$448,000$448,000
BRK/BBERKSHIRE HATHAWAY INC DELNEW+990990+$270,000$270,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1GOOGALPHABET INCCOM4.13%$7M2.8K
2TSMTAIWAN SEMICONDUCTOR MFG LTDhistory →COM3.13%$6M50.5K
3MSFTMICROSOFT CORPhistory →COM2.96%$5M18.9K
4HDHOME DEPOT INChistory →COM2.93%$5M16.1K
5MRSHMARSH & MCLENNAN COS INChistory →COM2.89%$5M34.4K
6AAPLAPPLE INChistory →COM2.68%$5M34.1K
7EWEDWARDS LIFESCIENCES CORPhistory →COM2.63%$5M41.9K
8PYPLPAYPAL HLDGS INChistory →COM2.61%$5M18.1K
9ADBEADOBE SYSTEMS INCORPORATEDhistory →COM2.61%$5M8.2K
10SML CP GRW ETFCOM2.60%$5M16.7K
11LHXL3HARRIS TECHNOLOGIES INChistory →COM2.50%$5M20.4K
12KSUEURKANSAS CITY SOUTHERNhistory →COM2.43%$4M16.2K
13AMZNAMAZON COM INChistory →COM2.41%$4M1.3K
14VVISA INChistory →COM2.40%$4M19.4K
15SPDR S&P 500 ETF TRCOM2.34%$4M9.8K
16DEDEERE & COhistory →COM2.31%$4M12.4K
17UNHUNITEDHEALTH GROUP INChistory →COM2.29%$4M10.6K
18SBUXSTARBUCKS CORPhistory →COM2.26%$4M37.0K
19DOVDOVER CORPhistory →COM2.12%$4M24.6K
20LLYLILLY ELI & COhistory →COM2.07%$4M16.1K
21DISDISNEY WALT COhistory →COM1.95%$4M20.8K
22COSTCOSTCO WHSL CORP NEWhistory →COM1.94%$3M7.8K
23NVDANVIDIA CORPORATIONhistory →COM1.86%$3M16.2K
24UNPUNION PAC CORPhistory →COM1.86%$3M17.1K
25DHRDANAHER CORPORATIONhistory →COM1.84%$3M10.9K
26VUGGROWTH ETFhistory →COM1.82%$3M11.3K
27DIV APP ETFCOM1.73%$3M20.4K
28WMTWALMART INChistory →COM1.73%$3M22.3K
29SHWSHERWIN WILLIAMS COhistory →COM1.64%$3M10.6K
30LULULULULEMON ATHLETICA INChistory →COM1.49%$3M6.6K
31SMGSCOTTS MIRACLE-GRO COhistory →COM1.45%$3M17.8K
32NEENEXTERA ENERGY INChistory →COM1.44%$3M33.1K
33NUVAGBPNUVASIVE INChistory →COM1.34%$2M40.3K
34XYZSQUARE INChistory →COM1.25%$2M9.4K
35NOVA LTDCOM1.21%$2M21.4K
36MEDTRONIC PLCCOM1.20%$2M17.3K
37ITWILLINOIS TOOL WKS INChistory →COM1.10%$2M9.6K
38HEALTH CAR ETFCOM0.98%$2M7.2K
39PEPPEPSICO INCCOM0.95%$2M11.4K
40WDAYWORKDAY INCCOM0.91%$2M6.6K
41AXONAXON ENTERPRISE INCCOM0.88%$2M9.0K
42NFLXNETFLIX INCCOM0.87%$2M2.6K
43ETSYETSY INCCOM0.86%$2M7.5K
44INF TECH ETFCOM0.85%$2M3.8K
45CRWDCROWDSTRIKE HLDGS INCCOM0.82%$1M6.0K
46DOCUDOCUSIGN INCCOM0.81%$1M5.7K
47NDQINVESCO QQQ TRCOM0.81%$1M4.1K
48DECKDECKERS OUTDOOR CORPCOM0.78%$1M3.9K
49PINSPINTEREST INCCOM0.74%$1M26.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$195M204Apr 20, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M176Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$193M174Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M194Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$172M186Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$189M196Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$183M195Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$174M183Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review193Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$161,346183Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$142,386179Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$147,452185Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$148,801157May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review165Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$131M171Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M163Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M187May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$196M191Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$180M222Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$197M180Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M203Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M174Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$154M160Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$137M157Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M119Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M146Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M145Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$117M139Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M144Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$97M139Jan 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.