SEC 13F Intelligence

Managers / Q1 2021 · view latest →

Tower View Wealth Management LLC

CIK 0001729045 · 4414 N OAKLAND AVE UNIT 406, SHOREWOOD, WI, 53211 · 4142534096

Reported Value
$183M
Q1 2021
Positions
203
Filings on Record
29
2019–present window
Filed
Apr 23, 2021
original filing

Summary

Tower View Wealth Management LLC reported $183M in U.S.-listed holdings across 203 positions for Q1 2021.

Its largest position, TSM, represents 3.3% of the portfolio.

Compared with Q4 2020, the fund opened 49 new positions and exited 20.

Portfolio Metrics

Turnover
+11.2%
vs prior filed quarter
Top-10 Concentration
+26.2%
share of reported value
Largest Position
+3.3%
Taiwan Semi Adr
New / Exited
49 / 20
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $113MQ1 ’19Q2 ’19: $117MQ3 ’19: $121MQ4 ’19: $132MQ1 ’20: $111MQ1 ’20Q2 ’20: $137MQ3 ’20: $154MQ4 ’20: $176MQ1 ’21: $183MQ1 ’21Q2 ’21: $197MQ3 ’21: $180MQ4 ’21: $196MQ1 ’22: $186MQ1 ’22Q2 ’22: $136MQ3 ’22: $131MQ4 ’22: $144MQ1 ’23: $149MQ1 ’23Q2 ’23: $147MQ3 ’23: $142MQ4 ’23: $161MQ1 ’24: $171MQ1 ’24Q2 ’24: $174MQ3 ’24: $183MQ4 ’24: $189MQ1 ’25: $172MQ1 ’25Q2 ’25: $193MQ3 ’25: $193MQ4 ’25: $202MQ1 ’26: $195MQ1 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 71.8%ADR: 13.5%ETP: 12.3%Other: 2.2%REIT: 0.1%Other: 0.1%
  • Common Stock · 71.8% · $131M
  • ADR · 13.5% · $25M
  • ETP · 12.3% · $22M
  • Other · 2.2% · $4M
  • REIT · 0.1% · $267,000
  • Other · 0.1% · $142,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
DOVDoverNEW+9.8K9.8K+$1M$1M
ADYEYAdyen NVNEW+28.2K28.2K+$1M$1M
Axon EnterprisesNEW+8.7K8.7K+$1M$1M
CHGGChegg IncNEW+13.0K13.0K+$1M$1M
ETSYEtsy IncNEW+3.8K3.8K+$765,000$765,000
VIGIVanguard Intl Dividend GrNEW+7.4K7.4K+$612,000$612,000
CTASCintas CorpNEW+4343+$15,000$15,000
IWFiShares Russell 1000 GrowNEW+5858+$14,000$14,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

202 positions (from 203 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TSMTaiwan Semi ADRhistory →Equities3.26%$6M50.3K
2GOOGAlphabet Inc.Equities3.18%$6M2.8K
3Kansas City SouthernEquities2.78%$5M19.2K
4HDHome Depot Inchistory →Equities2.65%$5M15.8K
5VBKVanguard Small Growthhistory →Equities2.51%$5M16.7K
6PYPLPaypal Holdings Inchistory →Equities2.39%$4M18.0K
7MSFTMicrosoft Corphistory →Equities2.38%$4M18.5K
8NSRGYNestle ADRhistory →Equities2.37%$4M38.8K
9AAPLApple Inchistory →Equities2.33%$4M34.8K
10ADBEAdobe Systems Inchistory →Equities2.32%$4M8.9K
11VVisa Inchistory →Equities2.30%$4M19.8K
12MRSHMarsh & McLennanhistory →Equities2.28%$4M34.2K
13SPYS&P 500history →Equities2.26%$4M10.4K
14LHXL3Harris Technologieshistory →Equities2.24%$4M20.2K
15AMZNAmazon.comhistory →Equities2.17%$4M1.3K
16SBUXStarbuckshistory →Equities2.14%$4M35.8K
17LVMUYLVMH Moet ADRhistory →Equities2.14%$4M29.3K
18DISWalt Disney Cohistory →Equities2.10%$4M20.8K
19UNHUnitedHealth Grouphistory →Equities2.09%$4M10.3K
20LLYEli Lilly & Companyhistory →Equities2.07%$4M20.3K
21EWEdwards Lifescienceshistory →Equities1.92%$4M42.0K
22UNPUnion Pacific Corphistory →Equities1.92%$4M15.9K
23SMGScotts Miracle Gro Coshistory →Equities1.88%$3M14.0K
24LRLCYL' Oreal ADRhistory →Equities1.85%$3M44.2K
25PGProcter & Gamblehistory →Equities1.69%$3M22.8K
26VUGVanguard Growth Stockshistory →Equities1.63%$3M11.6K
27VIGVanguard Dividend Growthhistory →Equities1.62%$3M20.1K
28WMTWal-Mart Stores Inchistory →Equities1.61%$3M21.7K
29QCOMQualcommhistory →Equities1.57%$3M21.6K
30XYZSquare Inchistory →Equities1.50%$3M12.1K
31HESAYHermes Intl ADRhistory →Equities1.47%$3M24.3K
32SHWSherwin Williams Cohistory →Equities1.41%$3M3.5K
33COSTCostco Wholesale Cohistory →Equities1.37%$2M7.1K
34PEPPepsicohistory →Equities1.33%$2M17.2K
35NVDANvidia Corphistory →Equities1.32%$2M4.5K
36NEENexterahistory →Equities1.32%$2M31.8K
37DHRDanaher Corphistory →Equities1.25%$2M10.2K
38LULULululemon Athleticahistory →Equities1.10%$2M6.6K
39QGENQiagen NVhistory →Equities1.06%$2M39.6K
40NVMINova Measuring Inst ADRhistory →Equities1.05%$2M21.1K
41REGNRegeneron PharmaEquities0.99%$2M3.8K
42ADDYYAdidas AGEquities0.97%$2M11.2K
43VHTVanguard Health CareEquities0.90%$2M7.2K
44WDAYWorkday IncEquities0.87%$2M6.4K
45VDCVanguard Cons StaplesEquities0.85%$2M8.7K
46VRTXVertex PharmaceuticalsEquities0.77%$1M6.5K
47PTONPeloton Interactive IncEquities0.76%$1M12.3K
48ZLNDYZalando ADREquities0.74%$1M27.6K
49ROKURoku Inc.Equities0.74%$1M4.2K
50Invesco QQQ NASDAQEquities0.74%$1M4.2K
51DOVDoverEquities0.74%$1M9.8K
52Nuvasive IncEquities0.73%$1M20.2K
53VGTVanguard TechnologyEquities0.73%$1M3.7K
54DOCUDocuSign IncEquities0.72%$1M6.5K
55CRWDCrowdstrike Hldgs IncEquities0.70%$1M7.0K
56ADYEYAdyen NVEquities0.69%$1M28.2K
57Axon EnterprisesEquities0.68%$1M8.7K
58JAMFJamf Holding CorpEquities0.65%$1M33.5K
59CHGGChegg IncEquities0.61%$1M13.0K
60NFLXNetflixEquities0.58%$1M2.0K
61SPOTSpotify TechnologyEquities0.56%$1M3.8K
62ETSYEtsy IncEquities0.42%$765,0003.8K
63TDOCTeladoc IncEquities0.39%$720,0004.0K
64VCRVang Consumer DiscEquities0.38%$690,0002.3K
65CLXClorox CompanyEquities0.35%$644,0003.3K
66VIGIVanguard Intl Dividend GrEquities0.33%$612,0007.4K
67Wisconsin EnergyEquities0.29%$527,0005.6K
68WORKSlack Technologies IncEquities0.28%$515,00012.7K
69SHYiShares S-T TreasuryEquities0.26%$474,0005.5K
70KOCoca ColaEquities0.21%$389,0007.4K
71VOVanguard Mid CapEquities0.20%$373,0001.7K
72MGEEMGE EnergyEquities0.20%$361,0005.1K
73LMTLockheed Martin CorpEquities0.20%$358,000968
74AEPAmer Electric Pwr CoEquities0.19%$348,0004.1K
75Medtronic IncEquities0.19%$341,0002.9K
76JNJJohnson & JohnsonEquities0.19%$340,0002.1K
77Merck & Co IncEquities0.17%$311,0004.0K
78ADIAnalog DevicesEquities0.16%$295,0001.9K
79Berkshire HathawayEquities0.15%$266,0001.0K
80PSAPublic Storage REITEquities0.14%$258,0001.0K
81VYMVanguard High Div YldEquities0.13%$245,0002.4K
82MDLZMondelez Intl IncEquities0.12%$215,0003.7K
83HXLHexcelEquities0.10%$174,0003.1K
84MDYSPDR Mid-CapEquities0.09%$159,000333
85TSLATesla Motors IncEquities0.09%$157,000235
86VBVanguard Small CapEquities0.09%$157,000734
87SYKStryker CorpEquities0.07%$124,000511
88TMOThermo Fisher ScientificEquities0.06%$115,000253
89XLVSPDR Health Care FundEquities0.06%$114,000974
90VTIVanguard Total Stock MktEquities0.06%$104,000502
91VZVerizon CommunicationsEquities0.05%$91,0001.6K
92VOOVanguard S&P 500 ETFEquities0.05%$85,000232
93BMYBristol-Myers SquibbEquities0.04%$76,0001.2K
94IWViShares Russell 3000Equities0.04%$67,000283
95XELXcel EnergyEquities0.04%$66,000992
96BACBank Of America CorpEquities0.03%$62,0001.6K
97MCDMcDonaldsEquities0.03%$62,000277
98WTRGEssential Utils IncEquities0.03%$53,0001.2K
99CRMSalesforceEquities0.03%$52,000247
100ABTAbbott LaboratoriesEquities0.03%$50,000415

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$195M204Apr 20, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M176Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$193M174Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M194Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$172M186Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$189M196Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$183M195Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$174M183Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024$171M193Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$161M183Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$142M179Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$147M185Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$149M157May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$144M165Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$131M171Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M163Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M187May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$196M191Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$180M222Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$197M180Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M203Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M174Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$154M160Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$137M157Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M119Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M146Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M145Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$117M139Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M144Apr 16, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.