SEC 13F Intelligence

Managers / Q3 2019 · view latest →

Tower View Wealth Management LLC

CIK 0001729045 · 4414 N OAKLAND AVE UNIT 406, SHOREWOOD, WI, 53211 · 4142534096

Reported Value
$121M
Q3 2019
Positions
145
Filings on Record
30
2019–present window
Filed
Oct 9, 2019
original filing

Summary

Tower View Wealth Management LLC reported $121M in U.S.-listed holdings across 145 positions for Q3 2019.

Its largest position, MDY, represents 4.8% of the portfolio.

Compared with Q2 2019, the fund opened 7 new positions and exited 1.

Portfolio Metrics

Turnover
+2.8%
vs prior filed quarter
Top-10 Concentration
+33.1%
share of reported value
Largest Position
+4.8%
Spdr Mid Cap
New / Exited
7 / 1
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $97MQ4 ’18Q1 ’19: $113MQ2 ’19: $117MQ3 ’19: $121MQ4 ’19: $132MQ4 ’19Q1 ’20: $111MQ2 ’20: $137MQ3 ’20: $154MQ4 ’20: $176MQ4 ’20Q1 ’21: $183MQ2 ’21: $197MQ3 ’21: $180MQ4 ’21: $196MQ4 ’21Q1 ’22: $186MQ2 ’22: $136MQ3 ’22: $131MQ1 ’23: $148,801Q1 ’23Q2 ’23: $147,452Q3 ’23: $142,386Q4 ’23: $161,346Q2 ’24: $174MQ2 ’24Q3 ’24: $183MQ4 ’24: $189MQ1 ’25: $172MQ2 ’25: $193MQ2 ’25Q3 ’25: $193MQ4 ’25: $202MQ1 ’26: $195Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.8%ETP: 25.0%ADR: 7.3%Other: 6.6%REIT: 0.3%
  • Common Stock · 60.8% · $74M
  • ETP · 25.0% · $30M
  • ADR · 7.3% · $9M
  • Other · 6.6% · $8M
  • REIT · 0.3% · $340,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LDOSLeidos Holdings IncNEW+16.2K16.2K+$1M$1M
iShares Core S&PNEW+404404+$121,000$121,000
WMTWal-Mart Stores IncNEW+525525+$62,000$62,000
iShares Russell Mid CapNEW+792792+$44,000$44,000
EXKExact Sciences CorpNEW+105105+$9,000$9,000
DISWalt Disney CoNEW+6060+$8,000$8,000
METAFacebook IncNEW+77+$1,000$1,000
MCDMcDonaldsADDED+2.3K3.1K+$503,000$673,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MDYSPDR Mid-Caphistory →Equities4.82%$6M16.6K
2iShares Russell 3000Equities4.29%$5M29.9K
3S&P 500Equities3.61%$4M14.8K
4Vanguard Small GrowthEquities3.57%$4M23.7K
5Nestle ADREquities3.18%$4M35.6K
6PEPPepsicohistory →Equities3.02%$4M26.7K
7GOOGAlphabet Inc.Equities2.87%$3M2.8K
8VVisa Inchistory →Equities2.78%$3M19.6K
9HDHome Depot Inchistory →Equities2.65%$3M13.8K
10MRSHMarsh & McLennanhistory →Equities2.62%$3M31.7K
11UTXZUnited Technologieshistory →Equities2.56%$3M22.8K
12EWEdwards Lifescienceshistory →Equities2.43%$3M13.4K
13KSUEURKansas City Southernhistory →Equities2.35%$3M21.4K
14AMZNAmazon.comhistory →Equities2.33%$3M1.6K
15LMTLockheed Martin Corphistory →Equities2.31%$3M7.2K
16LLYEli Lilly & Companyhistory →Equities2.29%$3M24.8K
17VUGVanguard Growth Stockshistory →Equities2.25%$3M16.4K
18ADBEAdobe Systems Inchistory →Equities2.21%$3M9.7K
19PYPLPaypal Holdings Inchistory →Equities2.17%$3M25.3K
20LHXL3Harris Technologieshistory →Equities2.16%$3M12.5K
21Merck & Co IncEquities2.16%$3M31.0K
22BABoeing Cohistory →Equities2.14%$3M6.8K
23AAPLApple Inchistory →Equities2.13%$3M11.5K
24CB1AConstellation Brandshistory →Equities2.00%$2M11.7K
25Elbit Systems LtdEquities1.86%$2M13.7K
26MSFTMicrosoft Corphistory →Equities1.83%$2M16.0K
27LVMUYLVMH Moet ADRhistory →Equities1.77%$2M27.0K
28SBUXStarbuckshistory →Equities1.71%$2M23.4K
29LRLCYL' Oreal ADRhistory →Equities1.71%$2M37.0K
30UNHUnitedHealth Grouphistory →Equities1.64%$2M9.2K
31SYKStryker Corphistory →Equities1.61%$2M9.0K
32ISRGIntuitive Surgicalhistory →Equities1.38%$2M3.1K
33Vanguard Small CapEquities1.35%$2M10.7K
34DALDelta Air Lines Inchistory →Equities1.31%$2M27.5K
35Vanguard Dividend GrowthEquities1.29%$2M13.0K
36LDOSLeidos Holdings Inchistory →Equities1.15%$1M16.2K
37XLNXEURXilinx Inchistory →Equities1.13%$1M14.3K
38NVDANvidia CorpEquities0.99%$1M6.9K
39Vanguard High Div YldEquities0.96%$1M13.0K
40IACIEURIAC/InterActiveEquities0.87%$1M4.9K
41Invesco QQQ NASDAQEquities0.75%$908,0004.8K
42PRLBProto Labs IncEquities0.74%$896,0008.8K
43Berkshire HathawayEquities0.72%$868,0004.2K
44AXONAxon Enterprise IncEquities0.70%$850,00015.0K
45MLB1MercadoLibre IncEquities0.69%$838,0001.5K
46Vanguard Health CareEquities0.67%$811,0004.8K
47Spotify TechnologyEquities0.64%$778,0006.8K
48Total SA ADREquities0.61%$741,00014.2K
49NFLXNetflixEquities0.61%$741,0002.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$195M204Apr 20, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M176Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$193M174Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M194Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$172M186Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$189M196Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$183M195Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$174M183Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review193Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$161,346183Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$142,386179Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$147,452185Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$148,801157May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review165Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$131M171Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M163Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M187May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$196M191Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$180M222Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$197M180Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M203Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M174Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$154M160Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$137M157Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M119Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M146Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M145Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$117M139Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M144Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$97M139Jan 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.