SEC 13F Intelligence

Managers / Q4 2020 · view latest →

Tower View Wealth Management LLC

CIK 0001729045 · 4414 N OAKLAND AVE UNIT 406, SHOREWOOD, WI, 53211 · 4142534096

Reported Value
$176M
Q4 2020
Positions
174
Filings on Record
30
2019–present window
Filed
Jan 26, 2021
original filing

Summary

Tower View Wealth Management LLC reported $176M in U.S.-listed holdings across 174 positions for Q4 2020.

Its largest position, TSM, represents 3.4% of the portfolio.

Compared with Q3 2020, the fund opened 21 new positions and exited 7.

Portfolio Metrics

Turnover
+3.9%
vs prior filed quarter
Top-10 Concentration
+25.9%
share of reported value
Largest Position
+3.4%
Taiwan Semi Adr
New / Exited
21 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $97MQ4 ’18Q1 ’19: $113MQ2 ’19: $117MQ3 ’19: $121MQ4 ’19: $132MQ4 ’19Q1 ’20: $111MQ2 ’20: $137MQ3 ’20: $154MQ4 ’20: $176MQ4 ’20Q1 ’21: $183MQ2 ’21: $197MQ3 ’21: $180MQ4 ’21: $196MQ4 ’21Q1 ’22: $186MQ2 ’22: $136MQ3 ’22: $131MQ1 ’23: $148,801Q1 ’23Q2 ’23: $147,452Q3 ’23: $142,386Q4 ’23: $161,346Q2 ’24: $174MQ2 ’24Q3 ’24: $183MQ4 ’24: $189MQ1 ’25: $172MQ2 ’25: $193MQ2 ’25Q3 ’25: $193MQ4 ’25: $202MQ1 ’26: $195Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 66.1%ADR: 14.0%ETP: 12.8%Other: 6.7%REIT: 0.1%Other: 0.2%
  • Common Stock · 66.1% · $116M
  • ADR · 14.0% · $25M
  • ETP · 12.8% · $23M
  • Other · 6.7% · $12M
  • REIT · 0.1% · $259,000
  • Other · 0.2% · $322,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
REGNRegeneron PharmaNEW+3.2K3.2K+$2M$2M
PTONPeloton Interactive IncNEW+10.3K10.3K+$2M$2M
NUVAGBPNuvasive IncNEW+18.9K18.9K+$1M$1M
JAMFJamf Holding CorpNEW+31.2K31.2K+$935,000$935,000
American Well CorpNEW+24.0K24.0K+$608,000$608,000
Royal Bank Of CaNEW+10.8K10.8K+$114,000$114,000
QCOMQualcommNEW+668668+$102,000$102,000
Vanguard S&P 500 ETFNEW+232232+$80,000$80,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1TSMTaiwan Semi ADRhistory →Equities3.39%$6M54.7K
2GOOGAlphabet Inc.Equities2.77%$5M2.8K
3PYPLPaypal Holdings Inchistory →Equities2.70%$5M20.3K
4AAPLApple Inchistory →Equities2.66%$5M35.2K
5Vanguard Small GrowthEquities2.57%$5M16.9K
6Nestle ADREquities2.56%$5M38.3K
7ADBEAdobe Systems Inchistory →Equities2.50%$4M8.8K
8VVisa Inchistory →Equities2.44%$4M19.6K
9S&P 500Equities2.40%$4M11.3K
10HDHome Depot Inchistory →Equities2.38%$4M15.8K
11AMZNAmazon.comhistory →Equities2.34%$4M1.3K
12MSFTMicrosoft Corphistory →Equities2.34%$4M18.5K
13LLYEli Lilly & Companyhistory →Equities2.30%$4M24.0K
14KSUEURKansas City Southernhistory →Equities2.27%$4M19.6K
15MRSHMarsh & McLennanhistory →Equities2.23%$4M33.5K
16PEPPepsicohistory →Equities2.21%$4M26.2K
17LHXL3Harris Technologieshistory →Equities2.17%$4M20.2K
18EWEdwards Lifescienceshistory →Equities2.16%$4M41.7K
19VUGVanguard Growth Stockshistory →Equities2.15%$4M14.9K
20DISWalt Disney Cohistory →Equities2.14%$4M20.8K
21SBUXStarbuckshistory →Equities2.13%$4M35.1K
22LVMUYLVMH Moet ADRhistory →Equities2.07%$4M29.2K
23UNHUnitedHealth Grouphistory →Equities1.97%$3M9.9K
24LRLCYL' Oreal ADRhistory →Equities1.89%$3M43.7K
25Merck & Co IncEquities1.81%$3M39.0K
26LMTLockheed Martin Corphistory →Equities1.75%$3M8.7K
27PGProcter & Gamblehistory →Equities1.75%$3M22.1K
28WMTWal-Mart Stores Inchistory →Equities1.67%$3M20.4K
29Vanguard Dividend GrowthEquities1.66%$3M20.7K
30XYZSquare Inchistory →Equities1.61%$3M13.0K
31LDOSLeidos Holdings Inchistory →Equities1.59%$3M26.6K
32SMGScotts Miracle Gro Coshistory →Equities1.58%$3M14.0K
33HESAYHermes Intl ADRhistory →Equities1.47%$3M23.9K
34SHWSherwin Williams Cohistory →Equities1.43%$3M3.4K
35UNPUnion Pacific Corphistory →Equities1.36%$2M11.5K
36NVDANvidia Corphistory →Equities1.30%$2M4.4K
37Qiagen NVEquities1.15%$2M38.2K
38AXONAxon Enterprise Inchistory →Equities1.11%$2M16.0K
39ADDYYAdidas AGhistory →Equities1.05%$2M10.1K
40Vanguard Health CareEquities0.96%$2M7.5K
41ROKURoku Inc.Equities0.92%$2M4.9K
42REGNRegeneron PharmaEquities0.89%$2M3.2K
43PTONPeloton Interactive IncEquities0.89%$2M10.3K
44VDCVanguard Cons StaplesEquities0.87%$2M8.8K
45JDJD.Com ADREquities0.85%$1M17.0K
46VRTXVertex PharmaceuticalsEquities0.85%$1M6.3K
47Nova Measuring Inst ADREquities0.84%$1M20.8K
48CRWDCrowdstrike Hldgs IncEquities0.81%$1M6.8K
49Invesco QQQ NASDAQEquities0.80%$1M4.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$195M204Apr 20, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M176Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$193M174Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M194Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$172M186Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$189M196Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$183M195Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$174M183Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review193Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$161,346183Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$142,386179Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$147,452185Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$148,801157May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review165Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$131M171Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M163Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M187May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$196M191Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$180M222Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$197M180Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M203Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M174Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$154M160Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$137M157Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M119Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M146Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M145Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$117M139Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M144Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$97M139Jan 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.