SEC 13F Intelligence

Managers / Q4 2019 · view latest →

Tower View Wealth Management LLC

CIK 0001729045 · 4414 N OAKLAND AVE UNIT 406, SHOREWOOD, WI, 53211 · 4142534096

Reported Value
$132M
Q4 2019
Positions
146
Filings on Record
30
2019–present window
Filed
Jan 13, 2020
original filing

Summary

Tower View Wealth Management LLC reported $132M in U.S.-listed holdings across 146 positions for Q4 2019.

Its largest position, MDY, represents 4.8% of the portfolio.

Compared with Q3 2019, the fund opened 8 new positions and exited 7.

Portfolio Metrics

Turnover
+4.1%
vs prior filed quarter
Top-10 Concentration
+31.9%
share of reported value
Largest Position
+4.8%
Spdr Mid Cap
New / Exited
8 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $97MQ4 ’18Q1 ’19: $113MQ2 ’19: $117MQ3 ’19: $121MQ4 ’19: $132MQ4 ’19Q1 ’20: $111MQ2 ’20: $137MQ3 ’20: $154MQ4 ’20: $176MQ4 ’20Q1 ’21: $183MQ2 ’21: $197MQ3 ’21: $180MQ4 ’21: $196MQ4 ’21Q1 ’22: $186MQ2 ’22: $136MQ3 ’22: $131MQ1 ’23: $148,801Q1 ’23Q2 ’23: $147,452Q3 ’23: $142,386Q4 ’23: $161,346Q2 ’24: $174MQ2 ’24Q3 ’24: $183MQ4 ’24: $189MQ1 ’25: $172MQ2 ’25: $193MQ2 ’25Q3 ’25: $193MQ4 ’25: $202MQ1 ’26: $195Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 60.2%ETP: 24.6%ADR: 8.7%Other: 6.4%REIT: 0.1%Other: 0.0%
  • Common Stock · 60.2% · $79M
  • ETP · 24.6% · $32M
  • ADR · 8.7% · $12M
  • Other · 6.4% · $8M
  • REIT · 0.1% · $161,000
  • Other · 0.0% · $1,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VAREURVarian Medical SystemsNEW+12.8K12.8K+$2M$2M
TSMTaiwan Semi ADRNEW+18.7K18.7K+$1M$1M
G9NGrupo Aero Pacific ADRNEW+7.4K7.4K+$872,000$872,000
HESAYHermes Intl ADRNEW+2.2K2.2K+$164,000$164,000
INTCIntel CorpNEW+520520+$31,000$31,000
CENTCentral Garden & PetNEW+200200+$6,000$6,000
RGRSturm Ruger & Co IncNEW+120120+$6,000$6,000
BMY-RBristol-Myers Squibb RtsNEW+275275+$1,000$1,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MDYSPDR Mid-Caphistory →Equities4.78%$6M16.8K
2iShares Russell 3000Equities4.17%$6M29.2K
3S&P 500Equities3.56%$5M14.6K
4Vanguard Small GrowthEquities3.54%$5M23.5K
5Nestle ADREquities2.92%$4M35.6K
6GOOGAlphabet Inc.Equities2.79%$4M2.8K
7PEPPepsicohistory →Equities2.79%$4M26.9K
8MRSHMarsh & McLennanhistory →Equities2.61%$3M30.9K
9VVisa Inchistory →Equities2.58%$3M18.1K
10LLYEli Lilly & Companyhistory →Equities2.50%$3M25.1K
11AAPLApple Inchistory →Equities2.46%$3M11.1K
12ADBEAdobe Systems Inchistory →Equities2.42%$3M9.7K
13HDHome Depot Inchistory →Equities2.33%$3M14.1K
14AMZNAmazon.comhistory →Equities2.29%$3M1.6K
15EWEdwards Lifescienceshistory →Equities2.28%$3M12.9K
16VUGVanguard Growth Stockshistory →Equities2.22%$3M16.1K
17KSUEURKansas City Southernhistory →Equities2.17%$3M18.7K
18Merck & Co IncEquities2.16%$3M31.3K
19LMTLockheed Martin Corphistory →Equities2.13%$3M7.2K
20PYPLPaypal Holdings Inchistory →Equities2.10%$3M25.6K
21SYKStryker Corphistory →Equities2.01%$3M12.6K
22UNHUnitedHealth Grouphistory →Equities2.00%$3M9.0K
23MSFTMicrosoft Corphistory →Equities1.92%$3M16.1K
24LHXL3Harris Technologieshistory →Equities1.92%$3M12.8K
25LVMUYLVMH Moet ADRhistory →Equities1.92%$3M27.2K
26BABoeing Cohistory →Equities1.70%$2M6.9K
27LRLCYL' Oreal ADRhistory →Equities1.69%$2M37.9K
28CB1AConstellation Brandshistory →Equities1.68%$2M11.7K
29Elbit Systems ADREquities1.62%$2M13.8K
30SBUXStarbuckshistory →Equities1.58%$2M23.7K
31LDOSLeidos Holdings Inchistory →Equities1.56%$2M21.1K
32UTXZUnited Technologieshistory →Equities1.47%$2M13.0K
33Vanguard Small CapEquities1.41%$2M11.2K
34ISRGIntuitive Surgicalhistory →Equities1.38%$2M3.1K
35VAREURVarian Medical Systemshistory →Equities1.38%$2M12.8K
36DALDelta Air Lines Inchistory →Equities1.30%$2M29.3K
37NVDANvidia Corphistory →Equities1.23%$2M6.9K
38Vanguard Dividend GrowthEquities1.21%$2M12.8K
39XLNXEURXilinx Inchistory →Equities1.07%$1M14.4K
40Vanguard High Div YldEquities0.93%$1M13.1K
41MCDMcDonaldsEquities0.90%$1M6.0K
42HONGBPHoneywell IntlEquities0.84%$1M6.3K
43AXONAxon Enterprise IncEquities0.84%$1M15.1K
44TSMTaiwan Semi ADREquities0.82%$1M18.7K
45Spotify TechnologyEquities0.78%$1M6.9K
46Invesco QQQ NASDAQEquities0.70%$920,0004.3K
47Berkshire HathawayEquities0.70%$918,0004.1K
48Vanguard Health CareEquities0.68%$900,0004.7K
49UNPUnion Pacific CorpEquities0.67%$883,0004.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$195M204Apr 20, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M176Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$193M174Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M194Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$172M186Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$189M196Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$183M195Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$174M183Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review193Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$161,346183Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$142,386179Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$147,452185Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$148,801157May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review165Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$131M171Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M163Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M187May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$196M191Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$180M222Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$197M180Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M203Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M174Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$154M160Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$137M157Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M119Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M146Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M145Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$117M139Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M144Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$97M139Jan 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.