SEC 13F Intelligence

Managers / Q3 2020 · view latest →

Tower View Wealth Management LLC

CIK 0001729045 · 4414 N OAKLAND AVE UNIT 406, SHOREWOOD, WI, 53211 · 4142534096

Reported Value
$154M
Q3 2020
Positions
160
Filings on Record
30
2019–present window
Filed
Oct 19, 2020
original filing

Summary

Tower View Wealth Management LLC reported $154M in U.S.-listed holdings across 160 positions for Q3 2020.

Its largest position, Nestle Adr, represents 2.9% of the portfolio.

Compared with Q2 2020, the fund opened 10 new positions and exited 7.

Portfolio Metrics

Turnover
+5.3%
vs prior filed quarter
Top-10 Concentration
+26.7%
share of reported value
Largest Position
+2.9%
Nestle Adr
New / Exited
10 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $97MQ4 ’18Q1 ’19: $113MQ2 ’19: $117MQ3 ’19: $121MQ4 ’19: $132MQ4 ’19Q1 ’20: $111MQ2 ’20: $137MQ3 ’20: $154MQ4 ’20: $176MQ4 ’20Q1 ’21: $183MQ2 ’21: $197MQ3 ’21: $180MQ4 ’21: $196MQ4 ’21Q1 ’22: $186MQ2 ’22: $136MQ3 ’22: $131MQ1 ’23: $148,801Q1 ’23Q2 ’23: $147,452Q3 ’23: $142,386Q4 ’23: $161,346Q2 ’24: $174MQ2 ’24Q3 ’24: $183MQ4 ’24: $189MQ1 ’25: $172MQ2 ’25: $193MQ2 ’25Q3 ’25: $193MQ4 ’25: $202MQ1 ’26: $195Mfilingsflow.com

Portfolio Composition

By security type
Common Stock: 65.7%ADR: 14.4%ETP: 13.0%Other: 6.8%REIT: 0.2%Other: 0.0%
  • Common Stock · 65.7% · $101M
  • ADR · 14.4% · $22M
  • ETP · 13.0% · $20M
  • Other · 6.8% · $10M
  • REIT · 0.2% · $244,000
  • Other · 0.0% · $6,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SMGScotts Miracle Gro CosNEW+13.6K13.6K+$2M$2M
JDJD.Com ADRNEW+16.3K16.3K+$1M$1M
Qiagen NVNEW+20.7K20.7K+$1M$1M
CRWDCrowdstrike Hldgs IncNEW+7.9K7.9K+$1M$1M
Nova Measuring Inst ADRNEW+20.5K20.5K+$1M$1M
ZLNDYZalando ADRNEW+22.7K22.7K+$1M$1M
iShares S-T TreasuryNEW+6.9K6.9K+$594,000$594,000
ADIAnalog DevicesNEW+1.6K1.6K+$192,000$192,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

49 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1Nestle ADREquities2.90%$4M37.3K
2TSMTaiwan Semi ADRhistory →Equities2.88%$4M54.6K
3ADBEAdobe Systems Inchistory →Equities2.79%$4M8.7K
4HDHome Depot Inchistory →Equities2.79%$4M15.4K
5GOOGAlphabet Inc.Equities2.66%$4M2.8K
6PEPPepsicohistory →Equities2.61%$4M28.9K
7PYPLPaypal Holdings Inchistory →Equities2.58%$4M20.1K
8AMZNAmazon.comhistory →Equities2.57%$4M1.3K
9S&P 500Equities2.56%$4M11.8K
10VVisa Inchistory →Equities2.52%$4M19.4K
11LLYEli Lilly & Companyhistory →Equities2.50%$4M25.9K
12MSFTMicrosoft Corphistory →Equities2.44%$4M17.8K
13MRSHMarsh & McLennanhistory →Equities2.41%$4M32.3K
14AAPLApple Inchistory →Equities2.35%$4M31.2K
15Vanguard Small GrowthEquities2.31%$4M16.5K
16VUGVanguard Growth Stockshistory →Equities2.25%$3M15.2K
17KSUEURKansas City Southernhistory →Equities2.25%$3M19.1K
18LHXL3Harris Technologieshistory →Equities2.22%$3M20.1K
19LMTLockheed Martin Corphistory →Equities2.09%$3M8.4K
20EWEdwards Lifescienceshistory →Equities2.09%$3M40.1K
21Merck & Co IncEquities2.02%$3M37.4K
22PGProcter & Gamblehistory →Equities1.96%$3M21.6K
23UNHUnitedHealth Grouphistory →Equities1.95%$3M9.6K
24SBUXStarbuckshistory →Equities1.94%$3M34.7K
25LRLCYL' Oreal ADRhistory →Equities1.82%$3M42.9K
26LVMUYLVMH Moet ADRhistory →Equities1.80%$3M29.3K
27WMTWal-Mart Stores Inchistory →Equities1.80%$3M19.7K
28Vanguard Dividend GrowthEquities1.79%$3M21.4K
29DISWalt Disney Cohistory →Equities1.68%$3M20.8K
30XYZSquare Inchistory →Equities1.60%$2M15.1K
31NVDANvidia Corphistory →Equities1.53%$2M4.3K
32SHWSherwin Williams Cohistory →Equities1.50%$2M3.3K
33LDOSLeidos Holdings Inchistory →Equities1.46%$2M25.1K
34UNPUnion Pacific Corphistory →Equities1.40%$2M11.0K
35SMGScotts Miracle Gro Coshistory →Equities1.36%$2M13.6K
36HESAYHermes Intl ADRhistory →Equities1.35%$2M23.9K
37Elbit Systems ADREquities1.25%$2M15.9K
38VRTXVertex Pharmaceuticalshistory →Equities1.10%$2M6.2K
39BABAAlibaba Group ADRhistory →Equities1.08%$2M5.6K
40ADDYYAdidas AGhistory →Equities1.06%$2M9.9K
41Vanguard Health CareEquities1.01%$2M7.6K
42VDCVanguard Cons StaplesEquities0.97%$1M9.1K
43AXONAxon Enterprise IncEquities0.94%$1M16.0K
44HXLHexcelEquities0.94%$1M43.1K
45Invesco QQQ NASDAQEquities0.86%$1M4.8K
46DOCUDocuSign IncEquities0.85%$1M6.1K
47JDJD.Com ADREquities0.82%$1M16.3K
48WDAYWorkday IncEquities0.78%$1M5.6K
49Vanguard TechnologyEquities0.74%$1M3.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$195M204Apr 20, 202613F-HRchanges · EDGAR ↗
Q4 2025$202M176Jan 23, 202613F-HRchanges · EDGAR ↗
Q3 2025$193M174Oct 16, 202513F-HRchanges · EDGAR ↗
Q2 2025$193M194Jul 21, 202513F-HRchanges · EDGAR ↗
Q1 2025$172M186Apr 22, 202513F-HRchanges · EDGAR ↗
Q4 2024$189M196Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$183M195Oct 24, 202413F-HRchanges · EDGAR ↗
Q2 2024$174M183Jul 26, 202413F-HRchanges · EDGAR ↗
Q1 2024Under review193Apr 29, 202413F-HRchanges · EDGAR ↗
Q4 2023$161,346183Feb 6, 202413F-HRchanges · EDGAR ↗
Q3 2023$142,386179Oct 31, 202313F-HRchanges · EDGAR ↗
Q2 2023$147,452185Jul 31, 202313F-HRchanges · EDGAR ↗
Q1 2023$148,801157May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review165Feb 13, 202313F-HRchanges · EDGAR ↗
Q3 2022$131M171Nov 15, 202213F-HRchanges · EDGAR ↗
Q2 2022$136M163Aug 8, 202213F-HRchanges · EDGAR ↗
Q1 2022$186M187May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$196M191Feb 3, 202213F-HRchanges · EDGAR ↗
Q3 2021$180M222Nov 8, 202113F-HRchanges · EDGAR ↗
Q2 2021$197M180Jul 28, 202113F-HRchanges · EDGAR ↗
Q1 2021$183M203Apr 23, 202113F-HRchanges · EDGAR ↗
Q4 2020$176M174Jan 26, 202113F-HRchanges · EDGAR ↗
Q3 2020$154M160Oct 19, 202013F-HRchanges · EDGAR ↗
Q2 2020$137M157Aug 3, 202013F-HRchanges · EDGAR ↗
Q1 2020$111M119Apr 28, 202013F-HRchanges · EDGAR ↗
Q4 2019$132M146Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$121M145Oct 9, 201913F-HRchanges · EDGAR ↗
Q2 2019$117M139Jul 17, 201913F-HRchanges · EDGAR ↗
Q1 2019$113M144Apr 16, 201913F-HRchanges · EDGAR ↗
Q4 2018$97M139Jan 4, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.