SEC 13F Intelligence

Managers / Q3 2023 · view latest →

CVI Holdings, LLC

CIK 0001728194 · ONE COMMERCE CENTER, 1201 N. ORANGE STREET, SUITE 715, WILMINGTON, DE, 19801 · 6106172600

Reported Value
$51M
Q3 2023
Positions
229
Filings on Record
25
2019–present window
Filed
Nov 14, 2023
original filing

Summary

Cvi Holdings, LLC reported $51M in U.S.-listed holdings across 229 positions for Q3 2023.

Its largest position, IE, represents 19.6% of the portfolio.

Compared with Q2 2023, the fund opened 37 new positions and exited 85.

Portfolio Metrics

Turnover
+43.4%
vs prior filed quarter
Top-10 Concentration
+57.5%
share of reported value
Largest Position
+19.6%
Ivanhoe Electric
New / Exited
37 / 85
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $45MQ4 ’18Q1 ’19: $106MQ2 ’19: $172MQ3 ’19: $131MQ3 ’19Q4 ’19: $71MQ1 ’20: $28MQ2 ’20: $270MQ2 ’20Q3 ’20: $246MQ4 ’20: $536MQ1 ’21: $1.4BQ1 ’21Q2 ’21: $1.5BQ3 ’21: $1.6BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.4BQ3 ’22: $1.3BQ3 ’22Q4 ’22: $784MQ1 ’23: $266MQ2 ’23: $95MQ2 ’23Q3 ’23: $51MQ4 ’23: $48MQ1 ’24: $106MQ1 ’24Q2 ’24: $116Mfilingsflow.com

Portfolio Composition

By security type
Other: 59.7%Common Stock: 34.1%Equity WRT: 2.9%Unit: 1.9%ADR: 0.7%Right: 0.6%
  • Other · 59.7% · $30M
  • Common Stock · 34.1% · $17M
  • Equity WRT · 2.9% · $1M
  • Unit · 1.9% · $963,000
  • ADR · 0.7% · $368,058
  • Right · 0.6% · $319,803

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IEIVANHOE ELECTRIC INCNEW+831.6K831.6K+$10M$10M
HAYMAKER ACQUISITION CORP IVNEW+300.0K300.0K+$3M$3M
NABORS ENERGY TRANSITION CORNEW+245.8K245.8K+$3M$3M
KEEN VISION ACQUISITION CORPNEW+200.0K200.0K+$2M$2M
BELLEVUE LIFE SCNCS AQSTN CONEW+156.2K156.2K+$2M$2M
PONO CAP THREE INCNEW+147.2K147.2K+$2M$2M
CETUS CAP ACQUISITION CORPNEW+128.5K128.5K+$1M$1M
TMT ACQUISITION CORPNEW+115.4K115.4K+$1M$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

182 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IEIVANHOE ELECTRIC INChistory →COM19.56%$10M831.6K
2SDCL EDGE ACQUISITION CORPCL A ORD SHS6.36%$3M303.7K
3HAYMAKER ACQUISITION CORP IVUNIT 99/99/99996.20%$3M300.0K
4NABORS ENERGY TRANSITION CORUNIT 99/99/99994.99%$3M245.8K
5KEEN VISION ACQUISITION CORPUNIT 99/99/99994.06%$2M200.0K
6TENX KEANE ACQUISITIONORD SHS · RIGHT 06/30/20283.88%$2M377.4K
7BELLEVUE LIFE SCNCS AQSTN COCOM · RIGHT 02/09/2028 · *W EXP 02/09/2023.31%$2M468.5K
8MARS ACQUISITION CORPORDINARY SHARES · RIGHT 02/09/20283.30%$2M310.0K
9PONO CAP THREE INCORD SHS CL A · *W EXP 01/11/2023.09%$2M294.4K
10CETUS CAP ACQUISITION CORPCLASS A COM · RIGHT 03/31/2024 · *W EXP 01/31/2022.72%$1M385.5K
11TBMCTRAILBLAZER MERGER CORP ICL A · RIGHT 04/21/20282.70%$1M260.0K
12TMT ACQUISITION CORPSHS · RIGHT 03/27/20282.45%$1M230.8K
13GDSTGOLDENSTONE ACQUISITION LTDCOM · RIGHT 07/15/2026 · *W EXP 07/15/2022.39%$1M409.9K
14OKLOALTC ACQUISITION CORPhistory →COM CL A2.22%$1M108.6K
15FORLFOUR LEAF ACQUISITION CORPCOM CL A · *W EXP 03/15/2022.17%$1M208.4K
16MONTEREY CAP ACQUISITION CORCLASS A COM · RIGHT 05/10/2027 · *W EXP 01/01/2022.14%$1M300.0K
17BUKIT JALIL GBL ACQUISITIONORD SHS · RIGHT 05/02/2024 · *W EXP 05/02/2022.08%$1M250.0K
1899 ACQUISITION GROUP INCUNIT 99/99/99991.95%$985,15095.0K
19OAKUUOAK WOODS ACQUISITION CORPhistory →UNIT 03/23/20281.90%$963,00090.0K
20DISTOKEN ACQUISITION CORPORDINARY SHARES · RIGHT 99/99/9999 · *W EXP 11/30/2021.70%$860,454228.5K
21GOSSGOSSAMER BIO INChistory →COM1.61%$812,903976.1K
22GENPREX INCCOM1.54%$777,1831.97M
23GOLDEN STAR ACQUISITION CORPUNIT 05/01/20281.47%$744,10070.0K
24ACHR/WSARCHER AVIATION INChistory →*W EXP 09/16/2021.38%$697,384560.1K
25GORES HOLDINGS IX INCCLASS A COM1.31%$662,79963.8K
26RZLTREZOLUTE INChistory →COM NEW1.26%$635,944481.8K
27IMPERIAL PETE INCCOM NEW1.26%$635,095402.0K
28ALCHEMY INVTS ACQUISITN CORPSHS CL A1.02%$516,00050.0K
29IBRXIMMUNITYBIO INCCOM0.76%$383,488226.9K
30RENALYTIX PLCADS0.73%$368,058230.0K
31SCILEX HOLDING COCOM0.59%$297,615212.6K
32SURGEPAYS INC*W EXP 10/22/2020.44%$224,791197.2K
33MDGLMADRIGAL PHARMACEUTICALS INCCOM0.43%$219,0601.5K
34NRDYNERDY INCCL A COM0.35%$176,33547.7K
35GALMED PHARMACEUTICALS LTDSHS NEW0.31%$154,618249.4K
36EVOGENE LTDSHS0.30%$153,214261.6K
37GLOBAL BLOCKCHAIN ACQUI CORPRIGHT 05/09/2027 · *W EXP 05/09/2020.26%$132,7731.23M
38AURORA TECHNOLOGY ACQUISITIORIGHT 01/27/2027 · *W EXP 01/27/2020.25%$125,5201.60M
39ENPHYS ACQUISITION CORPCL A ORD SHS0.23%$117,91511.2K
40GWHWWESS TECH INC*W EXP 10/08/2020.23%$115,273591.1K
41IMAQRINTERNATIONAL MEDIA ACQUISITRIGHT 99/99/9999 · *W EXP 07/21/2020.21%$104,9862.24M
42AVEPOINT INC*W EXP 09/18/2020.20%$98,769104.0K
43NEOLEUKIN THERAPEUTICS INCCOM NEW0.19%$98,41824.9K
44DNABWGINKGO BIOWORKS HOLDINGS INC*W EXP 09/16/2020.18%$93,044413.5K
45HNR ACQUISITION CORP*W EXP 02/04/2020.15%$77,897410.0K
46NORTHVIEW ACQUISITION CORPRIGHT 99/99/9999 · *W EXP 08/02/2020.15%$76,240488.2K
47BLUE WORLD ACQUISITION CORPRIGHT 08/29/2029 · *W EXP 01/10/2020.15%$75,566476.0K
48DEEP MEDICINE ACQUISITION CORIGHT 10/22/20260.14%$69,219230.7K
49MOUNTAIN CREST ACQUSITN CRPRIGHT 06/29/20260.13%$66,150245.0K
50AQUNRAQUARON ACQUISITION CORPRIGHT 07/15/20260.12%$61,343194.0K
51VIVEON HEALTH ACQUISITION CORIGHT 12/31/2025 · *W EXP 99/99/9990.12%$60,6901.40M
52CLOVER LEAF CAPITAL CORPRIGHT 05/31/20280.11%$57,673570.5K
53CLENE INCCOMMON STOCK0.11%$53,728108.3K
54KEYARCH ACQUISITION CORPRIGHT 01/24/2027 · *W EXP 01/24/2020.10%$51,400527.2K
55LAKESHORE ACQUISITION II CORRIGHT 11/18/2026 · *W EXP 11/18/2020.10%$50,892302.5K
56PETVWPETVIVO HLDGS INC*W EXP 08/13/2020.10%$49,196149.1K
57AMERICAN ACQUISITION OPPT IN*W EXP 05/28/2020.09%$47,405475.0K
58HUDSON ACQUISITION I CORPRIGHT 99/99/99990.09%$47,280197.0K
59NOVA VISION ACQUISITION CORPRIGHT 12/23/2023 · *W EXP 12/31/2020.09%$46,733363.6K
60A SPAC II ACQUISITION CORPRIGHT 10/15/2026 · *W EXP 10/15/2020.08%$40,907433.7K
61TNONWTENON MEDICAL INC*W EXP 06/16/2020.08%$40,8001.00M
62HUMAWHUMACYTE INC*W EXP 08/27/2020.08%$40,47856.4K
63AIB ACQUISITION CORPORATIONRIGHT 10/31/20280.07%$35,070350.0K
64REDWOODS ACQUISITION CORPRIGHT 03/15/2027 · *W EXP 03/15/2020.07%$33,376321.4K
65TALKSPACE INC*W EXP 06/21/2020.06%$32,174279.5K
66A SPAC I ACQUISITION CORPRIGHT 12/09/2026 · *W EXP 05/21/2020.06%$30,084317.4K
67SPLASH BEVERAGE GROUP INC*W EXP 06/15/2020.06%$29,166291.7K
68AIMDWAINOS INC*W EXP 07/29/2020.05%$26,95382.5K
69CLEAN EARTH ACQUISITIONS CORRIGHT 01/01/20270.05%$26,400200.0K
70HHG CAPITAL CORPORATIONRIGHT 02/25/2026 · *W EXP 02/25/2020.05%$25,928156.6K
71BRZHRBREEZE HOLDINGS ACQUISITN CORIGHT 05/23/20220.05%$25,364298.4K
72PHP VENTURES ACQUISITION CORRIGHT 01/01/2023 · *W EXP 08/16/2020.05%$25,322206.3K
73WORKSPORT LTD*W EXP 08/06/2020.05%$23,36393.5K
74PLUTONIAN ACQUISITION CORPRIGHT 10/26/2027 · *W EXP 10/26/2020.04%$21,947176.0K
75NIOBWNIOCORP DEVS LTD*W EXP 03/17/2020.04%$21,19735.9K
76EMBRACE CHANGE ACQUISITN CORRIGHT 10/25/2026 · *W EXP 10/25/2020.04%$20,710191.8K
77BROAD CAPITAL ACQUISITION CORIGHT 01/10/20270.04%$20,500100.0K
78FINTECH ECOSYSTEM DEVERIGHT 04/01/2026 · *W EXP 04/01/2020.04%$20,383230.2K
79WINVRWINVEST ACQUISITION CORPRIGHT 99/99/9999 · *W EXP 08/09/2020.04%$19,297595.8K
80AMERICAN ONCOLOGY NETWORK IN*W EXP 09/20/2020.04%$17,77889.3K
81GLOBAL STAR ACQUISITION INCRIGHT 06/21/2024 · *W EXP 07/15/2020.03%$17,708234.8K
82NBSTWNEWBURY STREET ACQUISITN COR*W EXP 04/30/2020.03%$17,405119.8K
83DUET ACQUISITION CORP*W EXP 07/19/2020.03%$17,158460.0K
847GC & CO HOLDINGS INC*W EXP 12/28/2020.03%$16,600145.0K
85BENFWBENEFICIENT*W EXP 06/07/2020.03%$15,903413.1K
86TG VENTURE ACQUISITION CORP*W EXP 08/15/2020.03%$15,370480.3K
87JAGUAR GLOBAL GROWTH CORP IRIGHT 01/01/20270.03%$15,26075.0K
88CYCUWWESTERN ACQSTN VENTURES CORP*W EXP 09/01/2020.03%$14,932465.2K
89AOGOWAROGO CAPITAL ACQUISITION CO*W EXP 03/23/2020.03%$14,854295.9K
90ACCRETION ACQUISITION CORPRIGHT 03/01/20280.03%$14,691186.7K
91SUNCAR TECHNOLOGY GROUP INC*W EXP 05/17/2020.03%$12,94199.5K
92RELATIVITY ACQUISITION CORP*W EXP 12/15/2020.02%$12,339262.0K
93ACHARI VENTURES HLDGS CORP I*W EXP 01/01/2020.02%$12,217200.6K
94IVDAWIVEDA SOLUTIONS INC*W EXP 04/01/2020.02%$11,82654.0K
95OCEANTECH ACQUISITIONS I COR*W EXP 99/99/9990.02%$10,166369.7K
96TECHNOLOGY & TELECOM ACQ COR*W EXP 04/15/2020.02%$9,723216.1K
97SAGALIAM ACQUISITION CORPRIGHT 05/31/20280.02%$9,58174.1K
98LIBERTY RES ACQUISITION CORP*W EXP 10/31/2020.02%$9,302247.4K
99QOMOLANGMA ACQUISITION CORPRIGHT 09/29/2027 · *W EXP 09/29/2020.02%$9,215100.0K
100ALSET CAPITAL ACQUISITION CORIGHT 01/31/20270.02%$9,20040.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$116M144Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$106M157May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$48M187Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$51M229Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$95M277Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$266M413May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$784M615Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B882Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B930Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B928May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.5B948Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.6B899Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B790Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.4B615May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$536M182Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$246M83Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$270M70Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M37May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$71M36Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019REVEALED$131M107Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019REVEALED$172M118Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M58May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$45M42Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • HEIGHTS CAPITAL MANAGEMENT, INC028-13218
  • CVI Investments, Inc.028-17822

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.