SEC 13F Intelligence

Managers / Q1 2021 · view latest →

CVI Holdings, LLC

CIK 0001728194 · ONE COMMERCE CENTER, 1201 N. ORANGE STREET, SUITE 715, WILMINGTON, DE, 19801 · 6106172600

Reported Value
$1.4B
Q1 2021
Positions
615
Filings on Record
25
2019–present window
Filed
May 17, 2021
original filing

Summary

Cvi Holdings, LLC reported $1.4B in U.S.-listed holdings across 615 positions for Q1 2021.

Its largest position, PENN, represents 2.9% of the portfolio.

Compared with Q4 2020, the fund opened 555 new positions and exited 121.

Portfolio Metrics

Turnover
+44.2%
vs prior filed quarter
Top-10 Concentration
+15.3%
share of reported value
Largest Position
+2.9%
Penn Natl Gaming
New / Exited
555 / 121
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $45MQ4 ’18Q1 ’19: $106MQ2 ’19: $172MQ3 ’19: $131MQ3 ’19Q4 ’19: $71MQ1 ’20: $28MQ2 ’20: $270MQ2 ’20Q3 ’20: $246MQ4 ’20: $536MQ1 ’21: $1.4BQ1 ’21Q2 ’21: $1.5BQ3 ’21: $1.6BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.4BQ3 ’22: $1.3BQ3 ’22Q4 ’22: $784MQ1 ’23: $266MQ2 ’23: $95MQ2 ’23Q3 ’23: $51MQ4 ’23: $48MQ1 ’24: $106MQ1 ’24Q2 ’24: $116Mfilingsflow.com

Portfolio Composition

By security type
Other: 84.9%Common Stock: 12.6%Unit: 2.0%Equity WRT: 0.3%ADR: 0.2%Other: 0.1%
  • Other · 84.9% · $1.2B
  • Common Stock · 12.6% · $182M
  • Unit · 2.0% · $29M
  • Equity WRT · 0.3% · $4M
  • ADR · 0.2% · $3M
  • Other · 0.1% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PIEDMONT LITHIUM LTDNEW+554.9K554.9K+$39M$39M
TILRAY INCNEW+1.12M1.12M+$26M$26M
BEAMBEAM THERAPEUTICS INCNEW+268.8K268.8K+$22M$22M
FTAC HERA ACQUISITION CORPNEW+2.00M2.00M+$20M$20M
SPRING VY ACQUISITION CORPNEW+1.92M1.92M+$19M$19M
LONGVIEW ACQUISITION CORP IINEW+1.60M1.60M+$16M$16M
M3 BRIGADE ACQUISITION II CONEW+1.60M1.60M+$16M$16M
G&P ACQUISITION CORPNEW+1.60M1.60M+$16M$16M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

406 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PENNPENN NATL GAMING INChistory →COM2.90%$42M400.0K
2PIEDMONT LITHIUM LTDSPONSORED ADS2.66%$39M554.9K
3BEAMBEAM THERAPEUTICS INChistory →COM1.49%$22M268.8K
4SPRING VY ACQUISITION CORPCL A · *W EXP 05/20/2021.42%$21M2.91M
5FTAC HERA ACQUISITION CORPUNIT 02/28/20261.38%$20M2.00M
6LONGVIEW ACQUISITION CORP IIUNIT 99/99/99991.11%$16M1.60M
7M3 BRIGADE ACQUISITION II COUNIT 99/99/99991.10%$16M1.60M
8G&P ACQUISITION CORPUNIT 02/28/20281.10%$16M1.60M
9NORTHERN GENESIS ACQUISITIONCOMMON STOCK · *W EXP 01/15/2021.07%$15M2.00M
10THAYER VENTURES ACQU CORPCOM CL A · *W EXP 01/01/2031.06%$15M2.25M
11TECH AND ENERGY TRANSITIONUNIT 03/31/20281.04%$15M1.50M
12E2OPEN PARENT HOLDINGS INCCOM CL A1.03%$15M1.50M
13NEXTGEN ACQUISITION CORP IIUNIT 03/23/20261.03%$15M1.50M
14CF ACQUISITION CORP IVCOM CL A · *W EXP 12/31/2020.87%$13M1.67M
15MISSION ADVANCEMENT CORPUNIT 99/99/99990.86%$12M1.25M
16HUDSON EXECUTIVE INVES IIIUNIT 02/22/20260.82%$12M1.20M
17NUVBNUVATION BIO INChistory →COM CL A0.72%$10M1.00M
18ALTIMAR ACQUISITION CORP IISHS CL A · *W EXP 02/09/2020.71%$10M1.25M
19NEWAGE INCCOM0.70%$10M3.56M
20CORNER GROWTH ACQUISITION COCL A SHS · *W EXP 99/99/9990.70%$10M1.33M
21GOLDEN FALCON ACQUISITION COCL A · *W EXP 11/04/2020.69%$10M1.50M
22KKR ACQUISITION HOLDING I COUNIT 99/99/99990.69%$10M1.00M
23GX ACQUISITION CORP IIUNIT 03/17/20260.69%$10M1.00M
24PONTEM CORPORATIONSHS CL A · *W EXP 01/05/2020.69%$10M1.33M
25PINE TECHNOLOGY ACQUISITN COUNIT 03/31/20280.69%$10M1.00M
26AGILE GROWTH CORPUNIT 03/09/20260.69%$10M1.00M
27AF ACQUISITION CORPUNIT 03/31/20280.68%$10M1.00M
28AMERICAN ACQUISITION OPPT INUNIT 05/28/20260.66%$10M950.0K
29MACUMALLARD ACQUISITION CORPCOM · *W EXP 06/30/2020.64%$9M1.80M
30HUDSON EXECUTIVE INVT CORPCOM CL A · *W EXP 06/21/2020.62%$9M1.41M
31ACCELERATE ACQUISITION CORPUNIT 99/99/99990.62%$9M900.0K
32WARBURG PINCUS CAPTAL CORP IUNIT 99/99/99990.59%$8M850.0K
33VPC IMPACT ACQU HOLDI III INUNIT 99/99/99990.55%$8M800.0K
34AUSTERLITZ ACQUISITION CORPUNIT 99/99/99990.54%$8M775.0K
35COMPUTE HEALTH ACQUISITIN COCOM CL A · *W EXP 01/25/2020.53%$8M937.5K
36VICKERS VANTAGE CORP ISHS · *W EXP 09/15/2020.52%$8M1.13M
37NUVVE HOLDING CORPCOM0.52%$8M744.2K
38QUANTUM FINTECH ACQUISTIN COCOMMON STOCK · *W EXP 01/30/2020.52%$7M1.50M
39GORES GUGGENHEIM INCUNIT 03/25/20280.51%$7M750.0K
40BENESSERE CAPITAL ACQUSTN COCOM CL A · *W EXP 99/99/999 · RIGHT 99/99/99990.51%$7M1.93M
41MAGNUM OPUS ACQUISITION LTDUNIT 06/03/20260.51%$7M750.0K
42PWP FORWARD ACQUISITION CORPUNIT 03/10/20260.51%$7M750.0K
43VPC IMPACT ACQUISITION HLDGUNIT 03/05/20260.51%$7M750.0K
44VIVEON HEALTH ACQUISITION COCOMMON STOCK · *W EXP 99/99/999 · RIGHT 12/31/20250.50%$7M2.10M
45JAWS MUSTANG ACQUISITION CORSHS CL A · *W EXP 01/30/2020.49%$7M875.0K
46KHOSLA VENTURES ACQUSTN CO ICOM CL A0.49%$7M700.0K
47POEMA GLOBAL HOLDINGS CORPCL A SHS · *W EXP 01/08/2020.49%$7M1.05M
48TUATARA CAPITAL ACQUISITN COUNIT 99/99/99990.48%$7M700.0K
49SUPERNOVA PARTN ACQ CO III LUNIT 99/99/99990.48%$7M700.0K
50ATLAS CREST INVESTMENT CORPCOM CL A · *W EXP 02/03/2020.48%$7M875.0K
51THE9 LTDSPON ADS NEW0.48%$7M223.9K
52PROPERTY SOLUTIONS ACQUISITIUNIT 03/01/20260.48%$7M700.0K
53MARLIN TECHNOLOGY CORPCL A SHS · *W EXP 01/12/2020.48%$7M933.3K
54KADEM SUSTAINABLE IMPACT CORUNIT 03/17/20260.44%$6M650.0K
55AURORA ACQUISITION CORPUNIT 03/02/20260.43%$6M600.0K
56HUMANIGEN INCCOM NEW0.42%$6M320.2K
57LAZARD GROWTH ACQUISITION COUNIT 99/99/99990.41%$6M600.0K
58BYTE ACQUISITION CORPUNIT 03/18/20290.41%$6M600.0K
59CORAZON CAPITAL V838 MONOCERUNIT 03/24/20260.41%$6M600.0K
60PLUM ACQUISITION CORP IUNIT 03/15/20260.41%$6M600.0K
61PERIDOT ACQUISITION CORP IIUNIT 99/99/99990.41%$6M600.0K
62VIRGIN GROUP ACQUISIT CORP IUNIT 99/99/99990.41%$6M600.0K
63FORTRESS VALUE ACQUISI CORPUNIT 03/31/20280.41%$6M600.0K
64DIGITAL TRANSFORMATN OPT CORUNIT 03/31/20280.41%$6M600.0K
65BUILD ACQUISITION CORPUNIT 99/99/99990.41%$6M600.0K
66ALTIMAR ACQUISITION CORPSHS CL A · *W EXP 99/99/9990.40%$6M748.6K
67GS ACQUISITION HLDGS CORP IICOM CL A · *W EXP 06/30/2020.38%$5M625.0K
68RECHARGE ACQUISITION CORPCOM CL A · *W EXP 10/05/2020.36%$5M765.0K
69IG ACQUISITION CORPCOM CL A · *W EXP 10/05/2020.36%$5M750.0K
70APOLLO STRATEGIC GROWTH CAPTSHS CL A · *W EXP 10/29/2020.36%$5M666.7K
717GC & CO HOLDINGS INCCOM CL A · *W EXP 12/23/2020.36%$5M750.0K
72OTR ACQUISITION CORPCOM CL A · *W EXP 11/30/2020.35%$5M742.5K
73DEEP LAKE CAPITAL ACQUSTN COCL A SHS · *W EXP 01/04/2020.35%$5M750.0K
74ENVIRONMENTAL IMPACT ACQU COCOM CL A · *W EXP 09/30/2020.35%$5M750.0K
75ARES ACQUISITION CORPORATIONCOM CL A · *W EXP 99/99/9990.35%$5M600.0K
76EPIPHANY TECHNOLOGY ACQUISITCOM CL A · *W EXP 01/12/2020.35%$5M666.7K
77PROSPECTOR CAPITAL CORPCL A · *W EXP 01/01/2020.35%$5M666.7K
78TRIBE CAPITAL GROWTH CORP IUNIT 02/24/20260.35%$5M500.0K
79INDEPENDENCE HOLDINGS CORPUNIT 03/02/20260.35%$5M500.0K
80FIRST RESERVE SUSTAINABLE GWUNIT 03/05/20260.35%$5M500.0K
81STRATIM CLOUD ACQUISITION COUNIT 03/05/20260.35%$5M500.0K
82ALTIMAR ACQUISITION CORP IIIUNIT 99/99/99990.35%$5M500.0K
83MDH ACQUISITION CORPCOM CL A · *W EXP 02/02/2020.35%$5M750.0K
84EAST RES ACQUISITION COCOM CL A · *W EXP 07/01/2020.35%$5M735.5K
85BESPOKE CAP ACQUISITION CORPCL A REST VTG0.34%$5M500.0K
86FREEDOM ACQUISITION I CORPUNIT 99/99/99990.34%$5M500.0K
87LEAD EDGE GROWTH OPRTUNTS LTUNIT 04/01/20260.34%$5M500.0K
88CATCHA INVESTMENT CORPUNIT 99/99/99990.34%$5M500.0K
89FORESIGHT ACQUISITION CORPUNIT 01/29/20260.34%$5M500.0K
90ESM ACQUISITION CORPORATIONUNIT 99/99/99990.34%$5M500.0K
91PRIVETERRA ACQUISITION CORPUNIT 99/99/99990.34%$5M500.0K
92FUSION ACQUISITION CORP IIUNIT 02/29/20280.34%$5M500.0K
93FTAC PARNASSUS ACQUISITN CORUNIT 03/10/20260.34%$5M500.0K
94VECTOR ACQUISITION CORP IICL A SHS0.34%$5M500.0K
95ATHENA TECHNOLOGY ACQUISI COUNIT 99/99/99990.34%$5M500.0K
96ADARA ACQUISITION CORPCOM CL A · *W EXP 02/11/2020.34%$5M750.0K
97DISRUPTIVE ACQUISITION CORPUNIT 03/06/20260.34%$5M500.0K
98USA TECHNOLOGIES INCCOM0.34%$5M420.0K
99890 5TH AVE PARTNERS INCCOM CL A · *W EXP 01/12/2020.31%$4M600.0K
100EDIFY ACQUISITION CORPCL A · *W EXP 11/25/2020.31%$4M675.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$116M144Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$106M157May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$48M187Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$51M229Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$95M277Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$266M413May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$784M615Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B882Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B930Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B928May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.5B948Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.6B899Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B790Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.4B615May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$536M182Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$246M83Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$270M70Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M37May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$71M36Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019REVEALED$131M107Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019REVEALED$172M118Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M58May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$45M42Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • HEIGHTS CAPITAL MANAGEMENT, INC028-13218
  • CVI Investments, Inc.028-17822

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.