SEC 13F Intelligence

Managers / Q3 2021 · view latest →

CVI Holdings, LLC

CIK 0001728194 · ONE COMMERCE CENTER, 1201 N. ORANGE STREET, SUITE 715, WILMINGTON, DE, 19801 · 6106172600

Reported Value
$1.6B
Q3 2021
Positions
899
Filings on Record
25
2019–present window
Filed
Nov 15, 2021
original filing

Summary

Cvi Holdings, LLC reported $1.6B in U.S.-listed holdings across 899 positions for Q3 2021.

Its largest position, PENN, represents 1.8% of the portfolio.

Compared with Q2 2021, the fund opened 245 new positions and exited 137.

Portfolio Metrics

Turnover
+22.7%
vs prior filed quarter
Top-10 Concentration
+11.2%
share of reported value
Largest Position
+1.8%
Penn Natl Gaming
New / Exited
245 / 137
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $45MQ4 ’18Q1 ’19: $106MQ2 ’19: $172MQ3 ’19: $131MQ3 ’19Q4 ’19: $71MQ1 ’20: $28MQ2 ’20: $270MQ2 ’20Q3 ’20: $246MQ4 ’20: $536MQ1 ’21: $1.4BQ1 ’21Q2 ’21: $1.5BQ3 ’21: $1.6BQ4 ’21: $1.5BQ4 ’21Q1 ’22: $1.5BQ2 ’22: $1.4BQ3 ’22: $1.3BQ3 ’22Q4 ’22: $784MQ1 ’23: $266MQ2 ’23: $95MQ2 ’23Q3 ’23: $51MQ4 ’23: $48MQ1 ’24: $106MQ1 ’24Q2 ’24: $116Mfilingsflow.com

Portfolio Composition

By security type
Other: 85.1%Common Stock: 11.6%US DOMESTIC: 1.4%Equity WRT: 1.2%Unit: 0.4%Other: 0.3%
  • Other · 85.1% · $1.4B
  • Common Stock · 11.6% · $187M
  • US DOMESTIC · 1.4% · $22M
  • Equity WRT · 1.2% · $20M
  • Unit · 0.4% · $6M
  • Other · 0.3% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TIMKENSTEEL CORPORATIONNEW+10.46M10.46M+$20M$20M
NRDYNERDY INCNEW+1.57M1.57M+$16M$16M
CIFRCIPHER MINING INCNEW+1.50M1.50M+$16M$16M
IMAQINTERNATIONAL MEDIA ACQUISITNEW+1.20M1.20M+$12M$12M
NABLN-ABLE INCNEW+860.6K860.6K+$11M$11M
EQTEQT CORPNEW+500.0K500.0K+$10M$10M
ACHRARCHER AVIATION INCNEW+1.09M1.09M+$10M$10M
FARADAY FUTRE INTLGT ELCTR INEW+1.00M1.00M+$9M$9M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

50 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1PENNPENN NATL GAMING INChistory →COM1.80%$29M400.0K
2TIMKENSTEEL CORPORATIONNOTE 6.000%12/01.23%$20M10.46M
3FTAC HERA ACQUISITION CORPCLASS A ORD SHS1.21%$19M2.00M
4M3 BRIGADE ACQUISITION II COCOM CL A1.04%$17M1.69M
5SPRING VY ACQUISITION CORPCL A1.02%$16M1.89M
6LGVEURLONGVIEW ACQUISITION CORP IIhistory →COM CL A0.98%$16M1.60M
7G&P ACQUISITION CORPCOM CL A0.98%$16M1.60M
8NRDYNERDY INChistory →CL A COM0.98%$16M1.57M
9CIFRCIPHER MINING INChistory →COM0.96%$16M1.50M
10NEXTGEN ACQUISITION CORP IICLASS A ORD SHS0.95%$15M1.55M
11THAYER VENTURES ACQU CORPCOM CL A0.94%$15M1.50M
12NORTHERN GENESIS ACQUISITIONCOMMON STOCK0.93%$15M1.50M
13TECH AND ENERGY TRANSITIONCLASS A COM0.91%$15M1.50M
14NOVUS CAPITAL CORPORATION IICOM CL A0.84%$13M1.36M
15CF ACQUISITION CORP IVCOM CL A0.76%$12M1.25M
16MISSION ADVANCEMENT CORPCL A0.76%$12M1.25M
17IMAQINTERNATIONAL MEDIA ACQUISIThistory →CLASS A COM0.73%$12M1.20M
18HUDSON EXECUTIVE INVES IIICOM CL A0.73%$12M1.20M
19NABLN-ABLE INChistory →COMMON STOCK0.66%$11M860.6K
20EQTEQT CORPhistory →COM0.64%$10M500.0K
21ALTIMAR ACQUISITION CORP IISHS CL A0.63%$10M1.03M
22CORNER GROWTH ACQUISITION COCL A SHS0.61%$10M1.00M
23KKR ACQUISITION HOLDING I COCOM CLASS A0.61%$10M1.00M
24GOLDEN FALCON ACQUISITION COCL A0.61%$10M1.00M
25AF ACQUISITION CORPCLASS A COM0.61%$10M1.00M
26PONTEM CORPORATIONSHS CL A0.60%$10M1.00M
27ACHRARCHER AVIATION INCCOM CL A0.60%$10M1.09M
28GX ACQUISITION CORP IICLASS A COM0.60%$10M1.00M
29PINE TECHNOLOGY ACQUISITN COCLASS A COM0.60%$10M1.00M
30FARADAY FUTRE INTLGT ELCTR ICOM0.59%$9M1.00M
31RMCOAMERICAN ACQUISITION OPPT INCLASS A COM0.58%$9M950.0K
32MACUMALLARD ACQUISITION CORPCOM0.56%$9M900.0K
33ACCELERATE ACQUISITION CORPCOM CL A0.54%$9M900.0K
34BIT DIGITAL INCSHS0.54%$9M1.20M
35LILIUM N VCLASS A ORD SHS0.54%$9M822.8K
36ROCKLEY PHOTONICS HOLDINGS LORDINARY SHARES0.53%$8M1.12M
37VPC IMPACT ACQU HOLDI III INCOM CL A0.49%$8M800.0K
38TPG PACE BENEFICIAL II CORPCOMMON STOCK0.49%$8M800.0K
39MAGNUM OPUS ACQUISITION LTDSHS CL A0.48%$8M786.2K
40VICKERS VANTAGE CORP ISHS0.47%$7M750.0K
41QUANTUM FINTECH ACQUISTIN COCOMMON STOCK0.46%$7M750.0K
42VPC IMPACT ACQUISITION HLDGCLASS A ORD0.46%$7M750.0K
43WARBURG PINCUS CAPTAL CORP ISHS CL A0.46%$7M750.0K
44COMPUTE HEALTH ACQUISITIN COCOM CL A0.46%$7M750.0K
45PWP FORWARD ACQUISITION CORPCLASS A COM0.45%$7M750.0K
46BENESSERE CAPITAL ACQUSTN COCOM CL A0.44%$7M700.0K
47VIVEON HEALTH ACQUISITION COCOMMON STOCK0.43%$7M700.0K
48POEMA GLOBAL HOLDINGS CORPCL A SHS0.43%$7M700.0K
49MARLIN TECHNOLOGY CORPCL A SHS0.42%$7M700.0K
50ATLAS CREST INVESTMENT CORPCOM CL A0.42%$7M700.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2024$116M144Aug 15, 202413F-HRchanges · EDGAR ↗
Q1 2024$106M157May 7, 202413F-HRchanges · EDGAR ↗
Q4 2023$48M187Feb 14, 202413F-HRchanges · EDGAR ↗
Q3 2023$51M229Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$95M277Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$266M413May 16, 202313F-HRchanges · EDGAR ↗
Q4 2022$784M615Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.3B882Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.4B930Aug 15, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.5B928May 16, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.5B948Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.6B899Nov 15, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.5B790Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.4B615May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$536M182Feb 16, 202113F-HRchanges · EDGAR ↗
Q3 2020$246M83Nov 16, 202013F-HRchanges · EDGAR ↗
Q2 2020$270M70Aug 14, 202013F-HRchanges · EDGAR ↗
Q1 2020$28M37May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$71M36Feb 14, 202013F-HRchanges · EDGAR ↗
Q3 2019REVEALED$131M107Nov 14, 201913F-HRchanges · EDGAR ↗
Q2 2019REVEALED$172M118Aug 14, 201913F-HRchanges · EDGAR ↗
Q1 2019$106M58May 15, 201913F-HRchanges · EDGAR ↗
Q4 2018$45M42Feb 14, 201913F-HRchanges · EDGAR ↗

Other Included Managers

This filing reports holdings on behalf of 2 additional managers.

  • HEIGHTS CAPITAL MANAGEMENT, INC028-13218
  • CVI Investments, Inc.028-17822

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.